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Washington Restitution Order Expired Ten Years After Release
The Washington state court of appeals granted a prisoner's personal restraint petition, holding that under RCW 9.94A.142(1994) his restitution obligation expired 10 years after his release from confinement for the crimes which gave rise to the restitution order.
In 1986, Brandt Sappenfield was sentenced to prison and ordered to pay restitution for various property crimes. Sappenfield was released from confinement after serving a one-year prison term, but was returned to prison in 1989 to serve a 24-year sentence for murder.
In 1996, Sappenfield filed a personal restraint petition seeking relief from the 1986 restitution order. He argued that under RCW 9.94A.142(1986) the trial court lost jurisdiction to enforce the order after August 1996 because 10 years had elapsed since the order was entered. The State argued, however, that a 1994 amendment to RCW 9.94A.142, redefining the limits of the court's jurisdiction over the collection of restitution applied to Sappenfield and tolled his 1986 restitution obligation until after his release from confinement for the 1989 murder conviction.
The court agreed that the 1994 amendment could be applied to Sappenfield, but rejected the State's tolling argument. The court held that under RCW 9.94A.142(1994) once an offender has been released from confinement for the crimes which gave rise to the restitution order, "the court's jurisdiction over the enforcement of that order runs without being tolled and ends 10 years after the date of release." The court held that under this amendment, Sappenfield's restitution obligation expired in August 1997, 10 years after his release from confinement for the 1986 convictions.
Relying on Quick v. Jones, 754 F.2d 1521 (9th Cir. 1985), the court acknowledged that Washington prisoners have "a vested property right to the funds in [their] prison account[s]," but rejected Sappenfield's argument that the retrospective application of RCW 9.94A.142(1994) violated the constitutional prohibition against ex post facto laws and his right to due process of law. The court held that the amendment could be applied retroactively because it did not change the "quantum of punishment" since it did not increase the amount of restitution he owed.
Washington readers should note that a 1997 amendment to RCW 9.94A.120(12) grants the court authority to extend its jurisdiction an additional 10 years for the collection of restitution. That amendment was not at issue in the reported case because there was no indication that the court extended jurisdiction there. See: In re Sappenfield, 964 P.2d 1204 (Wash.App.Div. 1 1998). The state supreme court granted review and has heard argument in this case. PLN will report its outcome.
In 1986, Brandt Sappenfield was sentenced to prison and ordered to pay restitution for various property crimes. Sappenfield was released from confinement after serving a one-year prison term, but was returned to prison in 1989 to serve a 24-year sentence for murder.
In 1996, Sappenfield filed a personal restraint petition seeking relief from the 1986 restitution order. He argued that under RCW 9.94A.142(1986) the trial court lost jurisdiction to enforce the order after August 1996 because 10 years had elapsed since the order was entered. The State argued, however, that a 1994 amendment to RCW 9.94A.142, redefining the limits of the court's jurisdiction over the collection of restitution applied to Sappenfield and tolled his 1986 restitution obligation until after his release from confinement for the 1989 murder conviction.
The court agreed that the 1994 amendment could be applied to Sappenfield, but rejected the State's tolling argument. The court held that under RCW 9.94A.142(1994) once an offender has been released from confinement for the crimes which gave rise to the restitution order, "the court's jurisdiction over the enforcement of that order runs without being tolled and ends 10 years after the date of release." The court held that under this amendment, Sappenfield's restitution obligation expired in August 1997, 10 years after his release from confinement for the 1986 convictions.
Relying on Quick v. Jones, 754 F.2d 1521 (9th Cir. 1985), the court acknowledged that Washington prisoners have "a vested property right to the funds in [their] prison account[s]," but rejected Sappenfield's argument that the retrospective application of RCW 9.94A.142(1994) violated the constitutional prohibition against ex post facto laws and his right to due process of law. The court held that the amendment could be applied retroactively because it did not change the "quantum of punishment" since it did not increase the amount of restitution he owed.
Washington readers should note that a 1997 amendment to RCW 9.94A.120(12) grants the court authority to extend its jurisdiction an additional 10 years for the collection of restitution. That amendment was not at issue in the reported case because there was no indication that the court extended jurisdiction there. See: In re Sappenfield, 964 P.2d 1204 (Wash.App.Div. 1 1998). The state supreme court granted review and has heard argument in this case. PLN will report its outcome.
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Related legal case
In Re Sappenfield
| Year | 1998 |
|---|---|
| Cite | 964 P.2d 1204 (Wash. App. Div. I 1998) |
| Level | State Court of Appeals |
In re Personal Restraint Petition of Sappenfield, 92 Wash.App. 729, 964 P.2d 1204 (Wash.App.Div.1 10/05/1998)
[1] Washington Court of Appeals
[2] NO. 40115-7-I
[3] 92 Wash.App. 729, 964 P.2d 1204, 1998
[4] October 05, 1998
[5] IN RE THE PERSONAL RESTRAINT PETITION OF: BRANDT E. SAPPENFIELD, PETITIONER.
[6] Counsel: Counsel for Petitioner(s) Lindsay Brown 3008 39th Ave W Seattle, WA 98199-2519 Brandt E. Sappenfield (Appearing Pro Se) Airway Heights Correction Ctr. #908698 P.o. Box 2049 Airwayheights, WA 99001-2049 Nielsen Broman & Associates Pllc 810 Third Avenue 320 Central Building Seattle, WA 98104 Counsel for Respondent(s) John S. Blonien Assistant Attorney General Asst. Atty Gen-Corr.DIV P.o. Box 40116 Olympia, WA 98504-0116 Erin M. Moore 2852 NW 62nd St Seattle, WA 98107-2512
[7] The opinion of the court was delivered by: Becker, J.
[8] Source of Appeal: Date first document (petition, etc) was filed in Court of Appeals: 02/06/97
[9] Judges: Authored by Mary K. Becker Concurring: H. Joseph Coleman Ann L. Ellington
[10] PUBLISHED
[11] Brandt Sappenfield has filed a personal restraint petition seeking relief from an order imposing restitution and court cost obligations arising from a 1986 sentence in King County for burglary and other property crimes. Sappenfield completed a one-year prison sentence for those crimes. He argues that the trial court lost jurisdiction to enforce its order after August 1996 because 10 years had elapsed since the entry of that order. We hold that under RCW 9.94A.142 the court did continue to have jurisdiction, but only until August 1997, 10 years from the date of his release. Because the court was without authority to enforce its restitution order after that time, the personal restraint petition is granted and Sappenfield is relieved from the 1986 order as of August 1997.
[12] A sentencing court has jurisdiction to enforce the requirements of a sentence imposed until those requirements are met, unless the jurisdiction is limited by statute.*fn1 With respect to restitution imposed as part of a sentence, the court's jurisdiction is time-limited by RCW 9.94A.142. In August, 1986, when the King County Superior Court sentenced Sappenfield and ordered him to pay restitution, RCW 9.94A.142 stated in pertinent part: "For the purposes of this section, the offender shall remain under the court's jurisdiction for a maximum term of 10 years subsequent to the imposition of sentence." *fn2 Under the plain language of this provision, the court's jurisdiction expires in 10 years even if the offender spends the entire 10 years in prison.*fn3 If this former version of the statute applies here, the trial court's jurisdiction to enforce its restitution order terminated in August 1996, thus relieving Sappenfield of his restitution obligation as of that time.
[13] In 1996, Sappenfield attempted to have his 1986 obligations removed from his file as expired and no longer collectible. Sappenfield is at present again in total confinement, having returned to prison in 1989 to serve a 24-year sentence for murder. Noting this fact, the State Department of Corrections (State), which has the duty to supervise an offender's compliance with restitution,*fn4 refused Sappenfield's request to have his 1986 files closed. The State advised Sappenfield that the 10-year period had not yet expired because of RCW 9.94A.170(3), a tolling statute enacted in 1988.*fn5 Sappenfield then filed the instant personal restraint petition, contending that the 1988 statute should not apply retroactively to his restitution obligations imposed in 1986.
[14] In its brief opposing Sappenfield's petition, the State does not place its principal reliance on RCW 9.94A.170(3). That 1988 statute tolls the lapsing of the period during which the Department of Corrections has the duty to supervise payments of restitution. Instead, the State relies on a 1994 amendment to RCW 9.94A.142 that redefined the limits of the court's jurisdiction over the collection of restitution. The 1994 statute amended the jurisdictional provision to read, "For the purposes of this section, the offender shall remain under the court's jurisdiction for a maximum term of ten years following the offender's release from total confinement or ten years subsequent to the entry of the Judgement and sentence, whichever period is longer." *fn6 The State contends that the 1994 amendment applies retroactively, and that under the 1994 amendment, the 10-year jurisdictional time period will not expire until after Sappenfield completes his present prison term.
[15] Sappenfield argues that the 1994 amendment applies only prospectively. He contends that retroactive application would violate the constitutional prohibition against ex post facto laws as well as his constitutional right to due process. Alternatively, he argues that the 1994 amendment, even if it does apply retroactively, extended the court's jurisdiction at most only until 1997, 10 years after he completed the prison sentence for the property crimes to which the order of restitution is related. He asks this court to order the Department of Corrections to close his files and dismiss the obligations arising from his 1986 property crimes.
[16] THE 1994 AMENDMENT
[17] Before deciding whether the 1994 amendment operates retroactively, we first address the controversy about how it operates in general. The State's briefing refers to the 1994 amendment as a "tolling" statute. According to the State, the 1994 amendment tolls Sappenfield's restitution obligations for his 1986 burglary conviction for the entire period of his incarceration for the 1989 murder conviction. Sappenfield contends there is no tolling provision in the amendment.
[18] To "toll" means "To bar, defeat, or take away" or "To suspend or stop temporarily as the statute of limitations is tolled during the defendant's absence from the jurisdiction and during the plaintiff's minority."*fn7 Under this definition, it is inaccurate to describe the 1994 amendment as a statute that tolls or suspends an offender's obligation to pay restitution. Nor does the statute bar, defeat, or take away the court's jurisdiction while the offender is confined. Both parties agree that under the 1994 amendment, the court's jurisdiction begins on the date restitution is ordered, continues during the entire period that the offender is confined on that offense, and then has 10 more years to run after the offender is released. Assuming that the amendment operates retroactively, both parties thus agree that the court maintained jurisdiction over Sappenfield's 1986 obligation during the year he spent in prison for the property crimes; that the 10-year term began to run upon his release from prison in 1987; and that two years of it elapsed while he was unconfined.
[19] According to Sappenfield, the 10-year alternative term of jurisdiction that began upon his release in August 1987 continued to elapse, and ended in August 1997, notwithstanding his reincarceration. The State argues that Sappenfield's reincarceration tolled the running of the 10-year period and that it will recommence when he is again released from total confinement. Under the State's theory, Sappenfield will at that time remain under the court's jurisdiction for eight more years. If he goes back to prison again, the period would again be tolled. In effect, the State argues that a "release from total confinement" means a release from confinement for any crime.
[20] The State does not adequately explain how it derives its theory from the words of the 1994 amendment, "the offender shall remain under the court's jurisdiction for a maximum term of ten years following the offender's release from total confinement".*fn8 The 1994 amendment does not use the word "toll". It does not provide for the 10-year term to be suspended every time the offender goes to prison. Instead, it creates a single alternative expiration date for the court's jurisdiction over restitution. The court's jurisdiction begins with the imposition of sentence. It ends either 10 years later or 10 years after the offender's release from total confinement. When the offender is released from total confinement, it is a 10-year term that begins to elapse, not an eight year term. We conclude from this that the phrase "release from total confinement" can only mean release from confinement for the crime for which restitution was ordered.
[21] OTHER STATUTES
[22] The State at oral argument retreated from its description of the 1994 amendment as a "tolling" statute. The State maintained, however, that the Legislature did intend to create a tolling mechanism, so that any time an offender spent in total confinement would not count toward the total of ten years during which restitution obligations could be enforced. The State argued that if the 1994 amendment does not accomplish that objective by itself, it does so when read in conjunction with the tolling provision in RCW 9.94A.170(3).
[23] This statute currently provides, "Any period of supervision shall be tolled during any period of time the offender is in confinement for any reason." We agree with the State that the period during which the State has a duty to supervise the offender's compliance with restitution is a "period of supervision".*fn9 But as Sappenfield points out, the Department of Corrections cannot supervise compliance with an obligation if the trial court lacks jurisdiction to enforce it. Once the trial court loses jurisdiction, the obligation has expired and thus there is nothing to supervise.
[24] The State notes that the Legislature in 1988 not only enacted RCW 9.94A.170(3), the above-mentioned statute that tolls any period of supervision while the offender is in confinement for any reason, but also amended RCW 9.94A.120. Before 1988, RCW 9.94A.120 provided, "All monetary payments shall be ordered paid by no later than ten years after the date of the Judgement of conviction." Striking out that language, the Legislature replaced it with a provision that the time limit for the payment of monetary obligations is 10 years after the last date of release from confinement for a felony conviction:
[25] When a person is convicted of a felony, the court shall impose punishment as provided in this section.
[26] (10) . . . All monetary payments ordered shall be paid no later than ten years after the most recent of either the last date of release from confinement pursuant to a felony conviction or the date the sentence was entered . . . *fn10
[27] The State argues that this amendment, in conjunction with the tolling provision of RCW 9.94A.170(3), extended the court's jurisdiction over Sappenfield.
[28] The Legislature may well have intended to create a statutory scheme whereby an offender's incarceration for an unrelated offense would extend the time period during which the sentencing court could enforce restitution ordered in connection with an earlier conviction. But we are unable to agree with the State's argument that the language change in 1988 accomplished that objective. First, to legislate that payments ordered "shall be paid" does not clearly create a new jurisdictional time limit. Second, even if that phrase did create a new jurisdictional time limit, it was inconsistent with the time limit in RCW 9.94A.142. A jurisdictional time limit is a matter about which there should be clarity, rather than a variety of possibilities depending on which section of the statute is consulted. Third, the phrase "most recent" added confusion.*fn11 Fourth, the 1988 version endured only for one year. In 1989 the Legislature deleted "most recent" to make the sentence read as follows: "All monetary payments ordered shall be paid no later than ten years after the last date of release from confinement pursuant to a felony conviction or the date the sentence was entered."*fn12 The present version of that sentence ends "unless the superior court extends the criminal Judgement an additional ten years."*fn13
[29] We conclude that the Legislature did not, in its 1994 amendment to RCW 9.94A.142 or in any other provision cited to us, extend the court's jurisdiction in the manner described by the State. We hold that when an offender bound by an order of restitution has once been released from total confinement for the same crimes that gave rise to the order of restitution, the 10-year period of the court's jurisdiction over the enforcement of that order runs without being tolled and ends 10 years after the date of release (unless jurisdiction is extended as presently provided by statute). Thus, assuming the 1994 amendment to RCW 9.94A.142(1) applies retroactively to Sappenfield, his restitution obligation nevertheless expired in August 1997, 10 years after his release from total confinement for his 1986 conviction.
[30] RETROACTIVITY
[31] The State contends that both the 1994 amendment to RCW 9.94A.142(1) as well as RCW 9.94A.170(3) may be applied retroactively to affect the financial obligations imposed on Sappenfield in 1986. Because RCW 9.94A.170(3) does not affect the court's jurisdiction for the collection of restitution, there is no need in this case to determine whether it has retroactive application.
[32] Regarding the retroactivity of the 1994 amendment, an amendment is like any other statute and as a general rule applies prospectively only.*fn14 The State contends the statute applies retroactively because it is curative and remedial. Statutory amendments that are "clearly curative" may be given retroactive effect, so long as they do not contravene any judicial construction of the statute. *fn15 "Remedial" amendments may also be applied retroactively under certain circumstances.*fn16 But under no circumstances will retroactivity be granted if it violates constitutional protections.*fn17 An amendment is "clearly curative" if it clarifies or technically corrects an ambiguous statute. Ambiguity exists when a law can reasonably be interpreted in more than one way.*fn18 The portion of RCW 9.94A.142(1) at issue here was not ambiguous prior to the 1994 amendment. It provided for a 10-year period of jurisdiction measured from the imposition of sentence. The 1994 amendment extended the court's jurisdiction by allowing an alternative measurement beginning with the offender's release from total confinement. This was a change in the law, not a clarification of an ambiguity.
[33] The State argues that ambiguity was created by other, inconsistent statutes. We are not persuaded that RCW 9.94A.142 in its 1985 form was so inconsistent with other statutes that the 1994 amendment must necessarily be regarded as curing an ambiguity. The 1994 amendment itself is not a model of clarity and it is not altogether consistent with other statutes.We do hold that the 1994 amendment can be applied retroactively because it is remedial. An amendment is remedial when it relates to practice, procedure, or remedies, and does not affect a substantive or vested right.*fn19 The general inquiry to determine whether an amendment affects a substantive right is whether the law alters the standard of punishment which existed under prior law or makes more burdensome the punishment for the crime.*fn20 Applying this test in State v. Hennings, the Supreme Court allowed retroactive application of an amendment providing that restitution hearings must be held within 180 days, rather than 60 days of the sentencing hearing.*fn21 The Court rejected the argument that the increase in time to determine the restitution amount affected defendants substantively by resurrecting a punishment. The Court instead held that because the amount of restitution authorized did not increase, the "quantum of the punishment" did not change.*fn22 Similarly, retroactive application of the 1994 amendment does not increase the amount of restitution Sappenfield owes. It increases only the total period of time in which he is subject to the obligation.
[34] Sappenfield asserts that extending the time period in which he is subject to the obligation is a constitutional ex post facto violation. A law violates the ex post facto clause if it: (1) is substantive, as opposed to merely procedural; (2) applies to events which occurred before its enactment; and (3) disadvantages the person affected by it.*fn23 The critical question is whether the Legislature's enlargement of the time period for enforcement of restitution inflicts a greater punishment than the law in effect when the crimes was committed.*fn24 Because the punishment inflicted on Sappenfield remains the same, there is no ex post facto violation.*fn25 Sappenfield also asserts a due process violation. The retroactive application of a law violates due process if it deprives an individual of a vested right.*fn26 The test is whether a party has changed position in reliance upon the previous law or whether the retroactive law defeats the reasonable expectations of the parties.*fn27
[35] Sappenfield has a vested property right to the funds in his prison account,*fn28 but he has not shown that he changed position with respect to those funds in reliance upon the pre-1994 status of the law. All that has changed is the period of time in which the debt may be collected. He had no reasonable expectation that the law would remain in a fixed state so as to extinguish his debt after 10 years. And Sappenfield did receive due process when, in 1986, he received a notice and had a hearing before the court imposed the obligation to pay restitution and court costs.*fn29 He was not entitled to a further opportunity to raise objections when the Legislature lengthened the court's jurisdiction in 1994.
[36] In Conclusion, the 1994 amendment, providing an alternative expiration date for the court's jurisdiction to enforce a criminal restitution order, may be retroactively applied. But because it is not a tolling provision, it extended the court's jurisdiction over Sappenfield's restitution obligation only to August 1997. Jurisdiction to enforce the orders setting restitution for his 1986 property crimes ended 10 years after he was released from total confinement for those crimes. Sappenfield's personal restraint petition is granted, and he is relieved of the 1986
[37] orders imposing restitution and court costs.
[38] WE CONCUR
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Opinion Footnotes
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[39] *fn1 State v. Johnson, 54 Wn. App. 489, 491, 774 P.2d 526 (1989); See also RCW 9.94A.220; State v. Neal, 54 Wn. App. 760, 762, 775 P.2d 996 (1989).
[40] *fn2 Laws of 1981, Reg. Sess., ch 137, sec. 14 (2d Substitute House Bill 440) (codified at RCW 9.94A.142(1) (1986)).
[41] *fn3 See State v. Parsley, 73 Wn. App. 666, 671, 870 P.2d 1030 (1994).
[42] *fn4 See RCW 9.94A.142 (1).
[43] *fn5 "Any period of supervision shall be tolled during any period of time the offender is in confinement for any reason." Laws of 1988, Reg. Sess., ch. 153, sec. 9(3) (Engrossed Substitute House Bill 1424) (codified at RCW 9.94A.170(3)).
[44] *fn6 Laws of 1994, Reg. Sess., ch. 271, sec. 601(1) (Substitute House Bill 6007). RCW 9.94A.145(4), the statute governing enforcement of all legal financial obligations, including restitution and court costs, is worded similarly: "All other legal financial obligations may be enforced at any time during the ten-year period following the offender's release from total confinement or within ten years of entry of the Judgement and sentence, whichever period is longer."
[45] *fn7 Black's Law Dictionary 1488 (6th ed. 1990).
[46] *fn8 Laws of 1994, ch. 271, sec. 601(1). Note: The word "maximum" was deleted from this sentence in 1997. Laws of 1997, ch.121, sec. 4 (Engrossed House Bill 1096) (codified as amended in RCW 9.94A.142(1) (1998)).
[47] *fn9 RCW 9.94A.142(1); See also RCW 9.94A.145(7) and (8). The State asserted at oral argument that the amounts it is currently collecting from Sappenfield while he is in prison are for obligations related to the 1989 conviction for which he is now confined. Under RCW 9.94A.170(3), the tolling statute, Sappenfield's reincarceration tolled or suspended the period in which the State has a duty to supervise his compliance with financial obligations related to his 1986 convictions.
[48] *fn10 Laws of 1988, ch. 153, sec. 2.
[49] *fn11 The amendment provided that obligations were to be paid no later than 10 years after the sentence is entered or 10 years after release from confinement on a felony conviction, whichever event was "most recent", but it does not designate the date on which that calculation must be made. For an offender sentenced in 1986 and released after serving a one-year term, the release on that conviction was the "most recent" event in 1987. If that offender served another one-year term for a different crime beginning in 1998, the release on that conviction would be the "most recent" event in 1999. Would the offender then be subject to 10 more years on the original 1986 obligation despite having already been subject to it while unconfined during the 10 years from 1987 to 1997?
[50] *fn12 Laws of 1989, Reg. Sess., ch. 252, sec. 4 (Engrossed Substitute House Bill 1542).
[51] *fn13 RCW 9.94A.120(12) (1998). The court's power to extend its jurisdiction under the Judgement for an additional 10 years for payment of restitution was granted by a 1997 amendment. Laws of 1997, ch. 121, sec. 2. That provision plays no part in the present case as it does not appear that the court extended jurisdiction under Sappenfield's 1986 sentence.
[52] *fn14 Howell v. Spokane & Inland Empire Blood Bank, 114 Wn.2d 42, 47, 785 P.2d 815 (1990).
[53] *fn15 State v. Jones, 110 Wn.2d 74, 82, 750 P.2d 620 (1988); State v. McKinley, 84 Wn. App. 677, 686, 929 P.2d 1145 (1997).
[54] *fn16 In re Mota, 114 Wn.2d 465, 471, 788 P.2d 538 (1990), superseded on other grounds in Matter of Williams, 121 Wn.2d 655, 662, 853 P.2d 444 (1993).
[55] *fn17 In re F.D. Processing, 119 Wn.2d 452, 460, 832 P.2d 1303 (1992).
[56] *fn18 Vashon Island v. Washington State Boundary Review Bd., 127 Wn.2d 759, 771, 903 P.2d 953 (1995).
[57] *fn19 In re Mota, 114 Wn.2d at 471.
[58] *fn20 See State v. Ward, 123 Wn.2d 488, 497-98, 869 P.2d 1062 (1994).
[59] *fn21 State v. Hennings, 129 Wn.2d 512, 529, 919 P.2d 580 (1996).
[60] *fn22 State v. Hennings, 129 Wn.2d at 526.
[61] *fn23 State v. Hennings, 129 Wn. 2d at 525.
[62] *fn24 See State v. Ward, 123 Wn.2d at 497-98, citing Calder v. Bull, 3 U.S. 386, 3 Dall. 386, 1 L. Ed. 648 (1798).
[63] *fn25 See State v. Hodgson, 108 Wn.2d 662, 668-69, 740 P.2d 848 (1987), cert. denied, 485 U.S. 938, 108 S. Ct. 1117, 99 L. Ed. 2d 277 (1988) (legislative extension of a criminal statute of limitation may be applied retroactively if the prior limitation has not yet expired).
[64] *fn26 Caritas Services Inc. v. Department of Social and Health Services, 123 Wn.2d 391, 413, 869 P.2d 28 (1994).
[65] *fn27 In re Santore, 28 Wn. App. 319, 324, 623 P.2d 702, review denied, 95 Wn.2d 1019 (1981).
[66] *fn28 See Quick v. Jones, 754 F.2d 1521, 1523 (9th Cir. 1985).
[67] *fn29 See State v. Rogers, 127 Wn.2d 270, 275, 898 P.2d 294 (1995) ("due process of law in its essence requires notice and an opportunity to be heard.").
[1] Washington Court of Appeals
[2] NO. 40115-7-I
[3] 92 Wash.App. 729, 964 P.2d 1204, 1998
[4] October 05, 1998
[5] IN RE THE PERSONAL RESTRAINT PETITION OF: BRANDT E. SAPPENFIELD, PETITIONER.
[6] Counsel: Counsel for Petitioner(s) Lindsay Brown 3008 39th Ave W Seattle, WA 98199-2519 Brandt E. Sappenfield (Appearing Pro Se) Airway Heights Correction Ctr. #908698 P.o. Box 2049 Airwayheights, WA 99001-2049 Nielsen Broman & Associates Pllc 810 Third Avenue 320 Central Building Seattle, WA 98104 Counsel for Respondent(s) John S. Blonien Assistant Attorney General Asst. Atty Gen-Corr.DIV P.o. Box 40116 Olympia, WA 98504-0116 Erin M. Moore 2852 NW 62nd St Seattle, WA 98107-2512
[7] The opinion of the court was delivered by: Becker, J.
[8] Source of Appeal: Date first document (petition, etc) was filed in Court of Appeals: 02/06/97
[9] Judges: Authored by Mary K. Becker Concurring: H. Joseph Coleman Ann L. Ellington
[10] PUBLISHED
[11] Brandt Sappenfield has filed a personal restraint petition seeking relief from an order imposing restitution and court cost obligations arising from a 1986 sentence in King County for burglary and other property crimes. Sappenfield completed a one-year prison sentence for those crimes. He argues that the trial court lost jurisdiction to enforce its order after August 1996 because 10 years had elapsed since the entry of that order. We hold that under RCW 9.94A.142 the court did continue to have jurisdiction, but only until August 1997, 10 years from the date of his release. Because the court was without authority to enforce its restitution order after that time, the personal restraint petition is granted and Sappenfield is relieved from the 1986 order as of August 1997.
[12] A sentencing court has jurisdiction to enforce the requirements of a sentence imposed until those requirements are met, unless the jurisdiction is limited by statute.*fn1 With respect to restitution imposed as part of a sentence, the court's jurisdiction is time-limited by RCW 9.94A.142. In August, 1986, when the King County Superior Court sentenced Sappenfield and ordered him to pay restitution, RCW 9.94A.142 stated in pertinent part: "For the purposes of this section, the offender shall remain under the court's jurisdiction for a maximum term of 10 years subsequent to the imposition of sentence." *fn2 Under the plain language of this provision, the court's jurisdiction expires in 10 years even if the offender spends the entire 10 years in prison.*fn3 If this former version of the statute applies here, the trial court's jurisdiction to enforce its restitution order terminated in August 1996, thus relieving Sappenfield of his restitution obligation as of that time.
[13] In 1996, Sappenfield attempted to have his 1986 obligations removed from his file as expired and no longer collectible. Sappenfield is at present again in total confinement, having returned to prison in 1989 to serve a 24-year sentence for murder. Noting this fact, the State Department of Corrections (State), which has the duty to supervise an offender's compliance with restitution,*fn4 refused Sappenfield's request to have his 1986 files closed. The State advised Sappenfield that the 10-year period had not yet expired because of RCW 9.94A.170(3), a tolling statute enacted in 1988.*fn5 Sappenfield then filed the instant personal restraint petition, contending that the 1988 statute should not apply retroactively to his restitution obligations imposed in 1986.
[14] In its brief opposing Sappenfield's petition, the State does not place its principal reliance on RCW 9.94A.170(3). That 1988 statute tolls the lapsing of the period during which the Department of Corrections has the duty to supervise payments of restitution. Instead, the State relies on a 1994 amendment to RCW 9.94A.142 that redefined the limits of the court's jurisdiction over the collection of restitution. The 1994 statute amended the jurisdictional provision to read, "For the purposes of this section, the offender shall remain under the court's jurisdiction for a maximum term of ten years following the offender's release from total confinement or ten years subsequent to the entry of the Judgement and sentence, whichever period is longer." *fn6 The State contends that the 1994 amendment applies retroactively, and that under the 1994 amendment, the 10-year jurisdictional time period will not expire until after Sappenfield completes his present prison term.
[15] Sappenfield argues that the 1994 amendment applies only prospectively. He contends that retroactive application would violate the constitutional prohibition against ex post facto laws as well as his constitutional right to due process. Alternatively, he argues that the 1994 amendment, even if it does apply retroactively, extended the court's jurisdiction at most only until 1997, 10 years after he completed the prison sentence for the property crimes to which the order of restitution is related. He asks this court to order the Department of Corrections to close his files and dismiss the obligations arising from his 1986 property crimes.
[16] THE 1994 AMENDMENT
[17] Before deciding whether the 1994 amendment operates retroactively, we first address the controversy about how it operates in general. The State's briefing refers to the 1994 amendment as a "tolling" statute. According to the State, the 1994 amendment tolls Sappenfield's restitution obligations for his 1986 burglary conviction for the entire period of his incarceration for the 1989 murder conviction. Sappenfield contends there is no tolling provision in the amendment.
[18] To "toll" means "To bar, defeat, or take away" or "To suspend or stop temporarily as the statute of limitations is tolled during the defendant's absence from the jurisdiction and during the plaintiff's minority."*fn7 Under this definition, it is inaccurate to describe the 1994 amendment as a statute that tolls or suspends an offender's obligation to pay restitution. Nor does the statute bar, defeat, or take away the court's jurisdiction while the offender is confined. Both parties agree that under the 1994 amendment, the court's jurisdiction begins on the date restitution is ordered, continues during the entire period that the offender is confined on that offense, and then has 10 more years to run after the offender is released. Assuming that the amendment operates retroactively, both parties thus agree that the court maintained jurisdiction over Sappenfield's 1986 obligation during the year he spent in prison for the property crimes; that the 10-year term began to run upon his release from prison in 1987; and that two years of it elapsed while he was unconfined.
[19] According to Sappenfield, the 10-year alternative term of jurisdiction that began upon his release in August 1987 continued to elapse, and ended in August 1997, notwithstanding his reincarceration. The State argues that Sappenfield's reincarceration tolled the running of the 10-year period and that it will recommence when he is again released from total confinement. Under the State's theory, Sappenfield will at that time remain under the court's jurisdiction for eight more years. If he goes back to prison again, the period would again be tolled. In effect, the State argues that a "release from total confinement" means a release from confinement for any crime.
[20] The State does not adequately explain how it derives its theory from the words of the 1994 amendment, "the offender shall remain under the court's jurisdiction for a maximum term of ten years following the offender's release from total confinement".*fn8 The 1994 amendment does not use the word "toll". It does not provide for the 10-year term to be suspended every time the offender goes to prison. Instead, it creates a single alternative expiration date for the court's jurisdiction over restitution. The court's jurisdiction begins with the imposition of sentence. It ends either 10 years later or 10 years after the offender's release from total confinement. When the offender is released from total confinement, it is a 10-year term that begins to elapse, not an eight year term. We conclude from this that the phrase "release from total confinement" can only mean release from confinement for the crime for which restitution was ordered.
[21] OTHER STATUTES
[22] The State at oral argument retreated from its description of the 1994 amendment as a "tolling" statute. The State maintained, however, that the Legislature did intend to create a tolling mechanism, so that any time an offender spent in total confinement would not count toward the total of ten years during which restitution obligations could be enforced. The State argued that if the 1994 amendment does not accomplish that objective by itself, it does so when read in conjunction with the tolling provision in RCW 9.94A.170(3).
[23] This statute currently provides, "Any period of supervision shall be tolled during any period of time the offender is in confinement for any reason." We agree with the State that the period during which the State has a duty to supervise the offender's compliance with restitution is a "period of supervision".*fn9 But as Sappenfield points out, the Department of Corrections cannot supervise compliance with an obligation if the trial court lacks jurisdiction to enforce it. Once the trial court loses jurisdiction, the obligation has expired and thus there is nothing to supervise.
[24] The State notes that the Legislature in 1988 not only enacted RCW 9.94A.170(3), the above-mentioned statute that tolls any period of supervision while the offender is in confinement for any reason, but also amended RCW 9.94A.120. Before 1988, RCW 9.94A.120 provided, "All monetary payments shall be ordered paid by no later than ten years after the date of the Judgement of conviction." Striking out that language, the Legislature replaced it with a provision that the time limit for the payment of monetary obligations is 10 years after the last date of release from confinement for a felony conviction:
[25] When a person is convicted of a felony, the court shall impose punishment as provided in this section.
[26] (10) . . . All monetary payments ordered shall be paid no later than ten years after the most recent of either the last date of release from confinement pursuant to a felony conviction or the date the sentence was entered . . . *fn10
[27] The State argues that this amendment, in conjunction with the tolling provision of RCW 9.94A.170(3), extended the court's jurisdiction over Sappenfield.
[28] The Legislature may well have intended to create a statutory scheme whereby an offender's incarceration for an unrelated offense would extend the time period during which the sentencing court could enforce restitution ordered in connection with an earlier conviction. But we are unable to agree with the State's argument that the language change in 1988 accomplished that objective. First, to legislate that payments ordered "shall be paid" does not clearly create a new jurisdictional time limit. Second, even if that phrase did create a new jurisdictional time limit, it was inconsistent with the time limit in RCW 9.94A.142. A jurisdictional time limit is a matter about which there should be clarity, rather than a variety of possibilities depending on which section of the statute is consulted. Third, the phrase "most recent" added confusion.*fn11 Fourth, the 1988 version endured only for one year. In 1989 the Legislature deleted "most recent" to make the sentence read as follows: "All monetary payments ordered shall be paid no later than ten years after the last date of release from confinement pursuant to a felony conviction or the date the sentence was entered."*fn12 The present version of that sentence ends "unless the superior court extends the criminal Judgement an additional ten years."*fn13
[29] We conclude that the Legislature did not, in its 1994 amendment to RCW 9.94A.142 or in any other provision cited to us, extend the court's jurisdiction in the manner described by the State. We hold that when an offender bound by an order of restitution has once been released from total confinement for the same crimes that gave rise to the order of restitution, the 10-year period of the court's jurisdiction over the enforcement of that order runs without being tolled and ends 10 years after the date of release (unless jurisdiction is extended as presently provided by statute). Thus, assuming the 1994 amendment to RCW 9.94A.142(1) applies retroactively to Sappenfield, his restitution obligation nevertheless expired in August 1997, 10 years after his release from total confinement for his 1986 conviction.
[30] RETROACTIVITY
[31] The State contends that both the 1994 amendment to RCW 9.94A.142(1) as well as RCW 9.94A.170(3) may be applied retroactively to affect the financial obligations imposed on Sappenfield in 1986. Because RCW 9.94A.170(3) does not affect the court's jurisdiction for the collection of restitution, there is no need in this case to determine whether it has retroactive application.
[32] Regarding the retroactivity of the 1994 amendment, an amendment is like any other statute and as a general rule applies prospectively only.*fn14 The State contends the statute applies retroactively because it is curative and remedial. Statutory amendments that are "clearly curative" may be given retroactive effect, so long as they do not contravene any judicial construction of the statute. *fn15 "Remedial" amendments may also be applied retroactively under certain circumstances.*fn16 But under no circumstances will retroactivity be granted if it violates constitutional protections.*fn17 An amendment is "clearly curative" if it clarifies or technically corrects an ambiguous statute. Ambiguity exists when a law can reasonably be interpreted in more than one way.*fn18 The portion of RCW 9.94A.142(1) at issue here was not ambiguous prior to the 1994 amendment. It provided for a 10-year period of jurisdiction measured from the imposition of sentence. The 1994 amendment extended the court's jurisdiction by allowing an alternative measurement beginning with the offender's release from total confinement. This was a change in the law, not a clarification of an ambiguity.
[33] The State argues that ambiguity was created by other, inconsistent statutes. We are not persuaded that RCW 9.94A.142 in its 1985 form was so inconsistent with other statutes that the 1994 amendment must necessarily be regarded as curing an ambiguity. The 1994 amendment itself is not a model of clarity and it is not altogether consistent with other statutes.We do hold that the 1994 amendment can be applied retroactively because it is remedial. An amendment is remedial when it relates to practice, procedure, or remedies, and does not affect a substantive or vested right.*fn19 The general inquiry to determine whether an amendment affects a substantive right is whether the law alters the standard of punishment which existed under prior law or makes more burdensome the punishment for the crime.*fn20 Applying this test in State v. Hennings, the Supreme Court allowed retroactive application of an amendment providing that restitution hearings must be held within 180 days, rather than 60 days of the sentencing hearing.*fn21 The Court rejected the argument that the increase in time to determine the restitution amount affected defendants substantively by resurrecting a punishment. The Court instead held that because the amount of restitution authorized did not increase, the "quantum of the punishment" did not change.*fn22 Similarly, retroactive application of the 1994 amendment does not increase the amount of restitution Sappenfield owes. It increases only the total period of time in which he is subject to the obligation.
[34] Sappenfield asserts that extending the time period in which he is subject to the obligation is a constitutional ex post facto violation. A law violates the ex post facto clause if it: (1) is substantive, as opposed to merely procedural; (2) applies to events which occurred before its enactment; and (3) disadvantages the person affected by it.*fn23 The critical question is whether the Legislature's enlargement of the time period for enforcement of restitution inflicts a greater punishment than the law in effect when the crimes was committed.*fn24 Because the punishment inflicted on Sappenfield remains the same, there is no ex post facto violation.*fn25 Sappenfield also asserts a due process violation. The retroactive application of a law violates due process if it deprives an individual of a vested right.*fn26 The test is whether a party has changed position in reliance upon the previous law or whether the retroactive law defeats the reasonable expectations of the parties.*fn27
[35] Sappenfield has a vested property right to the funds in his prison account,*fn28 but he has not shown that he changed position with respect to those funds in reliance upon the pre-1994 status of the law. All that has changed is the period of time in which the debt may be collected. He had no reasonable expectation that the law would remain in a fixed state so as to extinguish his debt after 10 years. And Sappenfield did receive due process when, in 1986, he received a notice and had a hearing before the court imposed the obligation to pay restitution and court costs.*fn29 He was not entitled to a further opportunity to raise objections when the Legislature lengthened the court's jurisdiction in 1994.
[36] In Conclusion, the 1994 amendment, providing an alternative expiration date for the court's jurisdiction to enforce a criminal restitution order, may be retroactively applied. But because it is not a tolling provision, it extended the court's jurisdiction over Sappenfield's restitution obligation only to August 1997. Jurisdiction to enforce the orders setting restitution for his 1986 property crimes ended 10 years after he was released from total confinement for those crimes. Sappenfield's personal restraint petition is granted, and he is relieved of the 1986
[37] orders imposing restitution and court costs.
[38] WE CONCUR
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Opinion Footnotes
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[39] *fn1 State v. Johnson, 54 Wn. App. 489, 491, 774 P.2d 526 (1989); See also RCW 9.94A.220; State v. Neal, 54 Wn. App. 760, 762, 775 P.2d 996 (1989).
[40] *fn2 Laws of 1981, Reg. Sess., ch 137, sec. 14 (2d Substitute House Bill 440) (codified at RCW 9.94A.142(1) (1986)).
[41] *fn3 See State v. Parsley, 73 Wn. App. 666, 671, 870 P.2d 1030 (1994).
[42] *fn4 See RCW 9.94A.142 (1).
[43] *fn5 "Any period of supervision shall be tolled during any period of time the offender is in confinement for any reason." Laws of 1988, Reg. Sess., ch. 153, sec. 9(3) (Engrossed Substitute House Bill 1424) (codified at RCW 9.94A.170(3)).
[44] *fn6 Laws of 1994, Reg. Sess., ch. 271, sec. 601(1) (Substitute House Bill 6007). RCW 9.94A.145(4), the statute governing enforcement of all legal financial obligations, including restitution and court costs, is worded similarly: "All other legal financial obligations may be enforced at any time during the ten-year period following the offender's release from total confinement or within ten years of entry of the Judgement and sentence, whichever period is longer."
[45] *fn7 Black's Law Dictionary 1488 (6th ed. 1990).
[46] *fn8 Laws of 1994, ch. 271, sec. 601(1). Note: The word "maximum" was deleted from this sentence in 1997. Laws of 1997, ch.121, sec. 4 (Engrossed House Bill 1096) (codified as amended in RCW 9.94A.142(1) (1998)).
[47] *fn9 RCW 9.94A.142(1); See also RCW 9.94A.145(7) and (8). The State asserted at oral argument that the amounts it is currently collecting from Sappenfield while he is in prison are for obligations related to the 1989 conviction for which he is now confined. Under RCW 9.94A.170(3), the tolling statute, Sappenfield's reincarceration tolled or suspended the period in which the State has a duty to supervise his compliance with financial obligations related to his 1986 convictions.
[48] *fn10 Laws of 1988, ch. 153, sec. 2.
[49] *fn11 The amendment provided that obligations were to be paid no later than 10 years after the sentence is entered or 10 years after release from confinement on a felony conviction, whichever event was "most recent", but it does not designate the date on which that calculation must be made. For an offender sentenced in 1986 and released after serving a one-year term, the release on that conviction was the "most recent" event in 1987. If that offender served another one-year term for a different crime beginning in 1998, the release on that conviction would be the "most recent" event in 1999. Would the offender then be subject to 10 more years on the original 1986 obligation despite having already been subject to it while unconfined during the 10 years from 1987 to 1997?
[50] *fn12 Laws of 1989, Reg. Sess., ch. 252, sec. 4 (Engrossed Substitute House Bill 1542).
[51] *fn13 RCW 9.94A.120(12) (1998). The court's power to extend its jurisdiction under the Judgement for an additional 10 years for payment of restitution was granted by a 1997 amendment. Laws of 1997, ch. 121, sec. 2. That provision plays no part in the present case as it does not appear that the court extended jurisdiction under Sappenfield's 1986 sentence.
[52] *fn14 Howell v. Spokane & Inland Empire Blood Bank, 114 Wn.2d 42, 47, 785 P.2d 815 (1990).
[53] *fn15 State v. Jones, 110 Wn.2d 74, 82, 750 P.2d 620 (1988); State v. McKinley, 84 Wn. App. 677, 686, 929 P.2d 1145 (1997).
[54] *fn16 In re Mota, 114 Wn.2d 465, 471, 788 P.2d 538 (1990), superseded on other grounds in Matter of Williams, 121 Wn.2d 655, 662, 853 P.2d 444 (1993).
[55] *fn17 In re F.D. Processing, 119 Wn.2d 452, 460, 832 P.2d 1303 (1992).
[56] *fn18 Vashon Island v. Washington State Boundary Review Bd., 127 Wn.2d 759, 771, 903 P.2d 953 (1995).
[57] *fn19 In re Mota, 114 Wn.2d at 471.
[58] *fn20 See State v. Ward, 123 Wn.2d 488, 497-98, 869 P.2d 1062 (1994).
[59] *fn21 State v. Hennings, 129 Wn.2d 512, 529, 919 P.2d 580 (1996).
[60] *fn22 State v. Hennings, 129 Wn.2d at 526.
[61] *fn23 State v. Hennings, 129 Wn. 2d at 525.
[62] *fn24 See State v. Ward, 123 Wn.2d at 497-98, citing Calder v. Bull, 3 U.S. 386, 3 Dall. 386, 1 L. Ed. 648 (1798).
[63] *fn25 See State v. Hodgson, 108 Wn.2d 662, 668-69, 740 P.2d 848 (1987), cert. denied, 485 U.S. 938, 108 S. Ct. 1117, 99 L. Ed. 2d 277 (1988) (legislative extension of a criminal statute of limitation may be applied retroactively if the prior limitation has not yet expired).
[64] *fn26 Caritas Services Inc. v. Department of Social and Health Services, 123 Wn.2d 391, 413, 869 P.2d 28 (1994).
[65] *fn27 In re Santore, 28 Wn. App. 319, 324, 623 P.2d 702, review denied, 95 Wn.2d 1019 (1981).
[66] *fn28 See Quick v. Jones, 754 F.2d 1521, 1523 (9th Cir. 1985).
[67] *fn29 See State v. Rogers, 127 Wn.2d 270, 275, 898 P.2d 294 (1995) ("due process of law in its essence requires notice and an opportunity to be heard.").