Civil Rights Litigation-Effective Communication, July 2022
Download original document:
Document text
Document text
This text is machine-read, and may contain errors. Check the original document to verify accuracy.
WHITE PAPER SERIES Learning from Civil Rights Lawsuits: Effective Communication with Deaf, Hard of Hearing, Blind, and Low Vision Incarcerated People white paper series Learning from Civil Rights Lawsuits: Effective Communication with Deaf, Hard of Hearing, Blind, and Low Vision Incarcerated People JULY 2022 A project of the Civil Rights Litigation Clearinghouse and the University of Michigan Law School Tessa Bialek, Clearinghouse Managing Attorney & Margo Schlanger, Clearinghouse Director, Wade H. and Dores M. McCree Collegiate Professor of Law University of Michigan Law School This project and related materials are available for reading or download at clearinghouse.net/policy/1/1. Materials include a large-print version of this document, as well as case summaries, litigation documents, and other referenced resources. © The Civil Rights Litigation Clearinghouse and the University of Michigan Law School. This paper may be copied and shared for any purpose, for free or at cost, with attribution. The model policies in Part III of the paper may be copied freely for any purpose with or without attribution, and may be freely adapted or amended so long as adaptations are not attributed to the Civil Rights Litigation Clearinghouse and/or the authors. .* . • National Association of the Deaf NATIONAL FEDERATION • • • OF THE BLIND The National Association of the Deaf and the National Federation of the Blind helped shape the recommended policies in Part III of this white paper, and endorse them for consideration and adoption by Departments of Corrections at every level of government. Cover image: Annie Flanagan Back cover image: Mark M. Hancock, The Beaumont Enterprise. Credit: Hearst Communications, Inc. Contents Introduction ...................................................................................... 1 I. Federal Antidiscrimination Law . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 A. Constitutional Protections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 B. Statutory Protections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 1. No Disparate Treatment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 2. The Reasonable Modification Requirement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 3. The Effective Communication Requirement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 4. The Integration Mandate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 5. The Anti-Surcharge Regulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 II. Other Sources of Standards, Policies, and Practices for Corrections ....................................... 11 A. National Standards and Local/Departmental Policies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 B. Litigation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 III. Model Policies and Commentary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 1. Antidiscrimination Principles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.1 Overall Commitment to Equality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.2 No Punishment of Disability or Its Expression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.3 No Disparate Treatment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.4 Reasonable Modifications and Accommodations . . . . . . . . . . . . . . . . . . . . . . . . . 1.5 Effective Communication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.6 Adverse Determinations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.7 Integration Mandate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.8 No Surcharges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.9 Primary Consideration to Prisoner Requests . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 18 18 18 18 19 19 20 20 20 2. Initial Identification; Initial and Ongoing Assessment; and Requests for Auxiliary Aids and Services, and Reasonable Modifications and Accommodations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.1 Initial Identification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.2 Medical Assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.3 Functional Assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 21 22 23 2.4 Communication and Accommodation Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 2.5 Periodic Reassessment and Subsequent Requests . . . . . . . . . . . . . . . . . . . . . . 26 2.6 Appeal of Denial of Requests . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 3. Notice of Rights and Resources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 3.1 Notice of Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 3.2 Intake and Orientation Materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 4. Identification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 4.1 Identification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 5. Classification and Housing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 5.1 Classification and Housing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 6. Participation in Services, Programs, and Activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 6.1 Access to Services, Programs, and Activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 6.2 Access to Visiting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 7. Medical Devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.1 Hearing Aids and Cochlear Processors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.2 Corrective Lenses, Glasses, and Sunglasses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.3 White Canes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8. Auxiliary Aids and Services, and Reasonable Modifications and Accommodations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.1 Qualified Interpretation for Deaf and Hard of Hearing Prisoners . . . . . . . . 8.2 Other Auxiliary Aids and Services for Deaf and Hard of Hearing Prisoners . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.3 Effective Telecommunications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.4 Access to Television and Other Screen Devices . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.5 Recreation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.6 Additional Auxiliary Aids and Services and Reasonable Modifications and Accommodations for Blind and Low Vision Prisoners . . . . . . . . . . . . . . 8.7 Non-Auditory Alarms, Alerts, and Emergency Evacuation Notification . 34 34 35 36 37 37 42 42 45 46 46 48 9. Prisoner Assistants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 9.1 Prisoner Assistants for Blind and Low Vision Prisoners . . . . . . . . . . . . . . . . . 50 10. Hand Restraints . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 10.1 Hand Restraints and Sign Language Communication . . . . . . . . . . . . . . . . . . 51 10.2 Hand Restraints and Blind or Low Vision Mobility . . . . . . . . . . . . . . . . . . . . . . . 52 11. Staff and Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 11.1 ADA Coordinators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 11.2 Other Staff Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 12. Tracking and Auditing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 12.1 Tracking and Annual Audit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 13. Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13.1 Auxiliary Aids and Services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13.2 Communication Disability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13.3 Disability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13.4 Effective Communication. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13.5 [Entity] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13.6 Qualified Interpreter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13.7 Reasonable Modifications and Accommodations . . . . . . . . . . . . . . . . . . . . . . . 13.8 Service, Program, or Activity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13.9 Staff . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 57 57 57 58 58 58 58 59 59 Endnotes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80 Appendix: How to Use the Civil Rights Litigation Clearinghouse . . . . . 82 Introduction Tens of thousands of people incarcerated in jails and prisons throughout the United States have one or more communication disabilities, a term that describes persons who are deaf, hard of hearing, blind, low vision, deaf-blind, speech disabled, or otherwise disabled in ways that affect communication. Incarceration is not easy for anyone, but the isolation and inflexibility of incarceration can be especially challenging, dangerous, and further disabling, for persons with disabilities.1 Correctional entities must confront these challenges; persons with communication disabilities are overrepresented in jails and prisons and the population continues to grow.2 Federal antidiscrimination law obligates jails and prisons to avoid discrimination, promote integration, and ensure effective communication. This requires adequate resources and preparation, joined by a shift in policy, practice, and values: to meet their antidiscrimination obligations, jails and prisons must offer choice, flexibility, and individuation well beyond what is typical in carceral environments. This white paper offers a starting point for such efforts. A NOTE ON SCOPE: Although many of the best practices identified in this paper may be applied more broadly to people with disabilities in jails and prisons, this paper focuses principally on people who are deaf, hard of hearing, blind, and/or low vision, and their medical devices, auxiliary aids and services, and reasonable modifications and accommodations, with particular emphasis on the “effective communication” requirement of federal antidiscrimination law.3 Similarly, although many of the best practices and model policies recommended here offer useful guidance for the custody and treatment of any person with a communication disability, there is not a one-size-fits-all policy that serves the needs of all such persons. This paper uses the term “communication disabilities” throughout as shorthand for “deaf, hard of hearing, blind, and/or low vision,” but such a focus is necessarily underinclusive. Communication disabilities also include deafblind-ness, as well as certain intellectual, cognitive, or mental health disabilities. Moreover, people who are deaf, hard of hearing, blind, and/or low vision may be differently or multiply disabled—they may also have mobility, intellectual, and other disabilities—in ways that must be accounted for. The policies and practices recommended in Part III serve as a starting point, but must be adapted and individuated to meet the specific needs of each prisoner with a communication disability. For example, a person who is deafblind may require Protactile interpreters to communicate effectively, or a person who is deaf or blind and also mobility impaired may require an assistant to make a telephone call, and so on. For all people who are multiply disabled, the general requirements of effective communication, equal access, and reasonable modifications and accommodations apply in full force. Meeting these requirements will require an individualized, interactive, and collaborative process that is proactive and ongoing. 1 | Effective Communication Introduction Jails and prisons need not undertake policy and practice reform alone. A variety of state and local governmental agencies, community-based service providers, training centers, centers for independent living, and regional and national correctional associations are well positioned to support jails and prisons in improving conditions for persons with communication disabilities, and can provide direct support or help develop resources for programming, training, reentry planning, and care.4 And every state has a state Protection and Advocacy (“P&A”) system—an entity with federal authority to advocate on behalf of persons with disabilities and to monitor settings in which persons with disabilities live, work, and receive services.5 But the ultimate responsibility to avoid discrimination, by providing effective communication and equal access to services, programs, and activities, belongs to each custodial authority. They need to prevent illegal discrimination against prisoners with communication disabilities. (This paper principally uses the shorthand “prisoner” to refer to persons detained in jails or incarcerated in prisons.) Among disallowed discriminatory practices: barring persons with communication disabilities from participating in certain programs; housing persons with communication disabilities in segregated environments as a matter of policy;6 or punishing prisoners for manifestations of disability, such as failing to obey an order that they did not see or hear.7 Discrimination can also be more subtle. For example, inadequate preparation may mean that a qualified interpreter is not available when needed. Or failure to provide a range of up-to-date telecommunications devices may limit deaf prisoners’ communication with family, friends, and attorneys outside of jail or prison. Indeed, challenges facing prisoners with communication disabilities affect all aspects of incarceration in myriad ways. For example: • Housing and custody. Prisoners with communication disabilities may be inappropriately housed in solitary confinement, a harmful and extremely isolating practice, because of their disability—related, for example, to policies requiring users of certain assistive devices to be housed apart from others, or for perceived safety reasons— or because of disability-related challenges to understanding and obeying rules or participating in disciplinary proceedings.8 • Communication isolation. In some states, prison authorities insist on separating individuals who use sign language to communicate out of a misguided and discriminatory fear that they will somehow use sign language nefariously. The result is that some prisoners have nobody they can actually communicate with directly, perhaps for years on end. • Communications obstacles. Overreliance on out-of-date telecommunications devices, like teletypewriters (“TTYs”, also called telecommunications devices for the deaf, or “TDDs”) has precluded contact between prisoners and their loved ones outside of prison both because written English is often not effective for native sign language users and because friends and family often do not have access to such near-obsolete technologies required for communication.9 In the absence of a qualified interpreter or other auxiliary aid or service to facilitate effective communication at medical appointments, deaf and hard of hearing prisoners have received inaccurate diagnoses or treatment, or not been made aware of their own medical 2 | Effective Communication Introduction diagnoses or treatment.10 American Sign Language (ASL) is not merely English in gestures (nor do other signed languages have one-to-one correspondence with other spoken languages). Therefore, a prisoner whose primary or native language is ASL, or another signed language, may not be literate in English or able to communicate effectively in written English, or another spoken language.11 Reliance on written English (or another spoken language) for communication with medical staff has led to prisoners whose primary language is ASL (or another signed language) not understanding or having access to vital personal medical information.12 • Jobs and rehabilitative opportunities. Prisoners with communication disabilities have been relegated to jobs that pay less and offer fewer opportunities for vocational training or for diminution in sentence credits, based on unfounded safety concerns, misunderstanding of capabilities, and failure to make reasonable modifications.13 • Safety. Prisoners with communication disabilities are sometimes targeted for abuse because of their inability to perceive danger and their reliance on other incarcerated people, and may be at risk because of communication failures during emergencies.14 • Access to remediation. Prisoners who are blind and who rely on sighted incarcerated people to initiate grievance processes have had grievances dismissed due to mistakes by sighted prisoner assistants. They have also been subject to extortion and have been unable to initiate or complete grievance processes when sighted prisoners refuse to help, or because they haven’t wanted to disclose personal information.15 Over the past several years, persons with communication disabilities incarcerated in jails and prisons across the United States have sued for violations of their rights under federal antidiscrimination law. The resulting court opinions and settlement agreements offer a starting point for developing better policies. Incarceration necessarily poses significant challenges for persons with communication disabilities and for those responsible for their custody, but improved practices and attention to evolving technologies and standards can address and, perhaps, alleviate some of those challenges. This white paper builds on the lessons from recent lawsuits, supplemented by conversations with advocates and experts, to answer the question: What must jails and prisons do to avoid discrimination and promote equal access to their services, programs, and activities—in particular to avoid disparate treatment, provide reasonable modifications, and effectively communicate with persons with communication disabilities in their custody? This white paper is intended as a resource for correctional administrators, legislators, and advocates who are working to change jail and prison policy to serve the needs of prisoners with communication disabilities. Parts I and II of the paper detail the requirements of federal antidiscrimination law as well as national standards that offer broad-strokes guidance for compliance. Part III fills in the gaps, offering detailed policy recommendations for nondiscrimination, reasonable modifications, and effective communication in this context. 3 | Effective Communication Introduction ROAD MAP TO THE WHITE PAPER Part I: Federal Antidiscrimination Law, particularly for lawyers and advocates, outlines governing federal antidiscrimination law from constitutional and statutory sources. Part II: Other Sources of Standards, Policies, and Practices for Corrections, particularly for lawyers and advocates, summarizes other relevant sources of policy and practice for correctional facilities, including national standards, existing correctional policies, and relevant litigation. Part III: Model Policies and Commentary, particularly for policymakers and administrators, recommends model policies for jails and prisons. The policies offer a starting point for robust compliance with federal antidiscrimination law that is more specific and up-to-date than existing policy guidance or templates. 4 | Effective Communication Introduction I. Federal Antidiscrimination Law The welfare of prisoners with disabilities is governed principally by the U.S. Constitution and two federal disability antidiscrimination statutes, the Rehabilitation Act of 1973 and the Americans with Disabilities Act (ADA).16 Taken together, the requirements are robust. Prison and jail officials must: ensure that disability does not lead to unnecessary infliction of pain or deprivation of serious needs; avoid discrimination; individually accommodate disability; maximize integration of prisoners with disabilities with respect to services, programs, and activities; and provide reasonable treatment of serious medical conditions. State constitutional and antidiscrimination provisions may also apply in this context to provide analogous or additional protection, but such state law is outside the scope of this report.17 A. Constitutional Protections Under the Eighth Amendment’s Cruel and Unusual Punishments Clause, government officials must “respond[] reasonably to . . . risk[s]” to convicted prisoners, where those risks threaten the “minimal civilized measure of life’s necessities.”18 This obligation includes, for example, risks in the areas of nutrition, sanitation, health care, housing, and protection from harm by staff and other prisoners. If an overarching prison policy or practice, applicable to prisoners with and without disabilities alike, poses a serious risk to a prisoner with a disability—for example, making it harder for that prisoner to get enough food, live in sanitary conditions, receive healthcare, move safely in or out of a cell or housing unit, or avoid assaults by other prisoners—modification of that policy to accommodate the disability and solve the problem is required by the Constitution. The Fourteenth and Fifth Amendments’ Due Process Clauses provide pretrial detainees with similar rights, perhaps a little more robust though the precise contours of the constitutional standard are currently contested.19 Convicted prisoners also retain due process rights with regard to credit-earning, discipline, and parole matters. Therefore, if a prison policy or practice, applicable to prisoners with and without disabilities alike, poses procedural obstacles to a prisoner with a disability—for example, making it harder for that prisoner to receive notice that implicates due process concerns, or to prepare or participate in hearings—modification of that policy to accommodate the disability is required by the Constitution. Finally, both convicted and pretrial prisoners retain “those First Amendment rights that are not inconsistent with [their] status as a prisoner or with the legitimate penological objectives of the corrections system.”20 In this context, an unreasonable failure to provide the accommodations required to enable communication with others may violate the First Amendment rights of a prisoner with a communication disability.21 Note that people with disabilities do not receive special antidiscrimination protection under the Equal Protection Clause.22 Therefore, absent other constitutional harm, the Constitution does not prevent officials from discriminating against people with disabilities “so long as their actions toward such individuals are rational.”23 5 | Effective Communication I. Federal Antidiscrimination Law B. Statutory Protections Section 504 of the 1973 Rehabilitation Act, 29 U.S.C. §§ 794 et seq., and Title II of the ADA, 42 U.S.C. §§ 12131 et seq., provide broader protection, prohibiting exclusion or discrimination on the basis of disability in federally conducted or supported services, and state and local government services, respectively. Between the two statutes, every prison and jail in the United States is covered. The ADA’s Title II covers all nonfederal jails and prisons—its definition of “public entity” includes state and local government agencies, without respect to federal support.24 The Rehabilitation Act also covers all federal facilities and also covers most state and local jails and prisons because they receive federal financial assistance.25 Moreover, the Supreme Court has held specifically that Title II of the ADA’s reference to “services, programs, or activities” encompasses the operation of jails and prisons.26 Private prisons operated under contract with federal, state or local entities are covered by the “directly or through contractual, licensing, or other arrangements” language found in both the ADA and Rehabilitation Act regulations.27 Section 504 of the 1973 Rehabilitation Act provides, in relevant part: No otherwise qualified individual with a disability . . . shall, solely by reason of his or her disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance or under any program or activity conducted by any [Federal] Executive agency.28 And Title II of the 1990 ADA similarly provides, in relevant part: [N]o qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.29 Under both the ADA and the Rehabilitation Act, a person has a disability if: (i) a physical or mental impairment substantially limits one or more of his or her major life activities; (ii) he or she has a record of such an impairment; or (iii) he or she is regarded as having such an impairment.30 Both statutes protect from exclusion or discrimination of prisoners with disabilities who are “qualified” to participate. The ADA defines “qualified individual with a disability” as: an individual with a disability who, with or without reasonable modifications to rules, policies, or practices, the removal of architectural, communication, or transportation barriers, or the provision of auxiliary aids and services, meets the essential eligibility requirements for the receipt of services or the participation in programs or activities provided by a public entity.31 Prior to the enactment of the ADA, the Supreme Court explained that the Rehabilitation Act, which does not otherwise define the term, guarantees qualified individuals with a disability “meaningful access” to each federally conducted or supported service, program, or activity.32 6 | Effective Communication I. Federal Antidiscrimination Law The ADA and the Rehabilitation Act create statutory obligations on jails and prisons to avoid discrimination and exclusion of persons with communication disabilities in their custody. These obligations include: 1. No Disparate Treatment Discriminating against prisoners “by reason of” their disability violates the statutory bans, quoted above, against disparate treatment. The ADA regulations explain that public entities must afford qualified people with disabilities the same opportunity as nondisabled people to benefit from the entity’s services. This means that a prison or jail may not, because of a prisoner’s disability, deny them “the opportunity to participate” in a service offered to other prisoners, may not provide an alternative service “that is not equal to that afforded others,” and must provide aids, benefits, or services that enable the prisoner to “gain the same benefit, or to reach the same level of achievement as that provided to others.”33 A prison violates this regulation if, for example, because of a prisoner’s disability, it excludes the prisoner from a program, or assigns the prisoner to a segregation cell (where prisoners are denied most prison privileges, services, programs, and activities). Prison and jail officials can, however, exclude a prisoner with a disability from a service, program, or activity if the exclusion is “necessary for the safe operation of its services, programs, or activities.”34 Safety requirements must be “based on actual risks, not on mere speculation, stereotypes, or generalizations about individuals with disabilities,”35 a determination that requires substantial individuation. Similarly, prison and jail officials may exclude prisoners with disabilities from programs “when that individual poses a direct threat to the health or safety of others,” which the Supreme Court has emphasized must be “based on a reasonable medical judgment that relies on the most current medical knowledge and/or the best available objective evidence.”36 Thus, disparate treatment is lawful only where participation in a particular program by a particular prisoner with disabilities raises particular—that is, individualized, and proven, rather than assumed—safety risks to others, and only where those risks cannot be mitigated by some kind of tailored modification of the programs policies, practices, or procedures. 2. The Reasonable Modification Requirement The Rehabilitation Act and the ADA also require the provision of “reasonable modifications.” The Title II ADA regulation states: A public entity shall make reasonable modifications in policies, practices, or procedures when the modifications are necessary to avoid discrimination on the basis of disability, unless the public entity can demonstrate that making the modifications would fundamentally alter the nature of the service, program, or activity.37 The requirement of reasonable modifications can require both small and large changes to ordinary practices and procedures. (Borrowing from the ADA’s employment provisions, 7 | Effective Communication I. Federal Antidiscrimination Law reasonable modifications are often referred to using the more familiar phrase “reasonable accommodations”;—this paper principally uses the phrase “reasonable modifications and accommodations.”) The reasonable modification requirement includes providing technologies and innovations that allow access to services, programs, and activities, and may require training of staff and/or prisoners. A jail or prison violates the ADA if it declines to provide necessary assistance to enable equal participation, or fails to modify policies and practices to permit participation. Here, too, jails and prisons may decline to provide a reasonable modification citing safety concerns, or if the entity can demonstrate that the required modification “would result in a fundamental alteration in the nature of the service, program, or activity or in undue financial and administrative burdens.”38 An asserted undue financial burden is not measured in the abstract or as to a single line item in a budget, but rather as to “all resources available for use in the funding and operation of the service, program, or activity.” That means, for example, that in considering the financial burden of providing a qualified sign language interpreter for a class in a prison, the cost of the interpreter must be measured not against the budget for the class, but rather must be considered in light of the operating budget for the whole educational program, if not for the entire prison system. Moreover, where there is an undue financial burden, the jail or prison “shall take any other action that would not result in such an alteration or such burdens but would nevertheless ensure that individuals with disabilities receive the benefits or services provided.”39 3. The Effective Communication Requirement The ADA’s regulations further require jails and prisons to “take appropriate steps to ensure that communications with … participants … are as effective as communications with others,”40 and the Rehabilitation Act’s regulations similarly obligate funding recipients to “insure that communications with their applicants, employees and beneficiaries are effectively conveyed to those having impaired vision and hearing.”41 The effective communication requirement by its own terms covers all “communications with . . . participants” and is not limited to formal communication or communication about particularly important topics. Instead, the regulations detail precise, muscular obligations for jails and prisons with regard to prisoners with communication disabilities. Often, the effective communication requirement requires “auxiliary aids and services,”42 which may include qualified interpreters, notetakers, real-time computer-aided transcription services, written materials, various telephonic communications devices for the deaf, videophones, open and closed captioning, qualified readers, taped texts, audio recorders, magnifiers, Brailled materials and displays, screen reader software, and other effective methods of making aurally delivered information available to individuals who are deaf or hard of hearing, and visually delivered materials available to individuals who are blind or low vision.43 8 | Effective Communication I. Federal Antidiscrimination Law As the regulations explain: The type of auxiliary aid or service necessary to ensure effective communication will vary in accordance with the method of communication used by the individual; the nature, length, and complexity of the communication involved; and the context in which the communication is taking place. In determining what types of auxiliary aids and services are necessary, a public entity shall give primary consideration to the requests of individuals with disabilities. In order to be effective, auxiliary aids and services must be provided in accessible formats, in a timely manner, and in such a way as to protect the privacy and independence of the individual with a disability.44 That is, jails and prisons must give primary consideration to the requests of the persons with communication disabilities to ensure that the auxiliary aids and services provided enable the requisite effective communication. 4. The Integration Mandate The ADA regulations also include a provision, often termed the “integration mandate,” that directs: “A public entity shall administer services, programs, and activities in the most integrated setting appropriate to the needs of qualified individuals with disabilities.”45 In particular, in the context of program access in jails and prisons, the relevant regulation provides, in pertinent part: (b)(2) Public entities shall ensure that inmates or detainees with disabilities are housed in the most integrated setting appropriate to the needs of the individuals. Unless it is appropriate to make an exception, a public entity— (i) Shall not place inmates or detainees with disabilities in inappropriate security classifications because no accessible cells or beds are available; (ii) Shall not place inmates or detainees with disabilities in designated medical areas unless they are actually receiving medical care or treatment; [and] (iii) Shall not place inmates or detainees with disabilities in facilities that do not offer the same programs as the facilities where they would otherwise be housed.46 The integration mandate prohibits housing prisoners with disabilities in special housing— including solitary confinement or similarly isolated and restrictive settings—unless the housing area is “the most integrated setting appropriate” to the prisoners’ needs.47 Such segregation— from all other prisoners, or disabled from non-disabled prisoners—may be presumed harmful under the mandate; that is, the regulation bans an unjustified decision to isolate people with disabilities, even absent any additional showing of harm. 9 | Effective Communication I. Federal Antidiscrimination Law 5. The Anti-Surcharge Regulation Finally, although compliance with the above requirements may cost jails and prisons money, the ADA’s regulations forbid them to charge the persons with disabilities in their custody for “the costs of measures, such as the provision of auxiliary aids or program accessibility, that are required [for] the nondiscriminatory treatment required.”48 10 | Effective Communication I. Federal Antidiscrimination Law II. Other Sources of Standards, Policies, and Practices for Corrections Various national standards guide compliance with federal antidiscrimination law in jails and prisons, offering broad-strokes recommendations to serve the needs of prisoners with communication disabilities. These standards may direct state and local entities to develop policies for implementation, and, indeed, many correctional systems have policies that address disability nondiscrimination in general terms.49 When these policies fall short or are not followed, litigation has been instrumental in filling gaps. Resulting judicial decisions and, especially, settlement agreements are a starting point for our recommendations on policy and practice. A. National Standards and Local/Departmental Policies The American Correctional Association’s Commission on Accreditation for Corrections publishes Performance-Based Standards and Expected Practices for Adult Correctional Institutions, which provides “performance standards, expected practices, and outcome measures” designed to “enable administrators and practitioners to not only monitor activities but also to measure over time the outcomes of their efforts.”50 The performance-based standards and expected practices related to persons with disabilities include: “[w]ritten policy, procedure, and practice [that] provide a mechanism to process requests for reasonable accommodation”51; housing prisoners with disabilities in a manner that provides for their safety and security, provides for integration with other prisoners, and makes accessible programs and services52; “written policy, procedure, and practice prohibit[ing] discrimination based on . . . disability,”53 including “in the provision of services, programs, and activities”54; “written policy, procedure, and practice provid[ing] for the assignment of appropriately trained individuals to assist disabled offenders who cannot otherwise perform basic life functions”55; and consultation between medical and correctional staff in decisionmaking related to persons with special needs.56 These standards describe in general terms the responsibility of correctional institutions to take steps to avoid discrimination and provide reasonable modifications and accommodations, but anticipate that jails and prisons will develop specific policies and procedures for implementation. The National Commission on Correctional Health Care’s Standards for Health Services in Prisons and Standards for Health Services in Jails similarly provide a general outline of the requirements for health services in correctional settings, including for persons with disabilities. The standards include implementation of “written policy and defined procedures” to identify and develop a plan of care for persons with disabilities and to ensure timely provision 11 | Effective Communication II. Other Sources of Standards of devices, such as eyeglasses, hearing aids, and canes, “to reduce effects of impairment,”57 procedures to make sure that persons who have difficulty communicating understand how to access health services,58 and policies to ensure that correctional and health staff communicate about significant health needs, including disability, relevant to classification, housing, work and program assignments, disciplinary measures, and other such decisions.59 The American Bar Association’s Standards for Criminal Justice: Treatment of Prisoners provide an overview of the obligations of jails and prisons to serve the needs of persons with disabilities in their custody.60 These standards, and the associated commentary, address, among other topics, safe and integrated housing,61 provision of impairment-related aids,62 provision of reasonable accommodations,63 and the effective communication requirement.64 Finally, the federal Prison Rape Elimination Act (PREA) implementing regulations offer more specific guidance about effective communication with prisoners with communication disabilities in that context. Elaborating the requirements of the ADA and the Rehabilitation Act, the PREA Standards for Adult Prisons and Jails similarly require that, when necessary to ensure effective communication with prisoners who are deaf or hard of hearing, jails and prisons must “provid[e] access to interpreters who can interpret effectively, accurately, and impartially, both receptively and expressively, using any necessary specialized vocabulary.”65 Similarly, jails and prisons must “ensure that written materials are provided in formats or through methods that ensure effective communication with inmates with disabilities, including inmates who are . . . blind or have low vision.”66 In addition, in seeming recognition of relevant privacy and safety concerns, jails and prisons are directed not to “rely on inmate interpreters, inmate readers, or other types of inmate assistants except in limited circumstances.”67 Most state departments of correction and a few local jails68 have formal ADA compliance policies, implementing regulations and directives, and/or administrative rules.69 However, these policies vary in scope and in depth of focus. Many, for example, don’t mention communication disabilities at all, although some provide fairly detailed instructions for communication with people who are deaf, hard of hearing, blind, or low vision. Some states have policies about deaf and hard of hearing prisoners,70 but no corresponding policy for blind or low vision prisoners. Some policies derive from litigation, whereas others have been developed independently or in collaboration with local advocates. Some states and probably most municipalities appear to have no formal ADA compliance policies at all. Examples from existing state policies inform the recommendations in Part III, which are intended to supplement, update, or provide a model for new policies and practices in this area. B. Litigation When policies governing the treatment of prisoners with disabilities are out of date, incomplete, nonexistent, or not followed, jails and prisons jeopardize the wellbeing of prisoners with communication disabilities—and violate the law. Over the last two decades, in dozens of class action and putative class action lawsuits, prisoners with communication disabilities across the United States have challenged violations of federal antidiscrimination law and sought 12 | Effective Communication II. Other Sources of Standards and achieved changes in jail and prison policies and practices. These lawsuits have been instrumental in, for example, expanding access to videophone technology for deaf and hard of hearing persons71 and to technologies, aids, and services to permit independent access to library materials for blind persons.72 More broadly, lawsuits have catalyzed development of formal policies and led to systems overhaul.73 Some litigation gains have come from judicial opinions ordering relief. Courts have ruled, for example, that a prison has an affirmative duty to evaluate a newly incarcerated deaf prisoner’s accommodation requirements pursuant to the ADA and the Rehabilitation Act74; that deaf prisoners have the right, under the First Amendment and the Rehabilitation Act, to point-to-point communication with persons outside of prison75; and that the ADA and the Rehabilitation Act require facilities to provide deaf prisoners with interpretive services for reception and classification, adequate communication devices for telephone and television, and non-auditory safety alarms and alerts.76 And courts have, in some cases, ordered largescale changes in practice and policy, including requiring videophones, consistent access to ASL interpreters for all “high-stakes” interactions and programs, and mandatory training for correctional officers and staff on how to identify and appropriately interact with deaf and hard of hearing prisoners.77 But in this area of law as in nearly all others, settlements are more common than litigated judgments. Thus most changes to policy and practice in these cases result from settlement agreements, usually negotiated after lengthy litigation. For this reason, the model policies proposed in Part III derive in large part from the settlement agreements in private ADA/ Rehabilitation Act lawsuits, and from settlements to Department of Justice investigations,78 both of which have outlined in extensive detail policies for compliance with federal antidiscrimination law. Litigation can draw the attention and resources necessary to make important change,79 and post-settlement monitoring and court enforcement can guide and safeguard implementation.80 Even when litigation results in meaningful change, however, there may be significant downsides. Litigation is expensive for all involved, including prison and jail departments. Attorney’s fees, costs, and damages may total in the millions of dollars, on top of the costs of implementing negotiated changes.81 Litigation is also slow. From the initial filing to resolution of the case may be many years. Once a lawsuit has been resolved, problems may linger, or new problems may arise, with no clear path to resolution. The adversarial nature of litigation may frustrate cooperation between correctional departments, advocates, and persons with communications disabilities, and can lead to retaliation against the prisoners leading the litigation efforts. Litigation may also inadvertently further marginalize people who are most or multiply disabled; the needs of those most easily able to communicate with counsel are more likely to be understood and prioritized. And litigation happens jurisdiction by jurisdiction, not nationally. Finally, procedural barriers to litigation may frustrate reform efforts in this area. For example, the requirement under the Prison Litigation Reform Act that prisoner-plaintiffs first exhaust available administrative remedies82 may be especially difficult to navigate for persons with communication disabilities. 13 | Effective Communication II. Other Sources of Standards Policy change outside of, but informed by, litigation outcomes, as recommended in Part III, can be proactive, flexible, and collaborative, avoiding the pitfalls of litigation while achieving similar change. Accordingly, this white paper leans on litigation documents as its major sources. Settlement agreements in particular are valuable because they codify collaboratively developed solutions to problems. But more generally, different litigation documents can shed light on different aspects of correction conditions or solutions: Topic Type of document Conditions, problems, needs Complaints, expert reports, monitoring reports What the law requires Opinions, briefs Training Post-settlement reports, exhibits Reforms/policies Settlements, post-judgment reports Results of reforms Post-judgment reports, enforcement Of course, litigation documents have drawbacks, too. They are static and may therefore be outdated with respect to technologies or best practices. They may prioritize the views of lawyers and leave out the views of non-parties. And they may offer an incomplete or unfinished picture of what worked in practice, or after litigation concluded. For this reason, we have supplemented our reliance on litigation documents with interviews and policy workshops with experts and advocates,83 intended to help us fill in gaps and account for more recent developments. 14 | Effective Communication II. Other Sources of Standards III. Model Policies and Commentary The following model policies address treatment of prisoners with communication disabilities in jails and prisons. The model policies provide a detailed guide to implementing the requirements of federal antidiscrimination law and national standards, and are based on best practices in settlement provisions, court decisions, and related litigation documents, as well as input from advocates and experts working on these issues. We introduce the policies in this Part with some guidance on preparing to implement them. Antidiscrimination efforts cannot succeed unless jails and prisons prepare for prisoners with a diverse array of communication disabilities even before any such prisoner is in their custody. Preparation is particularly crucial in the jail setting, where relatively short stays of detainees may preclude longer term adjustments. As one disability rights attorney reflected in an interview: “Once we hear about the problem, they are already gone.”84 Proactive preparation should include the following: • Adopt policies. Jails and prisons should adopt formal, detailed policies for the treatment of prisoners with communication disabilities. Note that some of the policies will require significant changes in practice—for example, medical intake protocols may need substantial adjustment, requiring in-advance consideration of and preparation for varied medical and related functional needs. See Policy 2.2. • Prepare for wide variation. There is not a one-size-fits-all solution for prisoners with communication disabilities. Instead, policies and practices should acknowledge that prisoners with communication disabilities may be differently and/or multiply disabled in ways that affect their abilities and needs. The requisite medical devices, auxiliary aids and services, and reasonable modifications and accommodations required for effective communication require a robust array of options and individualized solutions. For example, videophones may work well for some people who are deaf, but not for those who do not use sign language or who also have vision loss. Similarly, a white cane may enable independent navigation for some people who are blind, but it may not be a solution for persons with certain mobility disabilities. Policies should account for these differences by maximizing options— by making available as many different medical devices, auxiliary aids and services, and modifications and accommodations as possible—and by individualizing the choice among these options, informed to the maximum extent by the preferences and unique needs of the prisoner. • Appoint a trained, experienced ADA coordinator for each facility and for each entity. Providing appropriate services for and treatment of persons with communication disabilities in jails and prisons requires understanding legal requirements, available technologies and services, and techniques for adapting those technologies and services to the correctional setting. As detailed in Policy 11.1, ADA coordinators with appropriate experience should be designated to lead these efforts and should be given sufficient time and resources to do so. 15 | Effective Communication III. Model Policies and Commentary • Interface with community organizations and resources. Jails and prisons should identify and collaborate with community organizations, including P&As, state and local governmental agencies, community-based service providers, training centers, and centers for independent living. These organizations can participate in training staff and prisoners, including on available technologies; can offer experience and insight that helps identify needed devices and equipment; and can identify local vendors and services. Jails and prisons can also contract with a qualified expert to perform an access survey to assess facilities and make recommendations. • Enter into contracts with qualified interpreter services. As outlined in Policy 8.1, jails and prisons should proactively, in advance of any prisoner with communication disabilities being present, enter into contracts for remote and in-person sign language interpretation, with qualified interpreters, to ensure that interpretation is available promptly when needed. • Enter into contracts for specialized medical services. As described in Policies 2.2 and 7, jails and prisons should ensure that contracts are in place and in effect with accredited providers for necessary specialized medical services, such as audiology and ophthalmology services, to perform comprehensive hearing and/or vision assessments, including evaluating the need for medical devices at intake and on an ongoing basis. • Ensure that existing contracts include the requisite accessibility components. Jails and prisons should ensure that existing contracts with outside providers include provisions for accessible technology and materials. For example, contracts for educational materials and resources and for telecommunications services should require accessible materials and equipment and adaptive technologies. • Train staff. As specified in Policy 11.2, jails and prisons should provide training to all staff who have or may have contact with prisoners with communication disabilities. Trainings should cover the rights, needs, and capabilities of persons with such disabilities, as well as indicia of communication disabilities, relevant policies and practices, and medical devices, auxiliary aids and services, and reasonable modifications and accommodations. Staff should be trained at regular intervals, at least once annually, as well as during orientation to new employment or job responsibilities. When possible, jails and prisons should seek to hire staff with relevant experience and to hire staff who are themselves disabled. • Create accessible versions of all intake, orientation, and training materials. As outlined in Policy 3, jails and prisons should evaluate and overhaul their entire intake and orientation processes to ensure that all necessary presentations and materials— live, in writing, video, or other formats—are accessible to persons with communication disabilities. This may include preparing sign language and captioned versions of videos and written materials, Brailled or electronic versions of written materials with available assistive technologies, and other modifications. 16 | Effective Communication III. Model Policies and Commentary • Purchase and install equipment. Policies 6-8 and 13.1 describe the types of medical devices and auxiliary aids and services that may be necessary for effective communication with prisoners with communication disabilities. Jails and prisons should purchase and install this equipment in advance, including videophones, captioned telephones, non-auditory alarms, large-screen televisions with captioning capabilities, text-to-speech and screen reading technologies and devices, and many more. As Policy 11.2 states, jails and prisons should also proactively train staff on how to use the equipment, and identify vendors and services for replacements and repairs. • Anticipate needed modifications and accommodations. Jails and prisons should begin identifying modifications and accommodations that prisoners with communication disabilities may require, including, for example: extra time for phone calls or with library resources, lead time to move between activities, and access to lower bunks or non-dormitory housing. Jails and prisons will need to modify existing policies and practices to allow for such reasonable modifications accommodations. See Policies 2, 6, 8, and 13.7. • Prepare housing spaces with appropriate technologies. As described in Policy 5, jails and prisons should ensure that non-segregated housing spaces are available that are safe and equipped for persons with communication disabilities. This means making the necessary medical devices, auxiliary aids and services, and reasonable modifications and accommodations available in non-isolation environments. • Modify emergency protocols. Policy 8.7 details the required non-auditory alert and alarm systems, and emergency protocols must be modified accordingly. Jails and prisons must ensure that non-auditory alarm systems—providing visual and tactile notification of emergencies—are installed and available. Staff should be trained on protocols, procedures, and non-auditory alert technologies, and the necessary processes should be tested regularly in practice drills. The model policies promote equal access to jail and prison services, programs, and activities, covering nondiscrimination, reasonable modification, and effective communication for incarcerated persons with communication disabilities. We have written these policies so that they can be easily copied and pasted into a document that then refines them for a particular facility or system—and we make them available at clearinghouse.net/resource/3567/ in an unfootnoted word processing text format, to facilitate such copying. In the model policies, we refer to the facility/system as “[entity],” and generally do not specify which particular staff are responsible for which particular duties; a system importing these model policies would probably wish to so specify. As Policy 13.9 states, when we refer to “staff” we are not distinguishing between employees and contractors. Finally, note that simply adopting these policies as written may not be enough; implementation will differ based on system characteristics, and detailed written guidance tailored to the particular system likely will be necessary to establish these processes and ensure their success. 17 | Effective Communication III. Model Policies and Commentary 1. Antidiscrimination Principles 1.1 Overall Commitment to Equality [Entity] shall not, because of a prisoner’s disability, exclude qualified prisoners with disabilities from participating in or deny them the benefits of [entity’s] services, programs, or activities, shall not provide an alternative service, program, or activity that is not equal to that afforded others, and shall provide medical devices, auxiliary aids and services, and reasonable modifications and accommodations that enable the prisoner to gain the same benefit, or to reach the same level of achievement, as non-disabled prisoners. 1.2 No Punishment of Disability or Its Expression [Entity] shall not punish or penalize disability or its expression. For example, [entity] shall not discipline or otherwise disadvantage any prisoner who uses sign language to communicate, or any person who communicates with such a prisoner for communicating with sign language, including the expressive physical movement that is part of sign language. [Entity] shall not discipline or otherwise disadvantage any prisoner for failing to obey an order that the prisoner could not hear or a visual instruction that the prisoner could not see, or for failing to comply with any rule or expectation that was not effectively communicated to the prisoner. 1.3 No Disparate Treatment [Entity] shall not, because of a prisoner’s disability, exclude the prisoner from any service, program, or activity, including by making a housing or custody assignment that bars the prisoner from a service, program, or activity. Exclusion on the basis of disability is permissible only if it is necessary for the safe operation of the service, program, or activity, and the safety issue cannot be appropriately mitigated by an auxiliary aid or service and/or a reasonable modification or accommodation, or if the prisoner poses a direct threat to the health or safety of others, based on reasonable medical judgment relying on current medical knowledge and/or the best available objective evidence. Exclusions based on safety shall be founded on actual and individually evaluated risks, not on mere speculation, stereotypes, or generalizations about persons with disabilities. 1.4 Reasonable Modifications and Accommodations [Entity] shall make reasonable modifications and accommodations to policies, practices, or procedures when the modifications and accommodations are necessary to avoid discrimination on the basis of disability, unless both the Facility and the Entity ADA Coordinator determine and demonstrate that making the modifications and accommodations would fundamentally alter the nature of the service, program, or activity, or would result in undue financial and administrative burdens, measured against all resources available for use in the funding and operation of the service, program, or activity. If the Facility and Entity ADA 18 | Effective Communication III. Model Policies and Commentary Coordinators determine and demonstrate that a modification or accommodation would cause a fundamental alteration or undue burden, [entity] shall take any other available action that would not result in such an alteration or such burdens, but would ensure that prisoners with disabilities receive, to the maximum extent possible, the benefits or services at issue. 1.5 Effective Communication A. [Entity] shall ensure that its communications with prisoners and members of the public who have communication disabilities are as effective as communications with others. This effective communication requirement extends to each and every communication by staff, contractors, and volunteers; it extends not just to formal or particularly important communication, but to all communication including routine and non-routine, formal or informal, oral, written, or video. [Entity] shall be prepared and equipped with a wide-range of medical devices, auxiliary aids and services, and reasonable modifications and accommodations to ensure effective communication in myriad settings and contexts. B. Effective communication shall afford prisoners with communication disabilities an opportunity to participate in and enjoy the benefits of [entity’s] services, programs, and activities in a way that is substantially equal to the opportunity provided to similarly situated non-disabled prisoners. C. To ensure effective communication and equal access, [entity] shall frequently review and update its technologies and practices, so that as technology outside of confinement evolves, devices and practices available inside [entity] facilities keep pace. 1.6 Adverse Determinations A. Adverse determinations under this policy, including but not limited to determinations to exclude a prisoner with a communication disability from a service, program, or activity or to deny an auxiliary aid or service, or a modification or accommodation, because it results in a “fundamental alteration,” “undue burden,” or safety risk, shall be made in the first instance by the [Facility] ADA Coordinator, and shall be thoroughly documented. Such determinations shall not be final until reviewed and approved by [Entity] ADA Coordinator, with appropriate documentation. B. In evaluating any such potential adverse determination, the Facility and Entity ADA Coordinators shall give primary consideration to the request of the prisoner when required by Policy 1.9. Such determinations shall be made on an individualized basis, per Policy 1.3, and decisions related to financial and other resources shall be made in consideration of, and with documentation of, all resources available for use in the funding and operation of the department. 19 | Effective Communication III. Model Policies and Commentary 1.7 Integration Mandate [Entity] shall administer services, programs, and activities in the most integrated setting appropriate to the needs of qualified prisoners with disabilities. [Entity] shall not: A. place prisoners with disabilities in inappropriate security classifications because no accessible cells or beds are available or based on administrative convenience in providing services; B. place prisoners with disabilities in designated medical areas unless they are actually receiving medical care or treatment; or C. place prisoners with disabilities in facilities that do not offer the same programs as the facilities where they would be housed but for the disability. 1.8 No Surcharges [Entity] shall not charge prisoners with disabilities for the costs of the provision of medical devices, auxiliary aids and services, or reasonable modifications and accommodations for program accessibility provided for under these policies. Under this rule against surcharges, items non-disabled people pay for shall be free for individuals with communication disabilities who need the items as an auxiliary aid. For example, if such an individual needs pen and paper as an auxiliary aid, to communicate, [entity] shall provide those items free of charge. 1.9 Primary Consideration to Prisoner Requests A. In identifying appropriate auxiliary aids and services, [entity] shall give primary consideration to the requests of prisoners with communication disabilities. This primary consideration must be informed by appropriate and affirmative notice, effectively communicated, of available auxiliary aids and services. B. [Entity] shall not insist upon or incentivize any medical intervention or provision of any medical device. [Entity] shall not require use of particular auxiliary aids and services, nor reasonable modifications and accommodations; shall allow prisoners to waive auxiliary aids and services and/or reasonable modifications and accommodations (including public identification as disabled but not including identification in private official records); and shall allow prisoners to easily and readily revoke any such waivers. C. [Entity] shall not restrict or limit a prisoner’s access to any medical device, auxiliary aid or service, or reasonable modification or accommodation based solely on the fact the prisoner uses or has the opportunity to use another medical device, auxiliary aid or service, and/or reasonable modification or accommodation. D. [Entity] shall not rely on prisoners with communication disabilities to know their rights or what medical devices, auxiliary aids and services, and/or reasonable 20 | Effective Communication III. Model Policies and Commentary modifications and accommodations are available. [Entity] shall make all practicable efforts to inform prisoners of their rights under this policy, using effective, non-technical communication techniques that include explanation of potential medical devices, auxiliary aids and services, and reasonable modifications and accommodations, and the processes for seeking them. [Entity] shall provide necessary auxiliary aids and services and reasonable modifications and accommodations when the need for them is obvious. 2. Initial Identification; Initial and Ongoing Assessment; and Requests for Auxiliary Aids and Services, and Reasonable Modifications and Accommodations 2.1 Initial Identification85 A. [Entity] shall ensure that the initial intake process is accessible to prisoners with communication disabilities by providing auxiliary aids and services, and reasonable modifications and accommodations necessary for effective communication. This may include, but is not limited to: ensuring immediate access to on-site or remote qualified sign language interpreters or qualified readers/writers; providing real-time captioning; and/or making all documents available in accessible format, which may include scanning and screen reading devices, so that blind or low vision prisoners can read and respond to them independently. B. Within 24 hours of admitting any prisoner, [entity] shall take reasonable efforts to identify whether a prisoner has a communication disability and whether the prisoner needs any medical devices, auxiliary aids and services, and/or reasonable modifications and accommodations. This initial identification process shall be tailored to the individual prisoner, and [entity] shall account for any additional disabilities that may affect the devices, aids, services, modifications, and/or accommodations required to ensure effective communication and equal access to services, programs, and activities. C. To attempt to identify and evaluate whether a prisoner is deaf, hard of hearing, blind, and/or low vision: i. [Entity] shall ask each new admit if the new admit has hearing loss and shall perform a medical and functional exam to assess hearing. ii. [Entity] shall ask each new admit if the new admit has vision loss and shall perform a medical and functional exam to assess vision. D. [Entity] shall ask any prisoner who self-identifies as deaf or hard of hearing whether that prisoner has ever used a sign language interpreter and if so whether their primary language is American Sign Language (ASL) or another signed language. If the prisoner identifies as a sign language user, a sign language 21 | Effective Communication III. Model Policies and Commentary interpreter will be provided to ensure effective communication for the remainder of the intake process. E. To begin the process of identifying necessary medical devices, auxiliary aids and services, and reasonable modifications and accommodations, [entity] shall ask any prisoner who self-identifies as deaf, hard of hearing, blind, and/or low vision to identify the medical devices, auxiliary aids and services, and reasonable modifications and accommodations the prisoner has used in the past and/or believes is needed. To facilitate this process, [entity] shall provide to each such prisoner information concerning the medical devices, auxiliary aids and services, and reasonable modifications and accommodations routinely available to prisoners with like disability. F. All responses and results from (B)-(E) shall be documented. G. [For jails86] As soon as [entity] staff learn that a person who is deaf, hard of hearing, blind, and/or low vision will arrive at [entity], they shall inquire through all available means—including, at a minimum, looking at records of any prior stay at the jail and asking the person’s lawyer—whether the person would like to use a qualified sign language interpreter, captioning, Brailled materials, audio recordings, or other auxiliary aids and services, considering the nature, length, context, complexity, and importance of the anticipated communication and the person’s usual method of communication. H. [For jails] If a person with a communication disability prefers, requests, or is found to require, an auxiliary aid or service and/or a reasonable modification or accommodation for effective communication upon or before arrival, initial jail processing shall not proceed without the auxiliary aid or service and/or reasonable modification or accommodation, absent exceptional circumstances. 2.2 Medical Assessment87 A. If assessment by a medical professional during the initial intake process indicates that the prisoner may have a hearing disability significant enough to be appropriately treated with one (1) or two (2) hearing aids or other medical intervention, the prisoner shall be referred to a professionally accredited audiologist to perform a comprehensive hearing assessment, including evaluation of need for hearing aids. B. If assessment by a medical professional during the initial intake process indicates that the prisoner may have a vision disability significant enough to be appropriately treated with eyeglasses or other medical intervention, the prisoner shall be referred to a professionally accredited ophthalmologist to perform a comprehensive vision assessment, including evaluation of need for eyeglasses or other medical devices. 22 | Effective Communication III. Model Policies and Commentary C. [Entity] shall not confiscate medical devices related to hearing and vision—including, but not limited to, hearing aids, eyeglasses, and their associated equipment such as batteries, cleaning supplies, and the like—of prisoners who enter with such devices. Prisoners shall be permitted to retain and use such devices and associated equipment and accessories. A professionally accredited audiologist or ophthalmologist, as appropriate, may perform a comprehensive assessment to evaluate whether a change or upgrade is indicated. D. The medical assessment shall determine what supplies are routinely needed, and [entity] shall make provision to ensure that these supplies are readily available, without a waiting period. 2.3 Functional Assessment A. Initial assessment for prisoners who self-identify as or are found to be deaf, hard of hearing, blind, and/or low vision shall include evaluation—with any necessary auxiliary aids and services, or reasonable modifications and accommodations—of verbal and written communication skills, reading level, and, where appropriate, proficiency in sign language by an appropriate professional. B. A basic form of such an evaluation shall be done immediately, if possible within 24 hours. Then a more complete evaluation can follow. C. The sign language evaluation shall be completed by a qualified evaluator who is able to assess proficiency in various signed languages, including but not limited to ASL. Such an evaluator shall be qualified to perform the communication evaluation and should communicate directly, via sign language if appropriate, with the prisoner who is deaf. The qualification to perform such an evaluation is not merely sign language proficiency, and a qualified sign language interpreter is not necessarily appropriately qualified. However, if a prisoner who is deaf appears not to speak or write English, and not to use ASL, a Certified Deaf Interpreter (CDI) may be required for effective communication during the evaluation. D. The assessment shall also include inquiry into and documentation of any needs, auxiliary aids and services, and/or reasonable modifications and accommodations desired by the prisoner. [Entity] shall conduct an individualized assessment of the need for auxiliary aids and services, and/or reasonable modifications and accommodations and the timing, duration, and frequency with which they shall be required. To make this determination, [entity] staff shall ask each new prisoner, and shall record the response, if the new prisoner: i. requires a reasonable modification or accommodation for a disability; ii. has ever used a hearing aid or any other medical device to assist with hearing; 23 | Effective Communication III. Model Policies and Commentary iii. has ever relied on eyeglasses or any other medical device to assist with seeing; iv. believes a reasonable modification or accommodation would help with hearing or seeing; v. [if identified as deaf or hard of hearing] has ever used a sign language interpreter, captioning, amplifiers, teletypewriter and/or videophones, visual alarms, vibrating watches or other tactile alerts and notification systems, over-the-ear headphones, or other auxiliary aids or services, or reasonable modifications and accommodations; vi. [if identified as deaf or hard or hearing] whether the prisoner’s primary language is ASL, English, or some other spoken or sign language; vii. [if identified as blind or low vision] whether the prisoner has ever used large print materials, Braille, audio recordings, screen readers, talking watches, white canes, or other or other auxiliary aids or services, or reasonable modifications and accommodations. E. Subsequent assessment for prisoners who self-identify as or are found to be: i. deaf or hard of hearing such that, unaided by any medical device, they are unable to hear in one or both ears sufficiently to understand the spoken word, considering the level of noise in the prison environment; and/or ii. blind or low vision such that, unaided by any medical device, they are unable to see in one or both eyes sufficiently to understand written text and/or to navigate, considering the typical prison environment shall include evaluation by a qualified assessor with experience evaluating individuals with that prisoner’s communication disability. The qualified assessor shall make recommendations about medical devices, auxiliary aids and services, and/or reasonable modifications and accommodations that may be necessary to ensure effective communication and to permit the prisoner to adequately, equally and fully participate in all services, programs, activities, benefits, and other opportunities. F. Results of initial and subsequent functional assessments shall be recorded in the prisoner’s record and in any electronic information system, and provided in writing to all staff responsible for the prisoner’s medical care, programs, or custody and supervision. The record containing the results of this assessment should follow the prisoner on any transfer within or between facilities. 2.4 Communication and Accommodation Plan88 A. Immediately after initial identification of a communication disability—which should occur within the first 24 hours of incarceration—[entity] shall develop an 24 | Effective Communication III. Model Policies and Commentary initial communication and accommodation plan to promote effective communication and equal access to services, programs, activities. B. Within 30 days of initial identification of a communication disability, [entity], in collaboration with the prisoner, shall finalize a communication and accommodation plan and document the plan in all relevant prisoner records. C. The communication and accommodation plan shall identify the medical devices, auxiliary aids and services, and reasonable modifications and accommodations necessary for effective communication and access to [entity] services, programs and activities. The communication and accommodation plan shall be tailored to the individual prisoner, developed through an interactive and ongoing process, and shall account for any additional disabilities that may affect the devices, aids, services, modifications, and/or accommodations required to ensure effective communication and equal access to services, programs, and activities. D. As required by Policy 1.9, primary consideration shall be given to the expressed choice of the prisoner in determining the appropriate auxiliary aids and services to ensure effective communication and access; for all auxiliary aids and services, and reasonable modifications and accommodations, any deviation from the prisoner’s expressed preferences shall be documented and the rationale explained. E. All auxiliary aids and services and reasonable modifications and accommodations identified in the plan shall be provided in a timely manner. F. Communication and accommodation plans shall be reviewed at least every six (6) months, in an in-person meeting between the [Facility] ADA Coordinator and the prisoner and necessary changes made. Assessment and results shall be documented in the communication and accommodation plan. G. A prisoner with a communication and accommodation plan may supplement or modify the information contained in the plan at any time by informing the [Facility] ADA Coordinator of the new information. H. All facility and medical staff having contact with a prisoner with a communication disability shall have access to the communication and accommodation plan. The plan shall not be treated as confidential medical information unless so requested by the prisoner. I. The [Facility] ADA Coordinator shall be responsible for ensuring that the medical devices, auxiliary aids and services, and reasonable modifications and accommodations required by a prisoner’s communication and accommodation plan are provided to the prisoner as required and without delay. This includes tracking a prisoner’s scheduled programs, appointments, and activities, such as classes, work assignments, hearings, and medical appointments, to ensure, in advance, that necessary aids, services, modifications, and accommodations are scheduled, working, and ready. 25 | Effective Communication III. Model Policies and Commentary 2.5 Periodic Reassessment and Subsequent Requests89 A. At least once every six (6) months, and at any time requested by a prisoner determined to have a communication disability, [entity] shall reassess to determine whether any changes in medical devices, auxiliary aids and services, or reasonable modifications and accommodations, are necessary. These reassessments shall include "but not be limited to" determining whether the prisoner is able to effectively communicate and to participate in and receive equal benefits from services, programs, and activities, and whether the prisoner desires any changes to the plan. B. A prisoner not initially found to require, or initially refusing, medical devices, auxiliary aids and services, or reasonable modifications and accommodations, or desiring a change in the same, may submit such a request at any time. Requested auxiliary aids and services and reasonable modifications and accommodations shall be made available to the prisoner for this process. Such requests shall be considered in good faith, and shall include an in-person meeting with the prisoner—with communications aids and services as required—and, if medical issues are relevant, a medical assessment by appropriate medical staff. C. Consideration of the request shall be, in the first instance, by the [Facility] ADA Coordinator. The denial of a request for a medical device, auxiliary aid or service, or modification or accommodation shall be made only in accordance with the guidelines in paragraph 1.4(D), and shall be documented in writing in the prisoner’s record and be appealable to [Entity] ADA Coordinator, pursuant to Policy 2.6. D. Any changes in the prisoner’s medical devices, auxiliary aids and services, and/ or reasonable modifications and accommodations, or other aspect of a communication and accommodation plan shall be made available to staff responsible for the prisoner’s medical care, programs, custody, and supervision. 2.6 Appeal of Denial of Requests90 A. [Entity] shall permit a prisoner whose request for a medical device, auxiliary aid or service, and/or modification or accommodation was denied by the [Facility] ADA Coordinator to appeal the decision to [Entity] ADA Coordinator. Upon request, prisoners with communication disabilities shall be provided assistance in completing the appeal process and with any required documents. [Entity] shall provide requested auxiliary aids and services and reasonable modifications and accommodations to permit independent completion of the process. B. [Entity] ADA Coordinator shall review the appeal and may consult with [Facility] ADA Coordinator and medical and correctional staff as appropriate in order to render a decision. [Entity] ADA Coordinator shall render a decision on the appeal within twenty (20) business days. The decision shall be provided to the prisoner in a format accessible to that prisoner and shall be documented in the prisoner’s record. 26 | Effective Communication III. Model Policies and Commentary Commentary Jails and prisons must ensure that all prisoners, at the time of intake, are promptly assessed for communication disabilities and related needs. Initial assessment must include complete and competent medical health histories and evaluations. But medical assessment alone will be insufficient to comprehensively identify and meet the needs of prisoners with communication disabilities. Instead, medical and correctional staff, and other qualified professionals, must collaborate to evaluate how a communication impairment affects a prisoner’s ability to communicate and to access the full range of services, programs, and activities.91 Consultation with the prisoner is a necessary piece of the process, but cannot be the only mechanism for identifying disabilities and needs—stigma, confusion, and fear may be barriers to self-identification as disabled. Confidential, comprehensive screening by appropriately trained and qualified professionals is therefore essential. An initial assessment should be functional as well as medical, including evaluation of ability to communicate and to perform tasks necessary in the correctional setting.92 Medical and correctional staff should work together, and rapidly, to consider which medical devices, auxiliary aids and services, and reasonable modifications and accommodations are needed to ensure effective communication and equal access to services, programs, and activities.93 Relevant decisions must be individualized and made in consultation with, and with deference to, the prisoner, whose preferences for auxiliary aids and services must be given primary consideration,94 and who should have substantial input into, and the right to refuse, any proposed reasonable modification or accommodation. Ultimately, jails and prisons should create an individualized communication and accommodation plan, detailing what specific means of communication, auxiliary aids and services, and reasonable modifications and accommodations are required, and under what circumstances. The plan should become a permanent part of the prisoner’s record, following the prisoner in the event of transfer within or between facilities, and must be reviewed by all staff in direct contact with the prisoner.95 Any required medical devices or auxiliary aids and services must be delivered promptly, and must be maintained. In addition, and prior to the individualized assessment at intake, each facility must be able to provide the basic auxiliary aids and services and reasonable modifications and accommodations necessary to ensure that the intake itself is accessible. These include immediate access to qualified sign language interpreters and captioning services—as appropriate to a prisoner’s language needs and preferences—and independently accessible text-based interactions, for example, medical forms, for blind or low vision people. It is essential that communication with a prisoner about prospective medical devices, auxiliary aids and services, and reasonable modifications and accommodations be effective and direct. Questions must be explicit and thorough. Some prisoners might assume that identifying themselves as deaf and/or blind constitutes an implicit request for a particular modification or accommodation,96 and many will not know enough about the correctional setting to anticipate every instance in which they might need a particular auxiliary aid or service, or a reasonable modification or accommodation.97 A proactive, collaborative, and accessible 27 | Effective Communication III. Model Policies and Commentary needs assessment thus supports the independence, dignity, and wellbeing of prisoners with communication disabilities,98 and places the burden on the institution to proactively identify and address communication barriers at the outset.99 A prisoner’s communication disability must not itself become a barrier to communicating need for reasonable modifications and accommodations.100 Initial intake must not be the only opportunity to identify disabilities and needs; prisoners may become disabled or more significantly disabled over time during incarceration, either because their medical condition worsens or because of some changing interaction of their impairment and their environment.101 In addition, technology-based aids and services evolve, often in ways that prisoners do not have the resources to learn about. Thus, there must be ongoing opportunities for evaluation, and reevaluation, of needs, with a process initiated by prisoner self-report or by referral from correctional or medical staff. Effective notice about disability resources and processes for self-reporting, as described in Policy 3, are essential to a well-functioning process for ongoing self-identification and evaluation.102 And of course, the request process must itself be accessible to prisoners with communication disabilities.103 Finally, although a medical assessment may evaluate a prisoner for increased or additional need, medical devices that a prisoner already possesses at the time of intake—such as eyeglasses, hearing aids, and/or white canes—should not be removed or confiscated. Rather, such devices should be presumptively permissible, and prisoners should be allowed to maintain and use these devices while incarcerated, including during transport and in restricted housing or solitary confinement. 3. Notice of Rights and Resources 3.1 Notice of Rights104 A. [Entity] shall provide all newly admitted prisoners with information about: their rights under the ADA and the Rehabilitation Act; available medical devices, auxiliary aids and services, and reasonable modifications and accommodations; the process for requesting medical devices, auxiliary aids and services, and reasonable modifications and accommodations, and that they are available free of cost; and the names and contact information of both the Facility and Entity ADA Coordinator(s). B. The information in section (A) shall be communicated effectively, including with use of any necessary auxiliary aids and services, which may include, but are not limited to, the following: i. For deaf or hard of hearing prisoners whose primary language is a signed language, the information shall be communicated through a qualified sign language interpreter, which may be accomplished through a video recording of a sign language rendition of the information. 28 | Effective Communication III. Model Policies and Commentary ii. For deaf or hard of hearing prisoners whose primary language is English and who are sufficiently literate, any audible materials shall include captions. iii. Any written materials shall be available in large print (at least size 18 font) and in a format accessible to persons who are blind or low vision (options include large print, electronic with available assistive technology, Braille, or orally, as aligns with the prisoner’s preferred method for communication). C. Information about prisoner rights under the ADA and the Rehabilitation Act, available auxiliary aids and services and reasonable modifications and accommodations, and the process for requesting them, shall also be displayed in accessible formats throughout [facilities], in all places where notices to prisoners are ordinarily posted, including in each housing unit. i. Posted signs shall be in large print (at least size 18 font). ii. Posted signs shall include the International Symbol for Hearing Loss, a symbol to indicate the availability of sign language interpreters, and a symbol for a TTY. iii. Information shall also be made available in a format accessible to persons who are blind or low vision, including electronic, with available assistive technology, Braille, or audio, as appropriate to the needs and skills of the blind person. 3.2 Intake and Orientation Materials105 A. Intake and orientation materials, including any prisoner handbook, shall be communicated effectively with prisoners with communication disabilities, including: i. For deaf or hard of hearing prisoners whose primary language is a signed language, the materials shall be available in that signed language. [Entity] may show such persons a video of a qualified interpreter interpreting all intake and orientation materials using the signed language that the prisoner knows. The video shall be shown as soon as practicable after the intake process and shall be available upon request for review. At the request of a prisoner whose primary language is a signed language, [entity] shall provide that prisoner with the opportunity to meet with a staff member accompanied by a qualified interpreter to ask any questions regarding 29 | Effective Communication III. Model Policies and Commentary intake and orientation materials. Captioning and a written transcript of the same information shall also be made available for persons who are deaf or hard of hearing, who do not use sign language, but who can read English (or another language, in which captioning and a written transcript shall be made available). ii. For blind or low vision prisoners, intake and orientation materials shall be provided in large print (at least size 18 font); Braille; electronic with available assistive technology, and/or orally, as aligns with the prisoner’s preferred method for communication. Commentary Jails and prisons must evaluate and overhaul their entire intake and orientation processes to ensure that all necessary presentations and materials are accessible to persons with communication disabilities. This must be done proactively, before a person needing modified materials enters custody, to ensure prompt and effective initial orientation. Relevant information about available resources and processes for requesting medical devices, auxiliary aids and services, and reasonable modifications and accommodations must also remain available and accessible after initial entry, for those whose conditions develop or worsen while incarcerated, or those who wish to review the material for any other reason. 4. Identification 4.1 Identification106 A. When a prisoner is identified as having a communication-related disability, [entity] shall take appropriate steps to ensure that all staff having contact with that prisoner are made aware of the disability and the prisoner’s communication and accommodation plan, including any necessary medical devices, auxiliary aids and services, and reasonable modifications and accommodations. B. [Entity] shall freely permit a prisoner with a communication disability who chooses to use identification cards, badges, bracelets, vests, signs, or other public forms of identification to do so. A prisoner may choose at any time to modify the decision about whether to use a form of public identification; [entity] shall promptly implement that changed decision. C. For those prisoners with communication disabilities who choose to be visually identifiable, appropriate mechanisms for such identification may include: i. An identification card, bracelet, vest, or badge indicating the nature of the 30 | Effective Communication III. Model Policies and Commentary disability and preferred method of communication, which the prisoner can carry on their person and present to staff and/or other prisoners as necessary; ii. An identification sign indicating the nature of the disability and preferred method of communication placed on the prisoner’s cell door or above their bed. D. Facilities housing prisoners with communication disabilities shall post in a prominent location (e.g., front desk) a notice clearly stating that the facility houses prisoners with communication disabilities and the method—card, bracelet, vest, badge, bed or door card, etc.—for identifying the prisoners who have chosen to use such identification. 5. Classification and Housing 5.1 Classification and Housing107 A. Security classification determinations shall be made without regard to a prisoner’s communication disability. Auxiliary aids and services and reasonable modifications or accommodations shall be provided at any stage of the classification process at which they are required for effective communication with and participation by a prisoner with a communication disability. B. Prisoners with communication disabilities shall be housed in a manner that provides for their safety and socialization.. Upon request by the prisoner, [entity] shall house prisoners who are blind or severely low vision in cells, including single cells, rather than dormitories. C. [Entity] shall house prisoners with communication disabilities in a setting appropriate given their classification—which may not be altered for reasons related to disability, and shall integrate such prisoners with non-disabled populations to the maximum extent possible. [Entity] shall not house prisoners with communication disabilities in a more restrictive setting due to their disability or to lack of available modifications and accommodations elsewhere. D. [Entity] shall take steps to avoid communication isolation for prisoners with communication disabilities, particularly those who use sign language to communicate. It shall not adopt or implement a rule against housing such prisoners in the same dorm, unit, or facility. E. With their consent, prisoners with communication disabilities may be housed in dorms, units, or facilities that minimize their communication isolation. For example, prisoners who sign to communicate might be housed in a dorm with other such prisoners, to allow them to more easily communicate with each other. However: 31 | Effective Communication III. Model Policies and Commentary i. Prisoners with communication disabilities shall be placed in designated medical areas only when necessary to provide medical care or treatment. ii. Special placements should not lack programs that would be available in other housing assignments. F. Prisoners who are blind or severely low vision shall receive, in coordination with relevant community entities and resources, prompt orientation and mobility instruction upon entering new living environments, including within the same facility, including a guided walkthrough. Such training shall be implemented by certified orientation and mobility specialists, shall be adapted to the particular needs and skills of the individual prisoner (including substantial general training for the newly blind or severely low vision), and shall include both specific orientation to surroundings and general training to assist the prisoner in adapting to new situations and environments. G. When prisoners who are blind or low vision are moved between units or facilities, effort shall be made to preserve features of their prior living situation—such as housing on a bottom bunk—relevant to orientation and mobility. Commentary The integration mandate of federal antidiscrimination law requires that persons with communication disabilities be housed in the most integrated appropriate setting—and not isolated in segregation or medical housing because of a facility’s inability to otherwise implement the required practices and procedures.108 Classification decisions must be made without regard to communication disabilities, and facilities at every classification or security level must be equipped to house persons who are deaf, hard of hearing, blind, or low vision, with the requisite auxiliary aids and services and reasonable modifications and accommodations.109 Prisoners with communication disabilities may prefer to be housed in facilities with other persons who share their disabilities—for example, deaf prisoners who communicate with ASL may prefer to be housed with other deaf prisoners who also communicate with ASL. This kind of grouping may also permit correctional systems to focus resources for auxiliary aids and services and reasonable modifications and accommodations at particular facilities, which might align with resources available in the community—for example, it may be easier to arrange for in-person ASL interpreting services at facilities near urban centers.110 Importantly, however, custody levels must not be altered for purposes of grouping or moving persons with disabilities. Advocates are not of one mind about whether grouping, particularly as a means to lessen the isolation of prisoners with communication disabilities, is appropriate—in most cases, advocates defer to the preferences of their clients.111 For prisoners who are blind or very low vision, housing in cells, and, in particular, single cells, may be the safest and most appropriate choice. Blind and very low vision prisoners 32 | Effective Communication III. Model Policies and Commentary are especially vulnerable to abuse by cellmates, and may also require a housing situation that maximizes their ability to keep track of their belongings and navigate their surroundings.112 Housing policies should account for this when possible, with medical staff input as appropriate.113 Blind and low vision prisoners may require different levels of orientation and mobility training depending on whether they are newly blind, whether they have had such training before, and other factors. Training must be implemented by orientation and mobility specialists with nationally recognized certification, which, at the time of publication, include certification as a Certified Orientation and Mobility Specialist or a National Orientation and Mobility Certification. 6. Participation in Services, Programs, and Activities 6.1 Access to Services, Programs, and Activities114 A. In accordance with Policy 1.1, [entity] shall not exclude otherwise qualified prisoners with disabilities from participating in or enjoying the benefits of services, programs, or activities, as defined in Policy 13.8, including, but not limited to, educational, vocational, recreational, rehabilitative, early release, support, treatment, and religious services, programs, and activities. [Entity] shall provide appropriate auxiliary aids and services and make reasonable modifications and accommodations to policies, practices, or procedures to ensure equal participation in or benefit from [entity] services, programs, and activities. [Entity] shall give primary consideration to prisoner preferences, pursuant to Policy 1.9, in determining which auxiliary aids and services are required. B. [Entity] shall ensure that the materials for learning about, applying for or requesting, and appealing denial of services, programs, or activities are accessible to prisoners with communication disabilities. This may include modifying requirements or processes—such as rules that requests or appeals must be made in writing and/or on particular forms—to account for different communication capacities, technologies, and needs. C. [Entity] shall ensure that the prisoner’s primary method of communication is used during the prisoner’s participation in the program, service, or activity. D. [Entity] shall provide opportunities for institutional work assignments for prisoners with disabilities that are consistent with opportunities for the same assignments given to similarly situated non-disabled prisoners. Such assignments shall be offered unless [entity] determines, after individualized assessment that an assignment presents a direct threat of injury or death. E. If a prisoner is unable to participate in a service, program or activity due to disability that cannot be accommodated, [entity] shall ensure that the prisoner does not 33 | Effective Communication III. Model Policies and Commentary suffer adverse consequences such as loss of sentencing credit for good conduct, discipline, or denial of parole and shall provide the opportunity to earn an equal amount of good conduct time credit for participating in alternative activities. 6.2 Access to Visiting A. [Entity] shall ensure that prisoners with communication disabilities have equal access to visits with their family and others, by allowing visitors to bring and use necessary auxiliary aids and services for communicating with the prisoner. [Entity] shall allow visitors to use appropriate devices or to bring a qualified interpreter for a prisoner who needs interpretation. B. [Entity] shall provide effective communication to visitors who have communication disabilities, including by providing qualified interpretation. C. [Entity] shall consider any other measures requested during initial assessments or through the request process in Policy 2.5 to facilitate communication during visits involving prisoners with communication disabilities. 7. Medical Devices 7.1 Hearing Aids and Cochlear Processors115 A. Pursuant to Policy 2.2(A), [entity] shall ensure that a professionally accredited and licensed audiologist evaluates eligible prisoners who are deaf or hard of hearing to determine need for hearing aids, and eligibility for cochlear implants, and shall provide hearing aids or cochlear implants free of charge as necessary and desired by the prisoner to ensure effective communication and equal access to services, programs, and activities. The audiologist is to use appropriate modern medical equipment to identify the level of hearing loss and which assistive hearing technology offers an appropriate medical option for the prisoner who is deaf or hard of hearing. [Entity] shall offer prisoners with bilateral hearing loss hearing aids for both ears. Under no circumstances shall [entity] require or coerce a prisoner into wearing hearing aids or receiving a cochlear implant. B. [Entity] shall allow prisoners who already possess upon admission prescription hearing aids or other hearing-related devices, including cochlear processors, in working order to keep the devices and any necessary accessories, including batteries, chargers, and cleaning supplies. C. [Entity] shall allow prisoners who use hearing aids or cochlear implants to keep the devices and any necessary accessories, including batteries, chargers, and 34 | Effective Communication III. Model Policies and Commentary cleaning supplies, upon transfer to a different facility or a different housing unit, including restrictive housing, segregation, or solitary confinement. D. [Entity] shall facilitate the prompt repair, replacement, and/or adjustment of hearing aids and cochlear processors, including covering any associated costs, unless the devices are intentionally misused or destroyed by the prisoner, in which case the prisoner may be financially responsible for repair or replacement, with consideration given to ability to pay. Repeated intentional damage or destruction may be treated as a refusal of the medical device. [Entity] shall not impose financial responsibility for necessary repair or replacement resulting from unintentional and/or nondestructive treatment of the hearing aids and cochlear processors by the prisoner. Efforts to repair, replace, or adjust hearing aids or cochlear processors shall be initiated within one (1) business day of receiving a request and shall be documented. [Entity] shall take appropriate steps to ensure effective communication with the prisoner during any period in which the prisoner is without hearing aids, cochlear processors, or related devices, including by loaning the prisoner temporary aids and devices. E. [Entity] shall supply appropriate hearing aid and cochlear processor replacement batteries, free of charge, as needed to prisoners who utilize such devices, whether or not the devices were provided by the [entity]. The need for replacement batteries for hearing aids and cochlear processors should be anticipated, and gaps during which the devices do not work shall be minimized by providing sufficient batteries for one replacement round without any wait. [Entity] shall purchase and maintain sufficient replacement and extra batteries in stock and available to immediately provide batteries when needed, including weekends and holidays. F. [Entity] shall similarly supply appropriate hearing aid storage containers and cleaning kits to protect the devices and prevent mold, moisture and other damage. [Entity] shall also supply appropriate other accessories to clean, maintain, store, or comfortably wear hearing aids or cochlear implant processors. 7.2 Corrective Lenses, Glasses, and Sunglasses116 A. Pursuant to Policy 2.2(B), [entity] shall ensure that a professionally accredited and licensed ophthalmologist evaluates eligible prisoners who are blind or low vision to determine need for corrective lenses, glasses, or sunglasses, and shall provide corrective lenses, glasses, or sunglasses free of charge, as necessary and desired by the prisoner to ensure effective communication and equal access to services, programs, and activities. Under no circumstances shall [entity] require or coerce a prisoner into wearing corrective lenses, glasses, or sunglasses. B. [Entity] shall allow prisoners who already possess prescription corrective lenses, glasses, and/or sunglasses to keep the devices and any necessary accessories. 35 | Effective Communication III. Model Policies and Commentary C. [Entity] shall allow prisoners who use prescription corrective lenses, glasses, and/or sunglasses to keep the devices and any necessary accessories upon transfer to a different facility or a different housing unit, including restrictive housing, segregation, or solitary confinement. D. [Entity] shall facilitate the prompt repair, replacement, and/or adjustment of corrective lenses, glasses, and sunglasses, including covering any associated costs, unless the devices are intentionally misused or destroyed by the prisoner, in which case the prisoner may be financially responsible for repair or replacement, with consideration given to ability to pay. Repeated intentional damage or destruction may be treated as a refusal of the medical device. [Entity] shall not impose financial responsibility for necessary repair or replacement resulting from unintentional or nondestructive treatment of the corrective lenses, glasses, or sunglasses by the prisoner. Efforts to repair or replace corrective lenses, glasses, or sunglasses shall be initiated within one (1) business day of receiving a request and shall be documented. [Entity] shall take appropriate steps to ensure effective communication with the prisoner during any period in which the prisoner is without corrective lenses, glasses, or sunglasses, including by loaning the prisoner temporary aids and devices. 7.3 White Canes117 A. [Entity] shall make white canes available as appropriate to prisoners who are blind or low vision and who have difficulty safely and independently navigating the facility. [Entity] may also make white canes available to prisoners with degenerative vision disabilities who anticipate relying on a white cane in the future and who would benefit from advance training. B. The length of the white cane shall be based on a prisoner’s height, and generally should stand at shoulder height, but the preference of the prisoner shall be considered. C. [Entity] shall honor the preference of the prisoner as to cane tip type—e.g., pencil, marshmallow, roller, or glide—and for collapsible white canes. D. [Entity] shall supply appropriate replacement white canes, free of cost, as needed to prisoners who utilize such devices, whether or not the devices were provided by the [entity]. The need for replacement white canes should be anticipated, and gaps during which the devices are broken or otherwise not able to be used shall be minimized by maintaining a stock of replacement white canes, so that [entity] can provide them to prisoners immediately when needed, including weekends and holidays. E. [Entity] shall ensure that, no later than one (1) week from the time a prisoner is issued a white cane, the prisoner is offered a training session on the use of 36 | Effective Communication III. Model Policies and Commentary a white cane with a certified orientation and mobility expert or other similar specialist, in accordance with the orientation and mobility training requirements in Policy 5.1(F). Commentary Persons with communication disabilities may require individually prescribed medical devices to facilitate effective communication and integration.118 For persons who are deaf or hard of hearing, this frequently includes hearing aids. It may also include cochlear implants, which should be made available to medically qualifying prisoners, but never required or coerced. For persons who are blind or low vision, this may include prescription lenses, eyeglasses, sunglasses, and white canes. Devices must be appropriate to an individual prisoner’s needs; for example, sunglasses that block someone’s peripheral vision shall not be provided to someone who depends primarily on peripheral vision. Note that although public entities generally are not required to provide such devices under the ADA and the Rehabilitation Act,119 the situation is different for jails and prisons, for several reasons. First, they have a constitutional obligation to provide adequate health care to prisoners in their custody, and to protect prisoners from harm.120 Second, because jails and prisons provide health care and medical devices more generally, it would be discriminatory for them to fail to provide such devices when needed by prisoners with communications disabilities. Third, medical devices may well be the most efficient and effective way to accomplish their obligation to communicate effectively,121 and to provide equal access to services, programs, and activities, and integration of prisoners with communication disabilities. Decisions about medical devices may appropriately be made by medical staff, but medical staff must understand the functional needs of prisoners with communication disabilities within the jail or prison, as well as the entity’s obligations under the ADA, the Rehabilitation Act, and other applicable law and regulations.122 8. Auxiliary Aids and Services, and Reasonable Modifications and Accommodations 8.1 Qualified Interpretation for Deaf and Hard of Hearing Prisoners123 A. [Entity] shall make available a qualified interpreter, or a team of qualified interpreters, to any prisoner whose effective means of communication is sign language in at least the following situations and their equivalents: i. Intake, classification, and orientation; ii. Medical, dental, and mental health appointments, including all therapeutic sessions of any type; 37 | Effective Communication III. Model Policies and Commentary iii. Meetings with case managers; iv. Scheduled meetings with classification officers; v. Educational and rehabilitative sessions, programs, and meetings; vi. All processes and procedures relating to discipline including interviews, hearings, and copies of documents; vii. Work and job training and programs; viii. Religious programs; ix. Grievance paperwork, interviews or processes; x. Processes relating to parole (including attorney calls/visits, hearing and paperwork); xi. Any trainings, including PREA; xii. Any court or other official hearing held at the facility, including by video; and xiii. Any pre-release, re-entry, or contracted parole instructions, classes, and/ or trainings. This list of circumstances is not exhaustive; there may be other circumstances not identified here when it may be necessary to provide qualified interpreters for effective communication. B. [Entity] shall provide two (2) or more qualified interpreters to facilitate team interpretation when appropriate to ensure accuracy, including in any of the instances listed in (A), above, or their equivalent, when interpretation is expected to be required for thirty (30) minutes or more. C. On-site interpretation shall be prioritized for all circumstances that qualified interpretation is required. In certain circumstances when on-site interpretation is not available, qualified interpretation may be provided through a Video Remote Interpreting (VRI) service. VRI shall not be used when it is likely to be ineffective. For this reason, it shall not be used when: i. The event at issue is long or complex or involves multiple speakers, for example, a class or program, a disciplinary, parole, or court hearing; ii. The speakers or participants in the event are not stationary, for example, job training or a medical exam; iii. The location of the event is not conducive to successful VRI, for example, internet is unreliable or low quality, or there is too much noise for successful audio transmission; iv. The prisoner has a secondary disability, such as low vision or physical mobility, that impedes ability to access VRI communications; or 38 | Effective Communication III. Model Policies and Commentary v. The prisoner has other physical, cognitive, psychiatric, or linguistic difficulties that impede effective communication through VRI. D. If qualified interpreters are provided through VRI services, [entity] shall provide: i. Real-time, full-motion video and audio over a dedicated high-speed, wideband width video connection or wireless connection that, even when others are using the same internet connection for other tasks, reliably delivers high-quality video images that do not produce lags; choppy, blurry, or grainy images; or irregular pauses in communication; ii. A sharply delineated image on a screen that is large enough (at least 19”) to display the qualified interpreter’s face, arms, hands, and fingers, and the participating prisoner’s face, arms, hands, and fingers, regardless of body position; iii. A clear, audible transmission of voices; iv. Adequate training to users of the technology and other involved individuals so that they may quickly and efficiently set up and operate the VRI; and v. Use of the VRI equipment in a location that safeguards the prisoner’s privacy, as much as any privacy is protected for a non-disabled prisoner. E. [Entity] shall maintain standing contracts with one (1) or more qualified interpreter agencies, including both in-person services and a VRI provider, to ensure that qualified interpreting services remain available on a priority basis, 24 hours per day, 7 days per week. [Entity] may also contract directly with or hire qualified interpreters on a fee-for-service basis. [Entity] has an affirmative duty to arrange for qualified interpreters for planned events no later than 24 hours after the event is scheduled, or within 1 hour of a prisoner request. For example, if a prisoner is scheduled for a parole hearing, and qualified in-person interpreters are needed because the hearing will be long, complex, and involve multiple speakers, efforts to secure qualified in-person interpreters should begin well in advance of the visit, and not when the visit starts. F. In the event qualified interpreters are necessary to provide effective communication, [entity] shall provide qualified interpreters at the earliest reasonable time. Except in situations or circumstances involving an emergency, [entity] is permitted to delay the service, program, or activity, until qualified interpreters are available, and a prisoner who needs interpretation shall be permitted to delay participation until qualified interpreters are available. [Entity] shall use the most effective, readily available means of communicating with the prisoner until such time as qualified interpreters are present. [Entity] shall inform the prisoner of the current status of efforts being taken to secure qualified interpreters on the prisoner’s behalf within 30 minutes of the prisoner making the request for 39 | Effective Communication III. Model Policies and Commentary interpretation, and shall provide additional updates as necessary. Notification of such efforts does not lessen the obligation to provide a qualified interpreter in a timely manner. G. [Entity] shall document all oral/written requests it receives for qualified interpreters and the action taken in response to such requests, including denials of services. H. [Entity] shall not use another prisoner or adult accompanying the prisoner to interpret except in rare and limited circumstances where (1) there is no qualified interpreter available (including via VRI) in an emergency involving an imminent threat to the safety or welfare of the prisoner or the public, or (2) the topic of the communication is extremely routine, and the prisoner specifically requests such assistance, the interpreter prisoner agrees, and reliance is appropriate under the circumstances. An example of a situation qualifying under (2) would be a request for a meeting with a counselor—but not the meeting itself. Staff shall be alert to the possibility of coercion and power imbalance underlying a request under (2), in order to counteract that possibility by providing a qualified interpreter. I. Except for [entity] staff hired specifically to serve as qualified sign language interpreters, [entity] shall not use its staff to serve as sign language interpreters unless there is no qualified interpreter available, the staff’s presence does not pose a conflict of interest or raise confidentiality or privacy concerns, and (1) there is an emergency involving an imminent threat to the safety or welfare of a prisoner or the public, or (2) the topic of the communication is extremely routine, the prisoner specifically requests such assistance, and reliance is appropriate under the circumstances. J. [Entity] shall ensure that confidential, sensitive, or private communications using a sign language interpreter are conducted in a location where the participants are not visible to those who should not have access to the communication. Commentary Often, a qualified sign language interpreter is the best, and only, mechanism for ensuring effective communication with a person who is deaf or hard of hearing.124 American Sign Language (“ASL”) is the primary method of communication for Deaf125 persons in the United States. ASL is a visual language—the shape, placement, and movement of hands as well as facial expressions and body movements convey linguistic information.126 Members of the Deaf community who were raised using ASL generally do not use speech for communication, do not lip read, and may have limited competence in English.127 ASL is not a derivative form of spoken English. Rather, it is a separate language, as different from English as Spanish or Chinese. The lexicon of ASL refers not to a spoken language but directly to the concept or meaning that Deaf persons seek to convey, and there is not a one-to-one correspondence with English.128 For this reason, ASL is the only effective and efficient means of linguistic 40 | Effective Communication III. Model Policies and Commentary communication for most members of the Deaf community in the United States, for whom ASL is their native language, and written communication in English and other English-based alternatives may not be an effective alternatives.129 Importantly, ASL is not the only sign language used by deaf and hard of hearing prisoners in the United States, and jails and prisons must seek out appropriate, qualified interpreters to ensure effective communication with Deaf and hard of hearing persons who use other sign languages, including Black American Sign Language, Mexican Sign Language, and others.130 Indeed, sign language varies regionally, including between countries with the same spoken language and with regional “accents” within the English-speaking United States, and, sometimes, for persons who learned informal sign language within their families.131 If a prisoner who is deaf or hard of hearing appears not to speak or write English and is not fluent in ASL, a Certified Deaf Interpreter (CDI)—a certified interpreter who is deaf or hard of hearing and has a demonstrated knowledge and understanding of interpreting, deafness, and Deaf community and culture132—may be required for effective communication. Interpretation may also require deaf-to-standard ASL interpreters, accounting for regional variation or non-standard ASL. A qualified interpreter must be trained and able to communicate effectively in the context of the jail or prison environment, which may require specialized vocabulary and other unique needs.133 Prisoners and prison staff—with the exception of staff hired for their qualifications in and for the purpose of communicating in sign language—should not be used as interpreters.134 In-person interpretation is best whenever possible in light of the visual, dimensional, and interactive nature of ASL—in-person interpretation offers the opportunity to check comprehension and make any necessary adjustments. Moreover, and especially in light of the many variations in signed languages and signs used, jails and prisons should seek to maximize continuity of interpreter whenever possible.135 When qualified in-person interpreters are not available or accessible, Video Remote Interpreting (“VRI”), a service that uses video conferencing technology to access an off-site interpreter to provide real-time interpreting,136 may suffice. If VRI is used, a high quality video image as well as clear, audible transmission of voices is required to ensure effectiveness.137 A phone or tablet screen is not large enough; a 19” or larger display is, in practice, the smallest sufficient space to display face, arms, hands, and fingers of persons on both sides of the connection. The efficacy of a VRI system must be tested at a time there is other widespread internet and WiFi use to ensure sufficient video and connection quality under those more realistic circumstances. Whether in-person or remote, a team of qualified interpreters may be required to ensure the sustained accuracy of communication—this is because sign language interpreter accuracy declines significantly after approximately thirty (30) minutes of interpretation.138 Team interpretation permits interpreters to switch off and take breaks, and also to assist each other in real time.139 41 | Effective Communication III. Model Policies and Commentary 8.2 Other Auxiliary Aids and Services for Deaf and Hard of Hearing Prisoners A. If needed for effective communication, in the same circumstances as qualified interpretation is required for prisoners who use sign language, [entity] shall offer non-interpretation aids and services for communication to prisoners who use English (or another spoken language) as their primary language and are able to read English with sufficient fluency. This may include, but is not limited to: speech transliterators; Communication Access Real-Time Translation (CART) or other real-time captioning services; and/or similar devices. B. If needed for effective communication, in the same circumstances as qualified interpretation is required for prisoners who use sign language, [entity] shall offer amplification, including wireless transmitters, receivers, and devices compatible with hearing aids. C. Deaf and hard of hearing prisoners shall be informed about the available range of non-interpretation aids and services, including amplification, and about how to use the various technologies. D. Deaf and hard of hearing prisoners desiring to learn sign language shall be provided the appropriate materials to do so, including tutoring, or in-person or video classes. Commentary Certain deaf or hard of hearing prisoners, including many who are late-deafened or hard of hearing, may be most comfortable in written English, and may therefore require captions for audible materials, as well as remote captioning services for oral communication, instead of ASL or other sign language interpretation. For prisoners who are insufficiently literate in English to read captions and who do not sign, individuated communications methods will have to be developed. Some, for example, will be able to use personal amplification devices; in some settings, non-text visual tools developed for people with limited English proficiency may be helpful. The key is thoughtful preparation and individuated solutions. 8.3 Effective Telecommunications140 A. [Entity] shall provide prisoners with communication disabilities, or prisoners communicating with persons with communication disabilities, telecommunications devices to enable communication with persons outside of the facility that is substantially on the same basis as access to telecommunication for persons who do not have communication disabilities. B. Accessible telecommunications devices shall be made available in the same accessible areas and during the same hours as typical telephone services are available. 42 | Effective Communication III. Model Policies and Commentary C. [Entity] shall permit prisoners relying on accessible telecommunications devices at least three (3) times as many minutes to complete a teletypewriter, captioned telephone, or videophone call as afforded prisoners making calls using traditional telecommunication devices such as telephones. [Entity] shall ensure that prisoners using such devices are made aware of the additional time permitted for such calls. D. Telephone and videophone calls using such devices shall be monitored only to the same extent as any other call under applicable monitoring policies; monitoring shall not be increased because the call involves a deaf or hard of hearing person or an accessible telecommunications device. E. [Entity] shall ensure that accessible telecommunications devices are available for legal and other confidential calls in locations permitting privacy, and shall not place such devices in locations that result in frequent or repeated interruptions that disrupt effective communication. F. Accessible telecommunications devices shall be available at no cost to prisoners who have been approved to use such services and devices. Fees associated with these telecommunications devices and services shall not exceed those incurred by prisoners using the traditional telephone system. No fee shall be assessed for using a Telecommunications Relay Service (TRS). G. [Entity] shall train staff on how to operate accessible telecommunication devices, and [entity] shall maintain the technology in working order, fixing or replacing broken devices as soon as practicable and maintaining alternative devices to use as necessary. Devices shall undergo regular systems testing. H. [Entity] shall make available the following communication technologies, or their functional equivalents. This list is not exhaustive. [Entity] shall stay abreast of evolving technology and shall add additional equipment to reflect technological advances as appropriate. [Entity] shall give notice of available telecommunication devices to all prisoners upon intake and shall display a list of available devices in areas where prisoners use telecommunication devices. i. Braille or other Accessible Handsets. [Entity] shall provide big button telephones with Braille or other appropriate tactile markings for prisoners who are blind or low vision. ii. Built-In Volume Adjustment. [Entity] shall ensure that all traditional telephones provided for prisoner use include a built-in, user-controlled volume button that permits users to amplify call volume. iii. Hearing Aid Compatible Telephones. [Entity] shall ensure that all traditional telephones provided for prisoner use include handsets that are hearing aid compatible in accordance with Federal Communications Commission guidelines. 43 | Effective Communication III. Model Policies and Commentary iv. Captioned Telephones or Devices with Captioning Technology. [Entity] shall provide captioned telephones and/or devices with captioning technology for prisoners who can speak but cannot hear on the telephone. v. TTYs. [Entity] shall provide teletypewriters (“TTYs”) or successor technology for text communication over a telephone line, for prisoners who choose to use a TTY instead of other devices. Any TTY or successor technology must have both “voice carryover” and “hearing carryover” functions. vi. Videophones and Video Relay Services. For prisoners who use sign language to communicate and prisoners who wish to speak by phone with family members or others who use sign language to communicate, [entity] shall provide videophones, devices with a camera and a screen that permit visual, real-time, point-to-point communication, as well as access to a Video Relay Service, a video telecommunication service that permits no-fee access to a qualified real-time sign language interpreter. vii. Permission to Dial Relay Access Numbers. To ensure access to necessary relay services, [entity] shall permit prisoners using accessible telecommunications devices to dial toll-free “800” or “711” access numbers. Prisoners with communication disabilities shall not be charged for use of relay services. Commentary The effective communication requirement encompasses enabling communication with persons outside of confinement, including communication between hearing prisoners and deaf and hard of hearing family members. That is, jails and prisons must ensure that telecommunication devices are available and accessible to prisoners with communication disabilities, to enable calls with family, friends, and attorneys, and to enable any prisoner to communicate with people with communication disabilities outside of confinement. The devices must enable outside communication that is substantially equivalent in terms of amount and quality of information conveyed and expense incurred141 to that of prisoners using traditional telecommunications devices.142 Litigation has been instrumental in catalyzing the availability of videophones in jails and prisons—an essential technology for prisoners who use (or seek to communicate with143) sign language to communicate. Previously, most jails and prisons relied on point-to-point keyboard devices that transmit typed messages over telephone lines (called TTYs, for Teletypewriters or TDDs, for Telecommunication Devices for the Deaf). TTY or TDD technology often fails to achieve effective communication because it requires proficiency in written English, is slow, is not commonly used in the Deaf community, and is nearing technological obsolescence.144 For those reasons, facilities must ensure access to videophones,145 which use a camera and a screen for visual, real-time communication, including by sign language, and which may be supplemented by a video relay service (VRS), a free, subscriber-based 44 | Effective Communication III. Model Policies and Commentary service through which a qualified sign language interpreter serves as an intermediary between a person who has a videophone and a person with a standard voice telephone.146 For deaf and hard of hearing individuals who do not use sign language, facilities must ensure access to captioned telephones, which have all-but supplanted TTY and TDD technology among the non-signing deaf and hard of hearing community. It is necessary, however, to have typingbased technology available for those who do not use sign language and also do not speak. Achieving equity in per-call fees may require substantially reducing the per-minute fees associated with calls, because communication must proceed at a much slower pace through certain types of technology. For example, federal regulations prohibit entities from charging “in excess of 25 percent of the applicable per-minute rate for TTY-to-TTY calls.”147 Federal regulations further prohibit charging for TTY calls placed via the telecommunications relay service.148 8.4 Access to Television and Other Screen Devices149 A. [Entity] shall provide and maintain large-screen televisions that allow for closed captioning for use in common areas. Deaf, hard of hearing, blind, and low vision prisoners shall have priority seating. B. [Entity] shall place large screen audio-visual media sets that allow closed captioning in housing facilities. All audio-visual media, and all devices used for viewing such media, purchased by [entity] for prisoner use shall include open and closed captioning capabilities. C. When available, captioning shall be turned on, and remain on at all times, in housing units where deaf or hard of hearing prisoners are housed. Deaf and hard of hearing prisoners shall have priority seating in front of televisions in common areas. D. If audio description is available on television or similar equipment in any housing unit in which a blind prisoner is housed, [entity] shall ensure the common television is operated with audio description enabled at all times. E. Televisions in common areas shall have FM or other wireless transmitters, and the transmitters shall be turned on at all times when the televisions are on. Broken transmitters shall be repaired within ten (10) business days. When a deaf or hard of hearing prisoner is determined to require a transmitter as an auxiliary aid, receivers and any other devices necessary to receive the signal shall be provided. F. [Entity] shall ensure that closed captioning is available and turned on for all audio-visual media used for educational or vocational programming. In addition, [entity] shall provide sign-language interpretation for any deaf or hard of hearing participants who need it for effective communication, either with a “picture-inpicture” technology or, whenever possible, with an on-site qualified interpreter. G. [Entity] shall make all practicable efforts to offer blind-accessible (audio-description) versions of audio-visual media used for any purpose. 45 | Effective Communication III. Model Policies and Commentary H. [Entity] shall make available to blind or low vision prisoners television magnifiers to use with in-cell televisions. I. If [entity] offers prisoners access to other screen devices—such as kiosks, tablets, and the like—it shall offer prisoners with communication disabilities accessible versions of those devices. 8.5 Recreation150 A. [Entity] shall provide or maintain multiple copies of a minimum of six (6) different types of games designed for use by people with visual impairments, including talking chess sets and playing cards, as a standard accommodation in common areas and, on loan, for in-cell use, free of charge. B. [Entity] shall provide a broad array of audio books, and any devices necessary to play the audio books, as a standard accommodation in common areas and, on loan, for in-cell use, free of charge. C. When possible, [entity] shall offer movies that make available picture-in-picture or other sign language interpretation. 8.6 Additional Auxiliary Aids and Services and Reasonable Modifications and Accommodations for Blind and Low Vision Prisoners151 A. Talking, Vibrating, and Braille Watches. [Entity] shall make available talking, vibrating, and Braille watches for individual use by blind and low vision prisoners. B. Accessible Means of Reading and Writing Independently. i. [Entity] shall make written materials—including but not limited to notifications of rights, orientation and handbook materials, memoranda to prisoners, facility directives, reasonable modification and accommodation request forms, disbursement or refund requests, commissary requests, requests for medical care, requests for library and other resources, grievance forms and responses, notices, educational and vocational materials, and dispositions of disciplinary actions—available to blind and low vision prisoners in accessible formats, as aligned with the prisoner’s preferred method. Accessible formats for written materials may include: large print (at least size 18 font); Braille; electronic versions with accompanying screen magnification tools and/or text-to-speech or screen-reading programs, and audio. ii. [Entity] shall ensure that all available types of tablets, laptops, or other assistive technology devices are equipped with an ebook reader program, typing tutorial program, and screen reader software, and shall also make 46 | Effective Communication III. Model Policies and Commentary available printing and scanning devices compatible with assistive technology and compatible headphones to enable independent access, scanning, printing, and communication. iii. [Entity] shall provide blind and low vision prisoners bold-lined paper and 20/20 pens, in common areas and for in-cell use, upon request, and recorders for dictating correspondence, which should be made available in a location permitting privacy. iv. These accessible materials and/or assistive technology shall be available in the library, classrooms, job locations, or in dormitories or cells, as appropriate to the function of the print material, and mindful of confidentially concerns that may require certain audio dictation or player devices to be available in locations permitting privacy. v. [Entity] shall provide blind or low vision prisoners who prefer to have all or some documents read and/or written for them the opportunity to select a fellow prisoner to promptly provide such services upon request, pursuant to the requirements and procedures in Policy 9.1. C. Magnifiers. [Entity] shall make available magnifiers with variable magnification and color, brightness, and contrast-adjusting features, for use in cell or in supervised areas of their housing units, as well as in the library. Magnifying devices of various magnifications shall be available in all libraries for use by blind and low vision prisoners. Libraries shall contain a closed-circuit television video magnifier for use by blind or low vision prisoners. Blind and low vision prisoners shall also be permitted to have plastic magnifying sheets for individual use in dorms and cells. D. Library, Law Library, Mail, and Computer Services. To the extent possible, [entity] libraries shall offer large print books and other written resources. [Entity] computers shall have font enlargement features and screen magnifiers, as well as glare screens available upon request. At least one (1) computer in every location containing computers for common use shall be equipped with text-to-speech software and headphones, and library staff and prisoners requiring such an accommodation shall be trained on the use of the software. Prisoner assistants or library clerks shall be available to read out loud for blind or low vision prisoners who request this service, including to read handwritten or other incoming mail that is incompatible with screen reading devices, in a location that permits confidentiality when required for legal or other sensitive communications. Blind and low vision prisoners shall be permitted to check out legal materials that have been recorded onto audio devices compatible with audio players in the prisoner’s possession. 47 | Effective Communication III. Model Policies and Commentary E. Additional Time to Work with Library Clerks, Law Clerks, and Prisoner Assistants. Blind or low vision prisoners shall be provided no less than fifty percent (50%) additional time to work with library clerks, law clerks, readers and/or scribes in the law library, beyond the amount of time normally afforded non-vision disabled prisoners. F. Training. [Entity] shall make available screen reader and other assistive technology trainings, orientation and mobility trainings, and blindness skills courses, all in accessible formats, to blind or low-vision prisoners. Commentary Not all blind and low vision prisoners will have the same needs, circumstances, and skills— therefore, a wide range of auxiliary aids and services and reasonable modifications and accommodations must be available, so that prisoners are able to access those that best align with their needs and preferences. In all circumstances that a sighted prisoner has access to technology, auxiliary aids and services permitting equivalent access must be made available to blind and low vision prisoners needing them. Providing appropriate devices ensures equivalent access to technology and permits independence in reading and writing. 8.7 Non-Auditory Alarms, Alerts, and Emergency Evacuation Notification152 A. [Entity]’s obligation of effective communication extends to announcements, alarms, or any other auditory information from [entity] staff to the general population, which must be delivered in an effective, non-auditory way to deaf and hard of hearing prisoners. Several of these devices, used in combination, are likely to be necessary to reach prisoners in various places, at various times, during various activities, for various reasons. i. Emergency notifications. [Entity] shall provide an effective non-auditory notification system to alert all deaf and hard of hearing prisoners of emergencies, including emergency evacuations. Appropriate non-auditory systems shall communicate with prisoners who are sleeping on their beds, who are elsewhere in cells/dorms, and who are in spaces such as bathrooms, recreation areas, and outdoors. Non-auditory alert systems may include personal vibrating pagers, visual alarms, and bed-shaking devices. ii. General routine notifications. [Entity] shall implement an effective, non-auditory notification system to notify all deaf and hard of hearing prisoners of general prison activities, including but not limited to: wake-up calls, counts, meals, and recreation. 48 | Effective Communication III. Model Policies and Commentary iii. Individual routine notifications. [Entity] shall provide an effective non-auditory notification system to provide all deaf and hard of hearing prisoners with individual, non-emergency notifications, such as the arrival of visitors, or medical appointments. Appropriate non-auditory systems to deliver individualized messages may include personal vibrating pagers and/or electronic message boards. iv. Personal alert devices. Personal non-auditory alert devices, such as vibrating watches, vibrating alarm clocks, and similar devices, shall be provided to supplement, but not to replace, routine notification systems. B. [Entity] shall facilitate the prompt repair or replacement of personal non-auditory alert devices, including pagers, vibrating watches, vibrating alarm clocks, and similar devices, and shall maintain spare devices as required to avoid gaps in access. C. Any non-auditory alert system positioned in a common space shall be visible from any dormitory or cell housing a deaf or hard of hearing prisoner. D. Information delivered via non-auditory notification system shall be delivered promptly and with sufficient advance notice, at least equivalent to that provided by an auditory notification system. Staff shall document messages sent. E. Person-to-person systems of non-auditory notification may be used to supplement other non-auditory alert systems for announcements, alarms, or any other information audibly conveyed from staff to hearing prisoners, but may not replace technology-based notification systems. F. Staff shall be trained on emergency and non-emergency alarm and alert protocols and on proper use and maintenance of the relevant technologies. Non-auditory emergency notification systems shall be regularly tested, and staff and prisoners shall participate in practice drills at regular intervals. Commentary To ensure effective communication and meaningful access to services, programs, and activities, jails and prisons must have non-auditory systems for notifying deaf and hard of hearing persons of emergency and non-emergency communications that are otherwise delivered to prisoners via a public address or other auditory system. Systems for delivering individual messages should include personal devices, such as a personal pager, whenever possible. Non-personal notification systems, including those used for emergency alerts and non-emergency notifications, must be visible in all places that prisoners with communication disabilities might be, including outdoors and from all places inside a dormitory or cell.153 Procedures that rely on correctional officers or others to identify deaf and hard of hearing persons and provide face-to-face notification are inadequate substitutes because they are inefficient and subject to human error and delay.154 49 | Effective Communication III. Model Policies and Commentary 9. Prisoner Assistants 9.1 Prisoner Assistants for Blind and Low Vision Prisoners155 A. Prisoners who are blind or low vision and prefer a prisoner assistant as an auxiliary aid or service to assist with reading and writing or with navigation, shall have access to and the opportunity to select a sighted prisoner assistant who: i. Has been appropriately trained, including in confidentiality requirements and (for prisoner navigation assistants) in the appropriate techniques for guiding blind or low vision prisoners, including sighted guide techniques; ii. Can communicate effectively, including sufficient and documented literacy skills to read aloud, write clearly, and follow oral requests; iii. Is not affiliated with a security threat group, has been screened for sexually predatory behavior, has not been convicted of a crime involving abuse of a vulnerable person, and has been free of any abuse-related infraction for one (1) year; and iv. Consents to provide and is appropriately paid for providing the assistance. B. Prisoner communication assistants shall provide prompt help with tasks that may include reading or writing documents such as sick call slips, commissary forms, grievances, personal mail, and legal documents. C. Prisoner assistants shall maintain confidentiality and shall not offer services in exchange for goods or favors from the prisoner needing assistance. D. Prisoner assistants shall be periodically evaluated for fulfillment of established job duties and performance criteria, and any information provided by the prisoner being assisted shall be considered. E. Prisoner communication assistants shall not be used if the prisoner needing assistance instead requests staff assistance. Requests for staff assistance with communication shall be met in any situation in which a prisoner assistant would otherwise be appropriate. Staff performing the role of assistant shall maintain confidentiality. F. Assistants shall not be used if the prisoner needing assistance instead requests to use an available auxiliary aid or service that permits independent reading and writing or navigation. G. Under no circumstances shall a prisoner be assigned to be an assistant as a form of punishment. 50 | Effective Communication III. Model Policies and Commentary Commentary Many jails and prisons rely on prisoner assistants to support access for prisoners with disabilities to services, programs, and activities as well as assistance in daily life. But such programs must be limited, and voluntary for all involved. Prisoner assistants may, for example, help blind or low vision prisoners draft documents, navigate the facility, or perform legal research in the law library. But, if not carefully administered and monitored, the prisoner/ assistant relationship can result in exploitation and abuse. Prisoner assistants sometimes, for example, refuse to provide a necessary service unless the prisoner with the disability supplements their official wage with monetary or equivalent payment, or even sexual favors— or might use personal information gleaned through assistant tasks to bribe or blackmail.156 Even in the best of circumstances, certain tasks, including reporting abuses or requesting particular medical care, are too private or sensitive to be comfortably shared with another prisoner.157 Prisoner assistants should be carefully selected, screened, and monitored, and should be fairly compensated for their work. Prisoners needing assistance should have input into selecting their assistant whenever possible and the opportunity to decline a prisoner assistant for any reason.158 Confidentiality is essential, and a strict duty of confidentiality must be imposed. Indeed, confidentiality and other concerns may weigh in favor of providing a staff person—bound by a confidentiality agreement and subject to discipline for breach—to serve as an assistant in certain sensitive situations. Ultimately, auxiliary aids and services enabling independence in reading and writing should be prioritized and available—if a prisoner with a communication disability prefers to use an aid or service that affords privacy and independence, a prisoner assistant is not appropriate.159 10. Hand Restraints 10.1 Hand Restraints and Sign Language Communication160 A. [Entity] shall not restrain the hands of deaf or hard of hearing persons who use sign language to communicate when there is a need or potential need for communication (including with telecommunications devices), absent a reasonable, individualized finding of a present security threat by the particular prisoner in question if his or her hands are unrestrained, which finding shall be documented. B. In situations requiring restraints of a prisoner who uses sign language to communicate, [entity] shall, if possible, use less restrictive alternatives to hand restraints or restraint techniques that keep the prisoners’ hands in the front of the prisoner’s body and provide sufficient flexibility for the prisoner to raise at least one hand as high as the forehead and to freely move the hands and fingers. C. Safety and security decisions related to use/non-use of hand restraints should be made by a supervisor on an individualized basis. D. Correctional staff shall be trained on appropriate alternatives to hand restraints 51 | Effective Communication III. Model Policies and Commentary and that hand restraints are to be removed from persons who use sign language to communicate in a secure environment, when the person does not pose a safety threat, or when other security devices are in place to permit safe removal of the restraint. 10.2 Hand Restraints and Blind or Low Vision Mobility A. [Entity] shall not restrain the hands of blind or low vision persons who use white canes or rely on their hands to navigate when there is a need or potential need to self-navigate or ambulate, absent a reasonable and individualized finding of a present security threat by the particular prisoner in question if his or her hands are unrestrained, which finding shall be documented. B. In situations requiring restraints, less restrictive alternatives to hand restraints, or restraint techniques that permit sufficient forward arm extension and mobility to sweep a white cane in front of the body, shall be used when possible. C. Safety and security decisions related to use/non-use of hand restraints should be made by a supervisor on an individualized basis. D. Correctional staff shall be trained on appropriate alternatives to hand restraints and that hand restraints are to be removed from persons who use white canes or rely on their hands to navigate their surroundings in a secure environment, when the person does not pose a safety threat, or when other security devices are in place to permit effective communication. Commentary Deaf and hard of hearing persons who use sign language to communicate cannot communicate effectively when in hand restraints. And blind and low vision persons who rely on white canes or otherwise use their hands to guide themselves through their environments cannot safely move while in hand restraints. Therefore, jails and prisons must develop or modify policies to permit removal of hand restraints—absent an individualized finding of a present security threat—and/or use of alternative restraint mechanisms161—to enable sign language and, when appropriate, written communication, including for telecommunications access,162 and to ensure the safety of those who rely on their hands for mobility. A determination that hand restraints cannot safely be removed must be documented and individualized, and based on a security threat that is not inherent in the item itself (e.g., someone with a cane could use it to harm someone else) or a manifestation of disability (e.g. using sign language while expressing emotion). 52 | Effective Communication III. Model Policies and Commentary 11. Staff and Training 11.1 ADA Coordinators A. [Entity] shall designate at least one (1) employee as Entity ADA Coordinator, to coordinate system-wide efforts to comply with and carry out its responsibilities under the ADA, the Rehabilitation Act, and/or other governing antidiscrimination law, as well as these policies. Responsibilities shall include, but are not limited to: developing and implementing procedures, processes, and trainings; rendering individual and systemwide decisions about medical devices, auxiliary aids and services, and reasonable modifications and accommodations; addressing appeals of such decisions by Facility ADA Coordinators; and maintaining relevant records related to evaluations, requests, and decisions; supervising Facility ADA Coordinators and the needs assessments and communication and accommodation plans they develop; and meeting regularly with prisoners with disabilities and staff to remain informed about needs and challenges. B. [Entity] shall designate at least one (1) employee at each facility as a Facility ADA Coordinator, to coordinate facility-wide compliance with the ADA, the Rehabilitation Act, and/or other governing antidiscrimination law, as well as these policies. Responsibilities shall include, but are not limited to: identifying prisoners with disabilities; developing, reviewing, and revising prisoner communication and accommodation plans; assisting staff in implementing disability-related policies and practices; rendering individual and facility-wide decisions about medical devices, auxiliary aids and services, and reasonable modifications and accommodations; maintaining data about requests and decisions and addressing related appeals and grievances; and meeting regularly with prisoners with disabilities to assess needs. Facility ADA Coordinators shall also be responsible for ensuring that the medical devices, auxiliary aids and services, and reasonable modifications and accommodations required by a prisoner’s communication and accommodation plan are provided to the prisoner as required and without delay, meeting daily and regular needs. This may require tracking each affected prisoner’s scheduled programs, appointments, and activities to ensure, in advance, that necessary aids, services, modifications, and accommodations are available. C. [Entity] shall ensure that persons hired as Entity and Facility ADA Coordinators possess a background in disability and/or other relevant expertise, an understanding of the requirements of disability and antidiscrimination law, and knowledge of how to stay abreast of the relevant technologies and developments. D. [Entity] shall coordinate with community and/or government resources to provide Entity and Facility ADA Coordinators with supplemental training at regular intervals about: the ADA and its requirements; available medical devices, auxiliary aids and services, and reasonable modifications and accommodations for prisoners 53 | Effective Communication III. Model Policies and Commentary with communication disabilities and related best practices; evolving technologies and new devices; how to identify common communication access barriers and need areas, and best practices for removing such barriers; and other relevant topics. 11.2 Other Staff Training163 A. [Entity] shall provide training appropriate to the responsibilities of all [entity] medical care, programs, custody, and supervision staff, including, as defined in Policy 13.9, contractors and volunteers, who interact or may interact with prisoners with communication disabilities on the following subjects: i. Disability nondiscrimination laws and rights of prisoners with disabilities; ii. Functional implications of being a prisoner with a communication disability, including unique needs and problems encountered and potential impact on interactions with correctional staff, including education about avoiding punishment for manifestations of disability, including but not limited to: using gestures or signs to communicate; failing to obey an order that wasn’t seen, heard, or understood; failing to comply with a count that was not effectively communicated; or other disability-related behaviors; iii. The prevalence of dual- or multiple-disability diagnoses, the wide-ranging needs and capabilities of prisoners with communication disabilities, and the importance of individualized assessment of needs and capacities; iv. Common misunderstandings about a prisoner with a communication disability’s remaining sight, hearing, and mobility, including the limitations of hearing aids, cochlear implants, glasses, and other medical devices; v. Signs of communication disabilities and [entity’s] process of evaluating impairments, disability, and necessary medical devices, auxiliary aids and services, and reasonable modifications and accommodations; vi. General information about how to effectively support and communicate with prisoners with communication disabilities, including literacy issues that may impact communication; vii. Explanations of signed languages, the use of sign language by some deaf and hard of hearing prisoners, and the proper use and role of qualified sign language interpreters, in person and via video remote interpreting; viii. The limitations of lip-reading and note writing as modes of communication with deaf and hard of hearing prisoners; ix. Available medical devices, auxiliary aids and services, reasonable modifications and accommodations, and relevant policies and procedures; 54 | Effective Communication III. Model Policies and Commentary x. The process for requesting medical devices, auxiliary aids and services, and reasonable modifications and accommodations; xi. How to operate and maintain auxiliary aids and services for prisoners with communication disabilities, how to maintain devices in working order, and the processes for fixing or replacing broken devices as soon as practicable and maintaining alternative devices to use as necessary; xii. Appropriate ways to guide prisoners who are blind or low vision; xiii. Appropriate ways to guide prisoners who are blind or low vision, including sighted guide techniques; xiv. How to assist blind or low vision prisoners with preparing and submitting grievances, appeals, modification and accommodation requests, disciplinary appeals and paperwork, and other similar documents, as well as the available auxiliary aids and services to permit independence in these processes. xv. Alternatives to hand restraints for prisoners who rely on their hands to communicate or navigate, in accordance with Policies 10.1(D) and 10.2(D); xvi. Protocols for non-auditory alarms and alerts, including in emergency and non-emergency situations, and the requisite technologies, per Policy 8.7; B. Training shall be prepared and presented by qualified staff and should be developed in consultation with community and/or government organizations with expertise in communication disabilities. Materials shall be updated on a regular basis. C. [Entity] shall ensure that new staff receive training as part of their initial orientation, and that all staff receive repeat and/or updated training on at least an annual basis. Commentary All jail and prison staff who have or may have contact with prisoners with communication disabilities must be trained about the rights, needs, and capabilities of persons with such disabilities, as well as about available resources, medical devices, auxiliary aids and services, reasonable modifications and accommodations, and relevant policies and practices.164 Correctional staff must also be trained on the signs of communication disability, including how to recognize when a prisoner shows signs of hearing or vision impairment, and what steps to follow if they detect such an impairment.165 Trainings should present the information from a social and communicative perspective, and not simply a medical one.166 Jail and prison staff should be trained at regular intervals, at least once annually, as well as part of orientation to new employment or job responsibilities. Such training is essential to preparedness, even if nobody with a communication disability is presently housed at the facility.167 55 | Effective Communication III. Model Policies and Commentary 12. Tracking and Auditing 12.1 Tracking and Annual Audit168 A. [Entity] shall track, in a reliable and accurate electronic manner—including both in individual electronic prisoner records and in a form accessible for systematic evaluation—prisoners identified as having a communication disability, including any required medical devices, auxiliary aids and services, reasonable modifications and accommodations, and communication and accommodation plans and preferences. B. [Entity] shall make publicly available information about the total numbers of prisoners identified as having a communication disability, and the kinds of communication disabilities the prisoners have (e.g., deaf, blind, deafblind, hard of hearing, low vision). C. [Entity] shall track in a reliable and accurate electronic manner, information concerning each request for modification or accommodation and each disability-related complaint submitted, including information about the source, nature, outcome, and basis for the decision. D. [Entity] shall implement annual audits to evaluate compliance with policies related to prisoners with communication disabilities. Commentary Jails and prisons must establish concrete, quantifiable metrics by which to evaluate their compliance with federal antidiscrimination law and relevant standards and policies governing treatment of prisoners with communication disabilities.169 Relevant metrics should be documented regularly and accurately. Documented information should include the numbers, locations, and needs of prisoners with communication disabilities, as well as medical devices, auxiliary aids and services, and reasonable modifications and accommodations requested, provided, and/or denied, including decisions about safety and security concerns. Individualized, electronic records must ensure adequate and reliable tracking of prisoners with communication disabilities as they move throughout the system, including between units or facilities.170 Annual audits should evaluate compliance,171 and systems can evaluate whether and how best to implement external compliance mechanisms.172 56 | Effective Communication III. Model Policies and Commentary 13. Definitions 13.1 Auxiliary Aids and Services173 Auxiliary aids and services are devices or services that enable effective communication for individuals with communication disabilities. Auxiliary aids and services include, but are not limited to: A. Qualified interpreters on-site or through video remote interpreting services; notetakers; real-time computer-aided transcription services; written materials; exchange of written notes; telephone handset amplifiers; assistive listening devices and systems; telephones compatible with hearing aids; closed caption decoders; open and closed captioning, including real-time captioning; voice, text, and video-based telecommunications products and systems, including text telephones (TTYs), videophones, and captioned telephones, or equally effective telecommunications devices; videotext displays; accessible electronic and information technology; or other effective methods of making aurally delivered information available to prisoners who are deaf or hard of hearing; B. Qualified readers; taped texts; audio recordings; Brailled materials and displays; screen reader software; magnification software; optical readers; secondary auditory programs (SAP); large print materials; accessible electronic and information technology; accessible format documents; or other effective methods of making visually delivered materials available to prisoners who are blind or low vision; C. Acquisition or modification of equipment or devices; and D. Other similar services and actions. 13.2 Communication Disability174 Communication disability as used in these policies refers to any disability, as defined in Policy 13.3 and including a speech, hearing, or visual impairment, that affects a person’s ability to receive, send, process, and/or comprehend communications, whether using verbal, nonverbal, or graphic symbol systems. 13.3 Disability175 A. Disability as used in these policies refers to: i. A physical or mental impairment that substantially limits one or more of the major life activities (including major bodily functions) of the prisoner; ii. A record of such an impairment; or iii. Being regarded as having such an impairment. 57 | Effective Communication III. Model Policies and Commentary B. Major life activities include, but are not limited to, caring for oneself, performing manual tasks, seeing, hearing, eating, sleeping, walking, standing, lifting, bending, speaking, breathing, learning, reading, concentrating, thinking, communicating, and working. Major bodily functions include, but are not limited to, functions of the immune system. C. The definition of “disability” shall be construed broadly in favor of expansive coverage, to the maximum extent permitted by law, and in line with the provisions of 42 U.S.C. § 12102 and 28 C.F.R. § 35.108. 13.4 Effective Communication176 Effective communication means communication with prisoners with communication disabilities that is substantially as effective as communication with the general prisoner population. 13.5 [Entity] As used throughout this policy, [entity] refers to the prison or jail system. The term is used generally to mean the entity or any staff member(s), as defined in Policy 13.9. 13.6 Qualified Interpreter177 A. A qualified interpreter is a person who, via a video remote interpreting service or an on-site appearance, is able to interpret effectively, accurately, and impartially, both receptively and expressively, with an individual deaf or hard of hearing prisoner using any necessary specialized vocabulary. B. A valid certification from the National Registry of Interpreters for the Deaf or the National Association of the Deaf shall be considered a sufficient, but not a necessary, qualification for a Qualified Interpreter for sign language; preference shall be given to interpreters so certified, and a reasonable effort shall be made to utilize such interpreters. C. Depending on the needs of the prisoner, the appropriate qualified interpreter might be an ASL interpreter, an interpreter of another sign language such as Mexican Sign Language or Black American Sign Language, a deaf-to-standard or certified deaf interpreter, a sign language interpreter using more English based signs, an oral interpreter, a cued speech transliterator, a Deaf-Hearing team, or a tactile interpreter for a prisoner who is deaf and blind. 13.7 Reasonable Modifications and Accommodations178 Reasonable modifications and accommodations are changes to [entity] policies, practices, or procedures, made in accordance with Policy 1.4, that are necessary to avoid discrimination on the basis of disability and to ensure equal access to [entity] services, programs, and activities. 58 | Effective Communication III. Model Policies and Commentary 13.8 Service, Program, or Activity A. A service, program, or activity means any function conducted by [entity] or staff, directly or by other entities through contractual, licensing or other arrangements, including but not limited to volunteer-provided programming and on-site and off-site medical care. B. Services, programs, and activities include, but are not limited to: daily environments such as recreation, meals, library, work assignments, and basic communications; educational and vocational programming; religious services; medical and mental health care; grievance interviews and processes; disciplinary matters, including investigations and proceedings; classification interviews; pre-release meetings and programs; meetings to discuss auxiliary aids and services and reasonable modifications and accommodations; and any other relevant interactions and programming. 13.9 Staff As used throughout this policy, “staff” means any person performing duties for [entity], including as an employee, contractor, or volunteer, including carrying out [entity] services, programs, or activities. 59 | Effective Communication III. Model Policies and Commentary Endnotes 1 See Jamelia N. Morgan, Reflections on Representing Incarcerated People with Disabilities: Ableism in Prison Reform Litigation, 96 Denv. L. Rev. 973, 978 (2019). See generally Jamelia N. Morgan, The Paradox of Inclusion: Applying Olmstead’s Integration Mandate in Prisons, 27 Geo. J. on Poverty L. & Pol’y 305 (2020) (discussing the implications of seeking greater access and inclusion for people with disabilities in carceral spaces); Talila A. Lewis, Disability Justice in the Age of Mass Incarceration, in Deaf People in the Criminal Justice System 229 (Debra Guthmann et al. eds., 2021), https://gupress.gallaudet.edu/TalilaALewis.pdf (cautioning against entrenching systemic inequity through advocacy); Margo Schlanger, Elizabeth Jordan & Roxana Moussavian, Ending the Discriminatory Pretrial Incarceration of People with Disabilities: Liability under the Americans with Disabilities Act and the Rehabilitation Act, Harv. L.& Pol’y Rev. (forthcoming 2022) (arguing that federal antidiscrimination law sometimes requires release of pretrial detainees with disabilities, where their incarceration undermines their equal access to court proceedings and is not necessary for public safety). 2 In 2011–12, prisoners in state or federal prisons were about twice as likely to report a hearing disability and about three times as likely to report a vision disability as the general population, and persons in jail custody were three times as likely as the general population to report a hearing or vision disability, after standardizing data for sex, age, race, and Hispanic origin. See Jennifer Bronson et al., U.S. Dep’t of Just., Disabilities Among Prison and Jail Inmates, 2011-2012, at 3, 3 tbls.1 & 2 (2015), https://bjs.ojp.gov/content/pub/pdf/dpji1112.pdf. Among state and federal prisoners, 6.2% reported a hearing disability, and 7.1% reported a vision disabil ity, id. at 3 tbl.1, and among jail detainees 6.5% reported a hearing disability and 7.3% reported a vision disability, id. at 3 tbl.2. Survey data are self-reported (and unverified) in response to the questions: “Hearing—Are you deaf or do you have serious difficulty hearing?” and “Vision—Are you blind or do you have serious difficulty seeing even when wearing glasses?” Id. at 2. 3 See 28 C.F.R. § 35.160(a)(1); 28 C.F.R. § 39.160(a); 28 C.F.R. § 42.503(e). 4 See, e.g., Examples and Resources to Support Criminal Justice Entities in Compliance with Title II of the Americans with Disabilities Act, U.S. Dep’t of Just. (Jan. 2017) https://www.ada. gov/cjta.html [hereinafter DOJ Examples and Resources] (describing collaborations between correctional facilities and disability services providers); Interview with David Boyer & Philip Fornaci, infra note 83; Interview with Eve Hill, infra note 83; Interview with Barry Marano, infra note 83. 5 See, e.g., AVID Prison Project, Making Hard Time Harder: Programmatic Accommoda tions for Inmates with Disabilities Under the Americans with Disabilities Act, 8, 21–23, 39 (2016), https://www.disabilityrightswa.org/wp-content/uploads/2017/12/MakingHard TimeHarder_June2016.pdf (describing P&A systems and their work and gains in treatment of prisoners with communication disabilities in prisons across the country as the result of P&A advocacy efforts, and noting that “on balance it appears that those systems faring the best are those that are collaborators . . . with the state P&A”). To identify the P&A for your state 60 | Effective Communication Endnotes or territory, visit: https://www.ndrn.org/about/ndrn-member-agencies/.across the country as the result of P&A advocacy efforts, and noting that “on balance it appears that those systems faring the best are those that are collaborators . . . with the state P&A”). To identify the P&A for your state or territory, visit: www.ndrn.org/about/ndrn-member-agencies/. 6 See, e.g., AVID Prison Project, Wasted Time: Lack of Access to Programming for Inmates with Disabilities in Washington’s County Jails 12 (Feb. 2017), https://www.disabilityrightswa. org/wp-content/uploads/2017/11/WastedTime_February2017.pdf (explaining that “[s]ome jails actually have an explicit policy or practice that an inmate is not allowed to participate in certain programming if they are not physically or mentally able to meet the requirements of the program”); First Amended Complaint for Injunctive Relief and Compensatory and Punitive Damages at ¶ 50, Brown v. Md. Dep’t of Pub. Safety & Corr. Servs., No. 1:16-cv-00945-RDB (D. Md. Sept. 7, 2016), https://clearinghouse.net/doc/110626/ [hereinafter Brown Complaint] (alleging that blind prisoners are formally excluded from a particular work program providing higher wages than other jobs). See generally Margo Schlanger, Prisoners with Disabilities: Law and Policy, in Public Health Behind Bars: From Prisons to Communities 43, 45 (Robert B. Greifinger ed., 2d ed. 2022), https://www.law.umich.edu/facultyhome/margoschlanger/Docu ments/Publications/Public%20Health%20Behind%20Bars.pdf. 7 See, e.g., Jamelia N. Morgan, Caged In: The Devastating Harms of Solitary Confinement on Prisoners with Physical Disabilities, 24 Buff. Hum. Rts. L. Rev. 81, 147–49 (2018) (describing instances of prisoners with sensory disabilities disciplined for failing to obey orders that they couldn’t see or hear, or for failing to understand rules in inaccessible handbooks or documents). 8 See, e.g., AVID Prison Project, Access Denied 3, 19 n.5 (2017), https://www.disabilityrightswa. org/wp-content/uploads/2017/11/AccessDenied_January2017.pdf; Class Action Complaint for Declaratory and Injunctive Relief at ¶ 6, McBride v. Mich. Dep’t of Corr., No. 2:15-cv-11222-SFC-DRG (E.D. Mich. Mar. 31, 2015), https://clearinghouse.net/doc/76914/ [hereinafter McBride Complaint] (alleging that discipline has resulted from deaf prisoners in custody of Michigan Department of Corrections unable to hear, and therefore follow, orders, as well as challenges “defend[ing] them selves in hearings or proceedings stemming from disciplinary charges brought against them, because they could not effectively communicate with hearing officers and investigators”). For a thorough examination of causes and devastating effects of solitary confinement on persons with physical disabilities, as well as recommendations for limiting the practice, see ACLU, Caged In: Solitary Confinement’s Devastating Harm on Prisoners with Physical Disabilities 11–12 (2017), https://www.aclu.org/sites/default/files/field_document/010916-aclu-solitarydisabili tyreport-single.pdf (explaining that “some people with physical disabilities are placed in solitary confinement for reasons that have nothing to do with the safety and security of the corrections institution. Prisoners and detainees with disabilities may be placed in solitary confinement because there are no accessible housing units in which to hold them . . . some have even been punished with solitary confinement for rule violations that were caused by their disabilities,” and describing the heightened barriers to meeting health needs and ensuring equal access to services, programs, and activities for persons with physical disabilities in solitary confinement). 61 | Effective Communication Endnotes 9 E.g., First Amended Complaint at ¶¶ 9, 57–58, Heyer v. U.S. Bureau of Prisons, No. 5:11-ct-03118-D (E.D.N.C. Nov. 2, 2017), https://clearinghouse.net/doc/75929/; Third Amended Complaint at ¶¶ 21, 25, 35, 40, 41, Rogers v. Colo. Dep’t of Corr., No. 16-cv-02733-STV, (D. Colo. June 17, 2017), https://clearinghouse.net/doc/103449/; Class Action Complaint at ¶¶ 35–43, Briggs v. Mass. Dep’t of Corr., No. 1:15-cv-40162-GAO, (D. Mass. Nov. 24, 2015), https://clearinghouse. net/doc/100394/ [hereinafter Briggs Complaint]; see also Comments of Helping Educate to Advance the Rights of Deaf Communities (HEARD) et al. at 9–12, In re Rates for Interstate Calling Services, Case No. 12-375 (F.C.C. Nov. 23, 2020), https://clearinghouse.net/doc/130979/ [hereinafter HEARD F.C.C. Comments]. 10 Plaintiff-Intervenor United States’ Complaint in Intervention at at ¶ 10, Disability Rts. Fla. v. Jones, No. 4:16-cv-00047-RH-CAS N.D. Fla. Jan 9, 2017), https://clearinghouse.net/doc/130805/; Complaint for Declaratory Relief, Injunctive Relief, and Damages at ¶¶ 19, 24, Avitia v. U.S. Immigr. & Customs Enf’t, No. 2:16-CV-04818 (C.D. Cal. June 30, 2016), https://clearinghouse. net/doc/88585/. 11 See, e.g., Expert Report of Dennis Cokely, Ph.D. at 12–18, Disability Rts. Fla. v. Jones, No. 4:16-cv-47-RH-CAS (N.D. Fla. Jan. 30, 2017),https://clearinghouse.net/doc/130857/ [hereinafter Cokely Expert Report] (explaining that American Sign Language is not a signed form of English, describing lower English literacy rates among Deaf persons in the United States and among incarcerated persons in the United States, and noting that “one would expect that a greater proportion of Deaf inmates would be considered functionally illiterate than would be the case for the inmate population as a whole”); Jean F. Andrews et al., The Bill of Rights, Due Process and the Deaf Suspect/Defendant, J. Interpretation, 2007, at 9, 9, 33, https://njdc.info/wp-con tent/uploads/2014/10/Bill-of-Rights-Due-Process-and-the-Deaf-Suspect-Defendents-JOI-2007. pdf (explaining that approximately 30 percent of deaf people are functionally illiterate, reading at a grade 2.9 level or below). 12 See Cokely Expert Report, supra note 11, at 35–36; HEARD, HEARD Deaf Prison Correspon dence: May 2018 Summary (2018), available at https://create.piktochart.com/output/35244179 heard-deaf-prison-correspondence-may-2018-summary (“I met with a doctor. I tried to lipread. I think he asked about my medical insurance and I said yes. The nurse interrupted and she signed to clarify. Turns out the doctor asked if I have mental health issues. They put down a need for ASL interpreters in my medical files. When I transferred to another prison, interpreters were not provided and there is no [videophone].”). 13 Brown Complaint, supra note 6, at ¶¶ 49, 51; see also Cokely Expert Report, supra note 11, at 44 (explaining that, “[w]ithout valid language and communication assessments, d/Deaf and hard of hearing inmates are significantly disadvantaged” and not able to be successful in services, programs, and activities). 14 See, e.g.,Brown Complaint, supra note 6, ¶ 81 (“If a blind inmate is housed with a sighted inmate on whom he is dependent, such as for reading, writing, and/or movement around the prison, the risk of abuse and exploitation increases dramatically.”). 15 Id. at ¶¶ 40-42, 47. 62 | Effective Communication Endnotes 16 This section draws extensively from Schlanger, supra note 6; Margo Schlanger, Prisoners with Disabilities, in Reforming Criminal Justice 295 (E. Luna, ed., vol. 4, 2017), https://perma.cc/ W52C-TUL2; and Expert Declaration of Margo Schlanger in Support of Plaintiff’s Motion for Class Certification, Sabata v. Neb. Dep’t of Corr., No. 4:17-cv-03107-RFR-MDN (D. Neb. Feb. 19, 2019), https://clearinghouse.net/doc/100862/ [hereinafter Schlanger Expert Declaration]. 17 For examples of lawsuits alleging violations of state constitutional or statutory law, in addi tion to claims alleging violation of federal law, in treatment of prisoners with communication disabilities, see, for example, Class Action First Amended Complaint at 55–59, 64–66, Minnis v. Johnson, No. 1:10-cv-96-TSE-TRJ, (E.D. Va. Apr. 13, 2010), https://clearinghouse.net/doc/69494/ (alleging violations of Virginia constitutional and statutory law); Amended Complaint at 38–40, Adams v. Kentucky, No. 3:14-cv-00001-GFVT-EBA (E.D. Ky. Oct. 1, 2014), https://clearinghouse. net/doc/78049/ (alleging violations of the Kentucky Civil Rights Act). 18 Farmer v. Brennan, 511 U.S. 825, 834, 844 (1994). 19 See, e.g., Kingsley v. Hendrickson, 576 U.S. 389 (2015) (holding that to prove an excessive force claim, a pretrial detainee must show that the officers’ use of force was objectively unreasonable, citing, inter alia, the differences between pretrial detainees and convicted prisoners to reject a subjective standard). For an example of a current circuit split on the scope of the right in the pretrial context, compare Darnell v. Pineiro, 849 F.3d 17, 35 (2d Cir. 2017) (“[T]o establish a claim for deliberate indifference to conditions of confinement under the Due Process Clause of the Fourteenth Amendment, the pretrial detainee must prove that the defendant-official acted intentionally to impose the alleged condition, or recklessly failed to act with reasonable care to mitigate the risk that the condition posed to the pretrial detainee even though the defen dant-official knew, or should have known, that the condition posed an excessive risk to health or safety.”) with Strain v. Regalado, 977 F.3d 984, 990 (10th Cir. 2020) (requiring, instead, plaintiff to establish that the official “knows of and disregards and excessive risk to inmate health or safety,” a subjective test under which the official must be aware of the facts from which the inference could be drawn and that a substantive risk of serious harm exists, and must draw the inference). 20 Pell v. Procunier, 417 U.S. 817, 822 (1974); see also Bell v. Wolfish, 441 U.S. 520, 551–52 (1979) (applying standard to pretrial detainees). 21 See, e.g., Heyer v. U.S. Bureau of Prisons, 984 F.3d 347, 357 (4th Cir. 2021), https://clearing house.net/doc/111493/ (holding that the U.S. Bureau of Prisons violated a Deaf prisoner’s First Amendment rights by denying him access to point-to-point videophone calls with other Deaf individuals); Order, Rogers v. Colo. Dep’t of Corr., No. 1:16-cv-02733-STV-NRN, 2019 WL 4464036 (D. Colo. Sept. 18, 2019) (denying Colorado Department of Corrections’ motion for summary judgment on plaintiffs’ First Amendment claim, which alleged that policy providing for teletypewriters only precluded effective communication with persons outside prison, reasoning that “a rational jury could find that the CDOC policy impinges on Plaintiffs’ First Amendment rights to communicate with individuals outside CDOC facilities”). Lawsuits have also alleged violations of the Free Exercise Clause, based on failure to make religious services accessible. See, e.g., Briggs Complaint, supra note 9, at 43–44; McBride Complaint, supra note 8, at 45–47. 63 | Effective Communication Endnotes 22 See City of Cleburne v. Cleburne Living Center, 473 U.S. 431 (1985). 23 See Bd. of Trs. of the Univ. of Ala. v. Garrett, 531 U.S. 356 (2001). 24 See 42 U.S.C. § 12131(1). 25 See 29 U.S.C. § 794(b)(1)(A) (defining “program or activity” as “a department, agency, special purpose district, or other instrumentality of a State or of a local government”). 26 See Pa. Dep’t of Corr. v. Yeskey, 524 U.S. 206 (1998). 27 See, e.g., 28 C.F.R. § 35.130(b)(1); 28 C.F.R. § 39.130(b)(1); see also Marks v. Colo. Dep't of Corr., 976 F.3d 1087, 1097 (10th Cir. 2020). 28 29 U.S.C. § 794(a). 29 42 U.S.C. § 12132. 30 See 29 U.S.C. § 705(20) (B); 42 U.S.C. § 12102(1). ADA regulations on the definition of disability, 28 C.F.R. § 35.108, are capacious, covering many conditions by name—including visual, speech, and hearing impairments—and emphasizing, generally, that “[t]he term ‘substantially limits’ shall be construed broadly in favor of expansive coverage, to the maximum extent permitted by the terms of the ADA. ‘Substantially limits’ is not meant to be a demanding standard.” 31 42 U.S.C. § 12131(2). 32 Alexander v. Choate, 469 U.S. 287, 301 (1985). 33 28 C.F.R. § 35.130(b)(1). 34 28 C.F.R. § 35.130(h). 35 Id. 36 See Chevron v. Echazabal, 536 U.S. 73, 86 (2002); 28 C.F.R. § 35.139(b) (requiring “an individ ualized assessment, based on reasonable judgment that relies on current medical knowledge or the best available objective evidence, to ascertain the nature, duration, and severity of the risk; the probability that the potential injury will actually occur; and whether reasonable modi fications of policies, practices, or procedures or the provision of auxiliary aids or services will mitigate the risk”). 37 28 C.F.R. § 36.302. 38 28 C.F.R. § 35.150(a)(3); see, e.g., Pascuiti v. N.Y. Yankees, 87 F. Supp. 2d 221 (S.D.N.Y. 1999) (holding, in lawsuit alleging inadequate access to stadium, that the relevant budget for assessing financial burden was that of city’s Parks Department); Ewbank v. Gallatin CountyNo. 03-cv-156DLB, 2006 WL 197076 (E.D. Ky. Jan. 17, 2006) (assessing County budget in its entirety to evaluate undue burden defense in lawsuit challenging accessibility of county courthouse); Am. Council of the Blind of N.Y. v. City of New York, 495 F. Supp. 3d 211, 241 (S.D.N.Y. 2020) (in lawsuit challenging New York City’s failure to provide non-visual crossing information at most signalized intersections, explaining: “the City, in reciting its bottom-line cost figure, does 64 | Effective Communication Endnotes not situate it in the context of the DOT's, the City's, or any other relevant budget, or address potential means by which the City could recoup such outlays. Such makes it difficult, if not impossible, to assess the burden it might impose on the City's other activities”). 39 28 C.F.R. § 35.150(a)(3). 40 28 C.F.R. § 35.160(a)(1); 28 C.F.R. § 39.160(a). 41 28 C.F.R. § 42.503(e). 42 28 C.F.R. § 35.160. 43 See 28 C.F.R. § 35.104 (defining auxiliary aids and services and providing examples). 44 28 C.F.R. § 35.160(b)(2). 45 28 C.F.R. § 35.130(d) 46 28 C.F.R. § 35.152. 47 28 C.F.R. § 35.130(d). 48 Id. 49 A handful of state departments of correction have developed policy guidance related to deaf and/or hard of hearing prisoners, sometimes, as in Michigan, resulting from related litigation. See, for example Mich. Dep’t of Corr., Policy Directive 04.06.156: Deaf and/or Hard of Hearing Prisoners (2021) [hereinafter MDOC Policy Directive 04.06.156]; Md. Dep’t of Safety & Corr. Servs., Policy Statement—Inmates with a Hearing Disability, No. OPS.200.0004, (2016); State of Vt. Agency of Hum. Servs. Dep’t of Corr., Effective Communication for Deaf and Hearing Impaired, No. 316, (2021) [hereinafter Vt. AHS DOC No. 316]. These and other policies referenced in this document are available in .pdf form in a Google drive folder at this link: https://clearinghouse.net/resource/3567/. 50 Comm’n on Accreditation for Corr., Am. Corr. Ass’n, Performance-Based Standards and Expected Practices for Adult Correctional Institutions xxvii (5th ed. 2021). 51 Id. at § 5-ACI-1C-07. 52 Id. at § 5-ACI-2C-11. 53 Id. at § 5-ACI-3D-04. 54 Id. at § 5-ACI-5E-02. 55 Id. at § 5-ACI-2C-12. 56 Id. at § 5-ACI-6C-06 (requiring “consultation between the facility and program administrator (or a designee) and the responsible health care practitioner (or designee) prior to taking action regarding . . . physically disabled . . . offenders in the following areas: housing assignments, program assignments, disciplinary measures, transfer to other facilities”). 57 Nat’l Comm’n on Corr. Health Care, Standards for Health Services in Prisons, at § 65 | Effective Communication Endnotes P-F-01 (2018) [hereinafter NCCHC Standards for Health Services in Prisons]; see also Nat’l Comm’n on Corr. Health Care, Standards for Health Services in Jails, at § J-G-01 (2003) [hereinafter NCCHC Standards for Health Services in Jails]. 58 NCCHC Standards for Health Services in Prisons, supra note 57, at § P-E-01; NCCHC Standards for Health Services in Jails, supra note 57, at § J-E-01. 59 NCCHC Standards for Health Services in Prisons, supra note 57, at § P-B-07; NCCHC Standards for Health Services in Jails, supra note 57, at § J-A-08. 60 Am. Bar Ass’n, ABA Standards for Criminal Justice: Treatment of Prisoners (3d ed. 2011), https://www.americanbar.org/content/dam/aba/publications/criminal_justice_standards// treatment_of_prisoners.pdf [hereinafter ABA Treatment of Prisoners]. 61 Id. at 70–79 (Standard 23-3.2). 62 Id. at 178–79 (Standard 23-6.10). 63 Id. at 202–06 (Standard 23-7.2). 64 Id. 65 28 C.F.R. § 115.16(a); see also 28 C.F.R. § 35.104. 66 Id. 67 28 C.F.R. § 115.16(c). 68 It is less straightforward to take stock of local policies promoting ADA compliance and antidis crimination in jails, but sources addressing the issue on a state-level suggest that many jails lack such policies. See, e.g., Wasted Time, supra note 1, at 11 (“Only about one quarter of our county jails [in Washington state] have a policy that generally prohibits the jail from discrimi nating on the basis of disability or requires compliance with the ADA.”). 69 Although state and local entities may memorialize relevant procedures in various kinds of documents, the shorthand “policies” as used in this paper refers to any written document that governs correctional practice. 70 See supra note 49. 71 See, e.g., Philip Fornaci, Fact Sheet: Accommodations in Telecommunications for Incarcerated People Who Are Deaf or Hard of Hearing, Training & Advoc. Support Ctr. (Dec. 2020), https://www.tascnow.com/wp-content/uploads/2021/01/Fact-Sheet-Accom.-in-Telecom.-forIncarcerated-People-Who-Are-Deaf-or-Hard-of-Hearing-FINAL.docx.pdf (describing litigation efforts to expand access to videophones and related technology and the legal framework for those efforts). Several interviewees cited access to videophone technology as among the most concrete and widespread gains from litigation in this area. Interview with David Boyer & Philip Fornaci, infra note 83; Interview with Deborah Golden, infra note 83; Interview with Amy Robertson, infra note 83. 66 | Effective Communication Endnotes 72 See, e.g., Exhibit 1 to Release and Settlement Agreement: Non-Monetary Term Sheet at ¶¶ 2–4, Brown v. Dep’t of Pub. Safety & Corr. Servs., No. 17-cv-945-RDB (D. Md. June 15, 2019), https:// clearinghouse.net/doc/109315/ [hereinafter Brown Non-Monetary Term Sheet]. 73 See, e.g., Opinion and Order Adopting 2/8/18 Report and Recommendation at 7, McBride v. Mich. Dep’t of Corr., No. 2:15-11222-SFC (E.D. Mich. March 9, 2018), https://clearinghouse. net/doc/98904/ (requiring the Michigan Department of Corrections to adopt “effective and comprehensive policies and procedures”); MDOC Policy Directive 04.06.156, supra note 49. 74 See Pierce v. District of Columbia, 128 F. Supp. 3d 250, 254 (D.D.C. 2015) (granting summary judgment on plaintiff’s disability claims, finding that prison’s failure to evaluate his need for accommodation despite their knowledge that he was disabled denied him meaningful access to prison services and constituted intentional discrimination). 75 See Heyer v. U.S. Bureau of Prisons, 984 F.3d 347 (4th Cir. 2021) (concluding that the U.S. Bureau of Prisons violated a deaf prisoner’s First Amendment rights by denying him access to point to-point videophone calls, without which he lacked any ability to communicate with the deaf community); Heyer v. Federal Bureau of Prisons, No. 18-01 (U.S. Dep’t of Just. Feb. 25, 2022), https://clearinghouse.net/doc/130651/ (finding that the BOP violated the Rehabilitation Act by failing to provide point-to-point videophone access or its functional equivalent, and ordering provision of a fully operational videophone within thirty days). 76 See Clarkson v. Coughlin, 898 F. Supp. 1019, 1052 (S.D.N.Y. 1995), https://clearinghouse.net/ doc/54899/. 77 See McBride v. Mich. Dep’t of Corr., 294 F. Supp. 3d 695, 700 (E.D. Mich. 2018); Consent Judg ment and Order, Clarkson v. Coughlin, No. 91-cv-1792-RWS (S.D.N.Y. June 6, 1996), https:// clearinghouse.net/doc/4248/ (issuing consent judgment and order, following grant of summary judgment in plaintiffs’ favor, requiring provision of qualified sign language interpreters, assess ment of needs and notice of right to and method for requesting auxiliary aids, services, and devices, and education and training of staff). 78 The U.S. Department of Justice is empowered to receive and investigate complaints of noncom pliance with Title II of the ADA, and, after investigating and issuing findings, to negotiate and secure voluntary compliance agreements or to bring civil enforcement actions. See 28 C.F.R. §§ 35.171–.174; see also Settlement Agreement Between the United States of America and Elizabeth F. Arthur, in Her Official Capacity as the Arlington County Sheriff, ADA.gov ¶ 4 (2016) https://www.ada.gov/arlington_co_sheriff_sa.html [hereinafter Settlement Agreement, Arlington County Sheriff]. 79 Interview with Mark Cody, infra note 83; Interview with Marc Charmatz, infra note 83. 80 Interview with Marc Charmatz, infra note 83. 81 Maryland settled a lawsuit filed by blind prisoners for $1.4 million in damages and attorney's fees, in addition to an agreement to modify relevant procedures and provide requisite devices, aids, and services. See Maryland Settles Discrimination Case by Blind Inmates for $1.4 Million, Brown Gold stein & Levy (June 5, 2019), https://browngold.com/news/discrimination-case-for-blind-inmates/. 67 | Effective Communication Endnotes Attorney’s fees and costs, alone, may be burdensome for defendants. See, e.g., Stipulation of Settlement at ¶ 97, Holmes v. Godinez, No. 1:11-cv-02961-MEA(E.D. Ill. July 12, 2018), https:// clearinghouse.net/doc/102686/ [hereinafter Holmes Stipulation of Settlement] (enshrining agreement that Illinois Department of Correction would pay $1.5 million in attorney’s fees and costs); Settlement Agreement at ¶ 77, Disability Rights Florida v. Jones, No. 4:16-cv-47-RHCAS(N.D. Fla. July 7, 2017), https://clearinghouse.net/doc/90381/ [hereinafter Disability Rights Florida Settlement Agreement] (providing that Florida Department of Corrections would pay $2 million in attorney’s fees and costs). 82 See 42 U.S.C. § 1997e(a). The Prison Litigation Reform Act has undermined prisoners’ ability to bring, settle, and win lawsuits, requiring meticulous exhaustion, increasing filing fees, decreasing attorneys’ fees, and limiting damages. See Margo Schlanger, Trends in Prisoner Litigation as the PLRA Enters Adulthood, 5 U.C. Irvine L. Rev. 153, 153–54 (2015). 83 Tessa Bialek conducted the following interviews and follow up conversations, all via Zoom or telephone, on the dates listed: • Eileen Baker, Consultant to Indus., Educ. & Gov’t (May 5 & May 18, 2022) • David Boyer & Philip Fornaci, Attorneys, Nat’l Disability Rts. Network (Feb. 22, 2022) • Mark Charmatz, Senior Attorney, National Assocation of the Deaf, Law and Advocacy Center, (Mar. 9, 2022) • Mark Charmatz, Senior Attorney, National Assocation of the Deaf, Law and Advocacy Center, (Mar. 9, 2022) • Mark Cody, Legal Director, Disability Rts. Mich. (Mar. 8, 2022) • Deborah Golden, Attorney, Law Office of Deborah M. Golden (Feb. 18, 2022) • Eve Hill, Partner, Brown, Goldstein, & Levy (Mar. 2, 2022) • Kaj Kraus, Talila Lewis, & Roxanne Zech, Advocates, HEARD (Mar. 24, 2022 & Apr. 25, 2022) • Barry Marano; ADA Coordinator, Va. Dep’t of Corr. (Mar. 7, 2022 & Apr. 12, 2022) • Richard Lorenzo Ray, ADA Tech. Access Consultant (Mar. 25, 2022) • Amy Robertson, Partner, Fox & Robertson (Feb. 24, 2022) In addition, we conducted two workshops via Zoom, receiving feedback on the proposed poli cies, in draft, from numerous experts and advocates, and solicited written comments from practitioners on various versions of the draft. See Acknowledgements, infra p. 63. 84 Interview with Mark Cody, supra note 83. 85 See, e.g., Disability Rights Florida Settlement Agreement, supra note 81, at ¶ 12; Settlement Agreement at 9–10, Briggs v. Mass. Dep’t of Corr., No. 1:15-cv-40162-GAO (D. Mass. May 28, 2019), https://clearinghouse.net/doc/102593/ [hereinafter Briggs Settlement Agreement]; Amended & Restated Settlement Agreement Concerning Claims Arising Under the Americans with Disabilities Act & 504 of the Rehabilitation Act of 1973, & Resolving Phase I Trial of these Proceedings at 28, Braggs v. Dunn, No. 2:14-cv-00601-MHT-TFM(M.D. Ala. May 26, 2016), https://clearinghouse.net/doc/82631/ [hereinafter Braggs Settlement Agreement Resolving Phase I]; Voluntary Compliance Agreement Between the United States of America & the City of New York, the New York City Department of Correction, & the New York City Health & Hospitals Corporation Under the Americans with Disabilities Act, U.S Dep’t of Just. 13 (Aug. 16, 2018), 68 | Effective Communication Endnotes https://clearinghouse.net/doc/102123/ [hereinafter Voluntary Compliance Agreement, City of New York]. 86 See, e.g., Settlement Agreement at 7–8, Martos v. Miami-Dade County, No. 1:16-cv-21501 JEM (S.D. Fla. 2016), https://clearinghouse.net/doc/130803/ [hereinafter Martos Settlement Agreement]; Settlement Agreement & Release of Claims at ¶ 5, Gordon v. Texas, No. 98-cv-0394 (S.D. Tex. Aug. 9, 1999), https://clearinghouse.net/doc/130985/ [hereinafter Gordon Settlement Agreement]. 87 See, e.g., MDOC Policy Directive 04.06.156, supra note 49, § S; Disability Rights Florida Settle ment Agreement, supra note 81, at ¶ 32. 88 See, e.g., Vt. AHS DOC Policy No. 316, supra note 49, at § C. 89 See, e.g., Disability Rights Florida Settlement Agreement, supra note 81, at ¶ ¶ 13, 16; Settlement Agreement, Arlington County Sheriff, supra note 78, at ¶ 28 (setting 1-month reassessment period in jail setting); Settlement Agreement among the United States of America, the County of Arapahoe, Colorado, and Arapahoe County Sheriff J. Grayson Robinson, and Plaintiffs in Lawrence et al. v. City of Englewood, et. al., ¶ 32 (March 22, 2013), https://clearinghouse.net/ doc/130980/ [hereinafter Settlement Agreement, Arapahoe County]; Settlement Agreement at § III(F), Jarboe v. Md. Dep’t of Pub. Safety & Corr. Servs., No. 1:12-cv-00572-ELH (D. Md. 2013), https://clearinghouse.net/doc/102685/ [hereinafter Jarboe Settlement Agreement]. 90 See, e.g., Mass. Dep’t of Corr., Policy 103 DOC 408.08: Reasonable Accommodations for Inmates (Mar. 2021), https://clearinghouse.net/resource/3567/; Briggs Settlement Agreement, supra note 85, at 21. 91 See, e.g., Schlanger Expert Declaration, supra note 16, at 16–17; NCCHC Standards for Health Services in Prisons, supra note 57, at § P-B-07 (requiring procedures for collaboration between medical and correctional staff to make both groups aware of special considerations and deci sions related to special needs patients); NCCHC Standards for Health Services in Jails, supra note 57, at § J-A-08 (same, in jail setting). 92 Schlanger Expert Declaration, supra note 16, at 16–19; Cokely Expert Report, supra note 11, at 44. 93 Schlanger Expert Declaration, supra note 16, at 16–19; Cokely Expert Report, supra note 11, at 44; see also NCCHC Standards for Health Services in Prisons, supra note 57, at §§ P-B-07, P-F-01; NCCHC Standards for Health Services in Jails, supra note 57, at §§ J-A-08, J-G-01. 94 28 C.F.R. § 35.160(b)(2); see also Cokely Expert Report, supra note 11, at 33 (“[I]t is simply not possible to determine or infer effective means of communication solely on the basis of an audiological exam”; instead, the deaf and hard of hearing prisoners themselves must “be consulted on what means of communication are effective for them”). 95 See Cokely Expert Report, supra note 11, at 34. 96 Brief of Amicus Curiae National Association of the Deaf in Support of Plaintiff William Pierce at 6, Pierce v. District of Columbia, 128 F. Supp. 3d 250, 254 (D.D.C. Nov. 10, 2015) (No. 69 | Effective Communication Endnotes 13-cv-0134-KBJ), https://clearinghouse.net/doc/100302/ (“Of the thousands of intakes we have received over the years, not one involved an individual who took offense at being offered an auxiliary aid or service or being assessed for such a need. By contrast, although the majority of these intakes reflect a denial of a request for auxiliary aid and services, some come from individuals who believed that showing that they are deaf and use sign language suffices as an implicit interpreter request.”). 97 Id. at 7. 98 Id. 99 Id. at 9–10; Pierce, 128 F. Supp. 3d at 272 (holding that “prison officials have an affirmative duty to assess the potential accommodation needs of inmates with known disabilities who are taken into custody and to provide the accommodations that are necessary for those inmates to access the prison’s programs and services, without regard to whether or not the disabled individual has made a specific request for accommodation and without relying solely on the assumptions of prison officials regarding that individual’s needs”). 100 Pierce, 128 F. Supp. 3d at 269–70; Interview with Mark Cody, supra note 83; Interview with Barry Marano, supra note 83. 101 Schlanger Expert Declaration, supra note 16, at 19; Interview with Barry Marano, supra note 83. 102 Schlanger Expert Declaration, supra note 16, at 19–20. 103 Id. at 45. 104 See, e.g., Order Certifying Settlement Class, Appointing Class Representatives and Class Counsel, Preliminarily Approving the Parties' Private Settlement Agreement, and Providing for Notice to Class Members at exhibit 1, Medina v. Fischer, No. 1:11-cv-00176-JLC (S.D.N.Y. Mar. 4, 2014), https://clearinghouse.net/doc/75779/ [hereinafter Medina Settlement Agreement]; Briggs Settlement Agreement, supra note 85, at 10–11; Settlement Agreement, Arlington County Sheriff, supra note 78, at ¶¶ 21, 31, 40; Voluntary Compliance Agreement, City of New York, supra note 85, at § VII(2); Braggs Settlement Agreement Resolving Phase I, supra note 85, at § IX; Brown Non-Monetary Term Sheet, supra note 72, at ¶ 2; Martos Settlement Agreement, supra note 86, at 11. PREA implementation guidance is instructive here, as, similarly, disability notice ought be “provided in formats or through methods that ensure effective communication with inmates with disabilities, including inmates who are . . . blind or have low vision.” 28 C.F.R. § 115.16(c). 105 See, e.g., Gordon Settlement Agreement, supra note 86, ¶ 10; Settlement Agreement at ¶ 4.5, Siaki v. Darr, No. 1:11-cv-03074-JLK-BNB (D. Colo. Sept. 26, 2012), https://clearinghouse.net/ doc/104564/; Settlement Agreement, Arlington County Sheriff, supra note 78, ¶ 31; Braggs Settlement Agreement Resolving Phase I, supra note 85, at 42–43; Brown Non-Monetary Term Sheet, supra note 72, at ¶ 2. 106 See, e.g., MDOC Policy Directive 04.06.156, supra note 49, at §§ X, Z; Vt. AHS DOC Policy No. 316, supra note 49, at § A(5); Settlement Agreement Between the United States of America and South Carolina Department of Corrections Under the Americans with Disabilities Act, ¶ 37 (Mar. 29, 2018), https://clearinghouse.net/doc/95807/ [hereinafter Settlement Agreement, SC 70 | Effective Communication Endnotes DOC]; Martos Settlement Agreement, supra note 86, at 14; Briggs Settlement Agreement, supra note 85, at 20; Jarboe Settlement Agreement, supra note 89, at § III(C); Holmes Stipulation of Settlement, supra note 81, at ¶¶ 43, 44; Medina Settlement Agreement, supra note 104, at exhibit 1 ¶ II(C)(2); Schlanger Expert Declaration, supra note 16, at 31–32, 34–35; Interview with Barry Marano, supra note 83. 107 See, e.g., Neb. Dep’t of Corr. Servs., Policy 004.01: ADA – Inmates and the Public, § (IV) (A)-(B) (2021), https://clearinghouse.net/resource/3567/ [hereinafter NDCS Policy 004.01]; Va. Dep’t of Corr., Operating Procedure 801.3: Managing Offenders with Disabilities 5–6 (2016), https://clearinghouse.net/resource/3567/ [hereinafter VA DOC 801.3]; Martos Settlement Agreement, supra note 86, at 11; Brown Non-Monetary Term Sheet, supra note 72, at ¶¶ 8–9; Braggs Settlement Agreement Resolving Phase I, supra note 85, at 36; ABA Treatment of Prisoners, supra note 60, at 70, 77–78 (Standard 23-3.2 and commentary). The Title II regulations in 28 C.F.R. § 35.152(b) are also instructive: (1) Public entities shall ensure that qualified inmates or detainees with disabilities shall not, because a facility is inaccessible to or unusable by individuals with disabilities, be excluded from participation in, or be denied the benefits of, the services, programs, or activities of a public entity, or be subjected to discrimination by any public entity. (2) Public entities shall ensure that inmates or detainees with disabilities are housed in the most integrated setting appropriate to the needs of the individuals. Unless it is appropriate to make an exception, a public entity— (i) Shall not place inmates or detainees with disabilities in inappropriate security classifi cations because no accessible cells or beds are available; (ii) Shall not place inmates or detainees with disabilities in designated medical areas unless they are actually receiving medical care or treatment; (iii) Shall not place inmates or detainees with disabilities in facilities that do not offer the same programs as the facilities where they would otherwise be housed; and (iv) Shall not deprive inmates or detainees with disabilities of visitation with family members by placing them in distant facilities where they would not otherwise be housed. (3) Public entities shall implement reasonable policies, including physical modifications to additional cells in accordance with the 2010 Standards, so as to ensure that each inmate with a disability is housed in a cell with the accessible elements necessary to afford the inmate access to safe, appropriate housing. 108 See supra Part I(B)(4). 109 Brown Non-Monetary Term Sheet, supra note 72, at ¶ 9. 110 Cokely Expert Report, supra note 11, at 56; Interview with Deborah Golden, supra note 83; Inter view with Barry Marano, supra note 83; see also Settlement Agreement at § IV(A), Minnis v. John son, No. 10-cv-00096-TSE-TRJ (E.D. Va. Oct. 18, 2010), https://clearinghouse.net/doc/69410/. 71 | Effective Communication Endnotes 111 Interview with David Boyer & Philip Fornaci, supra note 83; Interview with Mark Cody, supra note 83; Interview with Deborah Golden, supra note 83. 112 Interview with Eve Hill, supra note 83. 113 Brown Non-Monetary Term Sheet, supra note 72, at ¶ 8. 114 See, e.g., MDOC Policy Directive 04.06.156, supra note 49, at §§ JJ, OO; Pa. Dep’t of Correc tions, Policy No. DC-ADM 006: Reasonable Accommodations for Inmates with Disabilities § 1(C) (2009), https://clearinghouse.net/resource/3567/ (“No inmate shall be discriminated against from participating in work programs due to a qualified disability. The Department is required to make reasonable accommodations to the known disability of qualified inmate applicants with disabilities.”); Settlement Agreement, SC DOC, supra note 106, at ¶ 17; Voluntary Compliance Agreement, City of New York, supra note 85, at § III(1)–(2); Braggs Settlement Agreement Resolving Phase I, supra note 85, at 24; Brown Non-Monetary Term Sheet, supra note 72, at ¶ 10; Minnis Settlement Agreement, supra note 110, at § III(F)–(G); Expert Report of Richard Lorenzo Ray at 4–5, McBride v. Mich. Dep’t of Corr., No. 2:15-cv-11222(Feb. 10, 2017), https://clearinghouse.net/doc/130804/ [hereinafter Ray Expert Report]; ABA Treatment of Prisoners, supra note 60, at 203 (Standard 23-7.2(d)). 115 See, e.g., Cal. Dep’t of Corr. & Rehab. & Cal. Corr. Health Servs., Health Care Department Operations Manual: 3.6.1 – Durable Medical Equipment and Medical Supply § 12(B) (2018), https://clearinghouse.net/resource/3567/; MDOC Policy Directive 04.06.156, supra note 49, at §§ BB-EE; Vermont AHS DOC Policy No. 316, supra note 49, at § E(4); Settlement Agreement, SC DOC, supra note 106, at ¶¶ 34–36; Braggs Settlement Agreement Resolving Phase I, supra note 85, at 39–40. 116 See, e.g., Medina Settlement Agreement,, supra note 104, at ¶¶ II(B)(1), II(C)(2)(d). 117 See, e.g., Disability Rights Florida Settlement Agreement, supra note 81, at ¶ 41. Training on use of white canes may be implemented by a community independent living or other training centers with necessary expertise. Interview with Eve Hill, supra note 83. 118 The much shorter lengths of stay in some jails mean that provision of medical devices may not be practicable; some settlement agreements specify, for example, that jails are not required to provide hearing aids, but are required to provide replacement batteries as needed, and are required to facilitate but not cover costs of repair for such devices absence facility wrongdoing. See, e.g., Martos Settlement Agreement, supra note 86, at 13. 119 See 28 C.F.R. § 35.135 (“This part does not require a public entity to provide . . . individually prescribed devices, such as prescription eyeglasses or hearing aids.”). 120 See, e.g., Estelle v. Gamble, 429 U.S. 97 (1976) (holding that deliberate indifference to prisoner injury or illness may constitute cruel and unusual punishment); Farmer v. Brennan, 511 U.S. 825 (1994) (holding that failure to prevent inmate assaults may result in liability under the Eighth Amendment). 121 Settlement Agreement, SC DOC, supra note 106, at ¶ 34. 72 | Effective Communication Endnotes 122 Schlanger Expert Declaration, supra note 16, at 86; Interview with Barry Marano, supra note 83. 123 See, e.g., 28 C.F.R. § 35.160(c)–(d); MDOC Policy Directive 04.06.156, supra note 49, at § G; Settlement Agreement Between Defendants the Commonwealth of Kentucky et al. and Plain tiffs Oscar Adams and Michael Knights at § VI, Adams v. Kentucky, No. 3:14-cv-00001-GFVT, (E.D. Ky. June 24, 2015), https://clearinghouse.net/doc/82472/ [hereinafter Adams Settlement Agreement]; Settlement Agreement, SC DOC, supra note 106, at ¶¶ 23-26; Martos Settlement Agreement, supra note 86, at 8–11; Settlement Agreement, Arapahoe County, supra note 89, at ¶¶ 28(a), 28(c), 31; Settlement Agreement, Arlington County Sheriff, supra note 78, at ¶ 33; Disability Rights Florida Settlement Agreement, supra note 81, at ¶¶ 29–30; Braggs Settlement Agreement Resolving Phase I, supra note 85, at 40; Jarboe Settlement Agreement, supra note 89, at § I(U); Interview with Barry Marano, supra note 83. 124 Courts have long recognized the need for qualified, non-prisoner interpreters to ensure effec tive communication and protect privacy. See, e.g., Bonner v. Lewis, 857 F.2d 559, 563–64 (9th Cir. 1988) (reversing grant of summary judgment to prison defendants as to Rehabilitation Act claims brought by deaf, mute, low vision prisoner, citing, inter alia, allegations that “inmate interpreter violated the confidentiality of [plaintiff’s] meetings with prison officials by leaking the nature of his crime to the general prison population” and that plaintiff was given medical treatment without the assistance of an interpreter which may have impeded communication with his doctor); Clarkson v. Coughlin, 898 F. Supp. 1019 (S.D.N.Y. 1995) (granting summary judgment in favor of plaintiff finding that failure to provide qualified interpreters for, inter alia, reception, evaluation, classification, programming, medical care, and mental health treatment violated the ADA and Rehabilitation Act). 125 Generally, “deaf” indicates the audiological condition of a hearing impairment, whereas “Deaf” refers to a group of people who share a culture and, often, a language—ASL. See, e.g., Community and Culture – Frequently Asked Questions, Nat’l Ass’n of the Deaf https://www.nad.org// sign-language/community-and-culture-frequently-asked-questions/ (last visited May 22, 2022). 126 What is American Sign Language?, Nat’l Ass’n of the Deaf, https://www.nad.org/resources/ american-sign-language/what-is-american-sign-language/ (last visited May 22, 2022). 127 Cokely Expert Report, supra note 11, at 11. 128 Id. at 12. 129 E.g., Cokely Expert Report, supra note 11, at 17; see also Pierce, 128 F. Supp. 3d at 275 (“ASL is not derived from English; ASL has its own syntax and grammar and utilizes signs made by hand motions, facial expressions, eye gazes, and body postures. . . . Therefore, the vast majority of deaf people–Pierce included–lack the ability to communicate effectively in English, whether by writing notes or reading lips.”). 130 Interview with Deborah Golden, supra note 83; Interview with Barry Marano supra note 83; What is American Sign Language?, supra note 126. 131 Interview with Deborah Golden, supra note 83; Interview with Richard Lorenzo Ray, supra note 83 132 See Certified Deaf Interpreter (CDI), Registry of Interpreters for the Deaf, https://rid. org/rid-certification-overview/available-certification/cdi-certification/ (last visited May 22, 2022). 73 | Effective Communication Endnotes 133 See Episode 34: Catch a Kite 4, Ear Hustle, at 14:20 (Sept. 11, 2019), https://www.earhustlesq. com/episodes/2019/9/11/catch-a-kite-4 (quoting a sign language interpreter at a prison facility who explained that she “had to learn all the prison terminology when [she] started working there”); transcript available at https://static1.squarespace.com/static/5bd0d552e8ba44146721bb3c/t/ 5d8a87a844c78527f639b265/1569359812090/Catch+A+Kite+4+Transcript.pdf. 134 See, e.g., Community Statement, HEARD and the Louisiana Registry of Interpreters for the Deaf, Louisiana Department of Corrections' Use of Hearing Imprisoned People as "Interpreters" for Deaf Imprisoned People (Aug. 21, 2018), bit.ly/deafprisonla (noting that using prisoners as interpreters can lead to exploitation and retaliation for hearing and deaf prisoners, and conflicts of interest and confidentiality concerns, and inability to ensure the integrity of the message expressed). 135 Interview with Eileen Baker, supra note 83. 136 28 C.F.R. § 35.104 (“Video remote interpreting (VRI) service means an interpreting service that uses video conference technology over dedicated lines or wireless technology offering highspeed, wide-bandwidth video connection that delivers high-quality video images as provided in § 35.160(d).”). 137 See ADA Requirements: Effective Communication, Disability Rights Section, Civil Rights Division, U.S. Dep’t of Justice (2014), available at https://www.ada.gov/effective-comm. htm#:~:text=In%20addition%2C%20%20and%20,%2C%20text%20telephones%20(TTYs)%20 %2C. 138 See, e.g., Jo Anne Simon, The Use of Interpreters for the Deaf and the Legal Community’s Obligation to Comply with the A.D.A., 8 J. L. & Health 155, 191 (1994) (“Research shows that interpreter competence begins to diminish after one-half hour of interpreting. For this reason, team interpreters switch off at appropriate breaks in the flow of communication every 20-30 minutes.”). 139 Id. (“Team members are able to assist each other by feeding each other unclear phrases or words.”). 140 See, e.g., MDOC Policy Directive 04.06.156, supra note 49, at §§ SS, TT; Jarboe Settlement Agreement, supra note 89, at § IX(A)-(D); Martos Settlement Agreement, supra note 86, at 12–13; Holmes Stipulation of Settlement, supra note 81, at ¶¶ 70–71; Adams Settlement Agreement, supra note 123, at § IX(C)-(D); Voluntary Compliance Agreement, City of New York supra note 85, at § IV(2); Briggs Settlement Agreement, supra note 85, at 35–41; Disability Rights Florida Settlement Agreement , supra note 81, at ¶¶ 33-36; Settlement Agreement, Arlington County Sheriff, supra note 78, at ¶¶ 41–42; Minnis Settlement Agreement, supra note 110, at § X(E); Settlement Agreement, Arapahoe County, supra note 89, at ¶ 37(C); see also Rights of Deaf and Hard of Hearing Inmates, Nat’l Ass’n of the Deaf, https://www.nad.org/resources/justice/ jails-and-prisons/rights-of-deaf-and-hard-of-hearing-inmates/ (last visited May 22, 2022). 74 | Effective Communication Endnotes 141 See 47 C.F.R. § 64.6040 (providing that “[n]o Provider shall levy or collect any charge in excess of 25 percent of the applicable per-minute rate for TTY-to-TTY calls when such calls are asso ciated with Inmate Calling Services” and that “[n]o Provider shall levy or collect any charge or fee for TRS-to-voice or voice-to-TTY calls”). 142 MDOC Policy Directive 04.06.156, supra note 49, at § TT. 143 See Jake Parker, Elizabeth Helpling & Laura Irei, Case Summary: Rogers v. Colorado Department of Corrections, C.R. Litig. Clearinghouse, https://clearinghouse.net/case/16222 (last updated Mar. 31, 2022). 144 A TTY is a machine that attaches to the phone line on each end of a phone call. It enables each party to type a message and to read what the other person is typing. To communicate with someone who does not have a TTY, the person with a TTY types a message, and a remote communication assistant reads the message out loud to a person on a regular phone. The person using the regular phone can respond verbally, and the communication assistant will type that message to be read by the TTY user. TTY use requires literacy in English, which may not be the primary language of all deaf persons in jail or prison custody or of persons who use American Sign Language to communicate. Moreover, the TTY is inefficient and permits communication of short phrases only—and, like all writing, without emotion, tone, or inflection. TTY technology often functions poorly in jails and prisons because of radio interference and other obstacles. In addition, because TTYs are no longer widely used outside of jails and prisons, TTY devices may be available secondhand only. They typically require analogue telephone lines. The Federal Communications Commission has stated that TTY communications in their current form are likely to be eliminated by 2025. See, e.g., Report and Recommendation to Grant in Part and Deny in Part Plaintiffs’ Motion for Summary Judgment and to Deny Defendants’ Motion for Summary Judgment at 10–20, McBride v. Mich. Dep’t of Corr., No. 2:15-cv-11222-SFC DRG (E.D. Mich. Feb. 8, 2018), https://clearinghouse.net/doc/98902/ (citing expert testimony of Richard Ray); Heyer v. Boyd, 984 F.3d 347 (4th Cir. 2021); Cokely Expert Report, supra note 11, at 47–48; Schlanger Expert Declaration, supra note 16, at 43–44; Fornaci, supra note 71. For persons who rely extensively on text for communication, modern text-based technologies continue to facilitate communication. See, e.g., HEARD F.C.C., supra note 9, at 11. 145 Settlement agreements may provide for TTY availability for persons “who choose to use TTY in lieu of Videophones, or other devices and have the capability of using them.” See, e.g., Disability Rights Florida Settlement Agreement, supra note 81, at ¶ 33. 146 See U.S. Dep’t of Just., ADA Requirements: Effective Communication, supra note 137. 147 See 47 C.F.R. § 64.6040(a). 148 See id. § 64.6040(b). 149 See, e.g., MDOC Policy Directive 04.06.156, supra note 49, at § XX; Partial Settlement Agree ment at ¶ 9, Heyer v. U.S. Bureau of Prisons, No. 5:11-ct-03118-D (E.D.N.C. Nov. 2, 2017), https:// clearinghouse.net/doc/111492/ [hereinafter Heyer Partial Settlement Agreement]; Disabil ity Rights Florida Settlement Agreement, supra note 81, at ¶¶ 39–40, 56; Minnis Settlement 75 | Effective Communication Endnotes Agreement, supra note 110, at § XI; Jarboe Settlement Agreement, supra note 89, at § X; Adams Settlement Agreement, supra note 123, at § X; Medina Settlement Agreement, supra note 104, at ¶ II(H)(3)(a)–(b); Cokely Expert Report, supra note 11, at 51–52. 150 See, e.g., Medina Settlement Agreement, supra note 104, at ¶¶ II(H)(1), II(H)(2)(a). Some juris dictions facilitate participation of blind or low vision prisoners in talking book programs, estab lishing processes for eligibility determinations, certification, and necessary equipment and materials. See, e.g., Memorandum from Mich. Dep’t of Corr. to Wardens re. Talking Books, Mich. Dep’t of Corr. (May 20, 2020), https://clearinghouse.net/resource/3567/; see also Disability Rights Florida Settlement Agreement, supra note 81, at ¶ 50 (requiring assistance to prison ers in registering for the programing and obtaining necessary resources); Medina Settlement Agreement, supra note 104, at ¶ II(H)(2)(b) (same). 151 See, e.g., Ariz. Dep’t of Corr. Rehab. and Reentry, Department Order 108 – Americans with Disabilities Act (ADA) Compliance, 4 (2020), https://clearinghouse.net/resource/3567/; Disability Rights Florida Settlement Agreement, supra note 81, at ¶¶ 43, 45–49, 51; Medina Settlement Agreement, supra note 104, at ¶¶ I(G), I(K), II(D), II(E)(2), II(F), II(G); Brown Non-Mon etary Term Sheet, supra note 72, at ¶ 5. 152 See, e.g., MDOC Policy Directive 04.06.156, supra note 49, at § RR; Jarboe Settlement Agree ment, supra note 89, at § VIII; Minnis Settlement Agreement, supra note 110, at § IX; Settlement Agreement, Arlington County Sheriff, supra note 78, at ¶ 44(d). For examples of more specific policies implementing particular alert systems, see, e.g., MDOC Policy Directive 04.06.156, supra note 49, at § QQ (describing Page Alert Broadcast System); Jarboe Settlement Agreement, supra note 89, at § VIII(D) (personal pagers); Disability Rights Florida Settlement Agreement, supra note 81, at ¶ 38 (vibrating watches); Heyer Partial Settlement Agreement, supra note 149, at ¶¶ 6–8 (emergency flashing lights, bed shaking device, vibrating watch); Holmes Stipulation of Settlement, supra note 81, at ¶ 78; Cokely Expert Report, supra note 11, at 37–39; Ray Expert Report, supra note 114, at 18–20. 153 Cokely Expert Report, supra note 11, at 38–39. 154 See, e.g., Plaintiffs' Opposition to Defendant's Motion for Summary Judgment at 7–10, Briggs v. Mass. Dep’t of Corr., No. 1:15-cv-40162-GAO (D. Mass. Jan. 28, 2020), https://clearinghouse. net/doc/130986/ (describing inadequacies of the so-called “red dot” procedure, which requires correctional officers to identify and notify all deaf and/or hard of hearing persons during emer gencies, noting repeated “delayed or non-existent notifications” and reports from several plain tiffs “that a CO has never come to their cell to notify them of an emergency during all their years in custody”); Cokely Expert Report, supra note 11, at 37. 155 See, e.g., Brown Non-Monetary Term Sheet, supra note 72, at ¶ 7; Disability Rights Florida Settlement Agreement, supra note 81, at ¶ 55. 156 See, e.g., Schlanger Expert Declaration, supra note 16, at 39; Brown Complaint, supra note 6, at ¶ 93 (alleging physical and sexual abuse, extortion, disruption of relationships with loved ones, and severe anxiety and emotional distress resulting from blind prisoners’ dependence on sighted prisoners to provide necessary services); Interview with Eve Hill, supra note 83. 76 | Effective Communication Endnotes 157 The guidelines for implementing PREA recognize this dynamic, noting that, in the context of reports made in that context, jails and prisons ought not “rely on inmate interpreters, inmate readers, or other types of inmate assistants except in limited circumstances.” 28 C.F.R. §115.16(a). 158 Interview with Eve Hill, supra note 83. 159 28 C.F.R. § 35.160(b)(2) (“In determining what types of auxiliary aids and services are necessary, a public entity shall give primary consideration to the requests of individuals with disabilities. In order to be effective, auxiliary aids and services must be provided in accessible formats, in a timely manner, and in such a way as to protect the privacy and independence of the individual with a disability.”); Schlanger Expert Declaration, supra note 16, at 39. 160 See, e.g., MDOC Policy Directive 04.06.156, supra note 49, at § R; Consolidated Recommen dations for Settlement Compliance at 21, Adams v. Kentucky, No. 3:14-cv-00001-GFVT (E.D. Ky. May 31, 2017), https://clearinghouse.net/doc/88981/; Adams Settlement Agreement, supra note 123, at § XI(A) (providing that “the KDOC will use hand restraints on Deaf Inmates only in the following circumstances: when transporting a Deaf Inmate to or from a KDOC Adult Institution; when transferring a Deaf Inmate into or out of the special management unit; and as needed in response to security threats” and requiring correctional staff to be trained on “the agreement that hand restraints will be removed from a Deaf Inmate when a Deaf Inmate is in a secure environment, when security is no longer a threat, or there are other security devices in place to allow the Deaf Inmate to Effectively Communicate.”); Vt. AHS DOC No. 316, supra note 49, at § F(3) (“Unless a legitimate security or safety concern is present (which must be documented in an incident report), staff will ensure incarcerated individuals with a hearing disability are handcuffed or restrained in a manner that permits effective communication, for instance: a. Handcuffing in the front to allow the person to sign, and; b. Allowing one hand to be free for writing.”); Gordon Settlement Agreement, supra note 86, at ¶ 6 (“The County recognizes that persons who are deaf and who communicate using sign language cannot communicate when they are handcuffed. If the removal of the handcuffs does not result in a direct threat to the health or safety of any person in the jail, or cause an undue burden or fundamental alter ation of the custodial activity, the County will remove the handcuffs of a booked and classified detainee who is deaf to allow communication. The individual’s custody level will be considered in making this determination. This does not prohibit a County officer from removing the hand cuffs of a detainee who is deaf prior to booking and classification.”); Settlement Agreement, Arlington County Sheriff, supra note 78, at ¶ 39 (“When personnel deem it necessary to handcuff a person who is deaf or hard of hearing, personnel will, safety permitting, reasonably modify standard operating procedure and handcuff people who are deaf or hard of hearing so their hands remain in front of them to facilitate communication using sign language or writing.”); Disability Rights Florida Settlement Agreement, supra note 81, at ¶ 31 (requiring handcuffing in the front except during transfer or when there is a compelling reason not to do so); Martos Settlement Agreement, supra note 86, at 11; Minnis Settlement Agreement, supra note 110, at § XII. 77 | Effective Communication Endnotes 161 Less restrictive alternatives may include, for example, a belt and chain shackle connected to a wall, leaving hands free. See, e.g., Second Semi-Annual Report by the Settlement Monitor at 29, Adams v. Kentucky, No. 3:14-cv-00001-GFVT (E.D. Ky. Dec. 5, 2016) (describing this “side saddles” technique, which permitted effective sign language communication), https://clearing house.net/doc/85977/. 162 See, e.g., Holmes Stipulation of Settlement, supra note 81, at ¶¶ 80–81 (requiring within 60 days implementation of policy to permit removal of hand restraints to enable deaf or hard of hearing persons to communicate with sign language, including for use of TTY machines or videophones); MDOC Policy Directive 04.06.156, supra note 49, at § R (“Unless there is a documented safety and security concern, deaf and/or hard of hearing prisoners shall be permitted to use their hands for effective communication (e.g. signing, writing, etc.).”). 163 See, e.g., Disability Rights Florida Settlement Agreement, supra note 81, at ¶ 26; Briggs Settle ment Agreement, supra note 85, at 46–47; Holmes Stipulation of Settlement, supra note 81, at ¶ 66; see also DOJ Examples and Resources, supra note 4. 164 Cokely Expert Report, supra note 11, at 53–54. 165 Schlanger Expert Declaration, supra note 16, at 23–24. 166 Cokely Expert Report, supra note 11, at 53–54. 167 Interview with Eve Hill, supra note 83. 168 See, e.g., Voluntary Compliance Agreement, City of New York, supra note 85, at § VII(5); Cokely Expert Report, supra note 11, at 57. 169 Interview with David Boyer and Philip Fornaci, supra note 83. 170 Cokely Expert Report, supra note 11, at 57; Schlanger Expert Declaration, supra note 16, at 33–34. 171 Cokely Expert Report, supra note 11, at 57. 172 For more on external oversight, see the work of the Prison and Jail Innovation Lab at the Lyndon B. Johnson School of Public Affairs, The University of Texas at Austin, Prison and Jail Innovation Lab, Univ. of Tex. at Austin, https://pjil.lbj.utexas.edu (last visited May 22, 2022); see also Michele Y. Deitch, But Who Oversees the Overseers?: The Status of Prison and Jail Oversight in the United States, 47 Am. J. of Crim. L. 207, 241–73 (2020) (describing the Lab’s work to find, interview, and catalog all external prison and jail oversight bodies in the United States, and assessing the status of correctional oversight). 173 28 C.F.R §§ 35.104, 35.160(b). 174 See, e.g., Definitions of Communication Disorders and Variations, Am. Speech-Language-Hearing Ass’n (1993), https://www.asha.org/policy/rp1993-00208/#:~:text=A%20communication%20 disorder%20is%20an,severity%20from%20mild%20to%20profound (last visited May 10, 2022). 175 42 U.S.C. § 12102(a); 28 C.F.R. § 108(a). 78 | Effective Communication Endnotes 176 28 C.F.R § 35.160(a); Jarboe Settlement Agreement, supra note 89, at § K; Adams Settlement Agreement, supra note 123, at § 5. 177 28 C.F.R § 35.104; Disability Rights Florida Settlement Agreement, supra note 81, at ¶ 29. 178 28 C.F.R. § 35.130(b)(7)(i); 28 C.F.R. § 35.150(a)(3). 79 | Effective Communication Endnotes Acknowledgments The policy recommendations in this white paper derive from a review of the case information and litigation documents in the Civil Rights Litigation Clearinghouse and from informative interviews of advocates and experts in the field (see supra note 83), as well as two feedback workshops via Zoom in April 2022, at which participants provided enormously helpful guidance on the policy recommendations in Part III. These conversations built on advocates and experts’ extensive work and communication with incarcerated persons with communication disabilities. Members of the Clearinghouse’s Advisory Committee offered crucial insights as we conceived and developed this project. For their participation in these ways, and for generously sharing their insights, experiences, and critiques, we thank: Eileen Baker, M.E.D. (Master’s in Education of the Deaf), Consultant to Industry, Education and Government Michael Bien, Co-Founding Partner, Rosen, Bien, Galvan & Grunfeld LLP David Boyer, Legal Director, Disability Rights Rhode Island Mark Charmatz, Senior Attorney, National Assocation of the Deaf, Law and Advocacy Center Mark Cody, Legal Director, Disability Rights Michigan Philip Fornaci, Attorney, National Disability Rights Network Deborah Golden, Attorney, Law Office of Deborah M. Golden Eve Hill, Partner, Brown, Goldstein, Levy Scott LaBarre, General Counsel, National Federation of the Blind Sophia Lau, Staff Attorney, Equip for Equality Marsha Levick, Chief Legal Officer, Juvenile Law Center Talila Lewis, Advocate, HEARD Rita Lomio, Staff Attorney, Prison Law Office Barry Marano, ADA Coordinator, Virginia Department of Corrections Alan Mills, Executive Director, Uptown People’s Law Center Jamelia Morgan, Assistant Professor of Law, University of California, Irvine School of Law Jacob Hutt, Staff Attorney, Prison Law Office David Muhammed, Executive Director, National Institute for Criminal Justice Reform Caroline Jackson, Associate, Rosen, Bien, Galvan & Grunfeld LLP Michael Nunez, Senior Counsel, Rosen, Bien, Galvan & Grunfeld LLP Jo, Advocate, HEARD Richard Lorenzo Ray, ADA Technology Access Consultant, ADA Technology Access Coordinator, City of Los Angeles (Retired) Corene Kendrick, Deputy Director, ACLU National Prison Project Kaj Kraus, Advocate, HEARD 80 | Effective Communication Acknowledgments Amy Robertson, Partner, Fox & Robertson PC William Snowden, Director, Vera Institute of Justice, New Orleans Howard Rosenblum, Chief Executive Officer, National Association of the Deaf Homer Venters, Physician and Epidemiologist Ronald D. Simpson-Bey, Executive Vice President, JustLeadership USA Roxanne Zech, Advocate, HEARD Brittany Shrader, Senior Attorney, National Association of the Deaf Without implying that these individuals or their organizations have endorsed this publication, we are grateful for their expertise. We are grateful, too, for invaluable research assistance from University of Michigan Law School students Sarah Bender, Hannah Juge, and Hannah Shilling. All errors are our own. 81 | Effective Communication Acknowledgments Appendix: How to Use the Civil Rights Litigation Clearinghouse We thought it would be useful to present a how-to for the Civil Rights Litigation Clearinghouse, clearinghouse.net, which collects, indexes, and makes publicly available for research and observation a growing universe of civil rights cases, and the settlements and court orders those cases have produced, which regulate government and private entities in myriad important ways. The Clearinghouse collection comprises thousands of cases and litigation documents. Each case has a page that includes a summary of the litigation and related dockets, documents, and resources. And each case has been indexed across various categories, so the database is fully searchable, via the search bar on the homepage, by dozens of criteria including substantive “case type,” legal “cause of action” and/or “constitutional clause” undergirding the legal claim; thematic “issues”; class action status; outcome; available documents, and more. These searches can be run individually or in combination. Outcom e Select prevailing party Select nature of relief Select source of relief x Court Approved Settlement or Consent Decree x Private Settlement Agreement The cases relevant to this white paper project form one of the Clearinghouse’s Special Collections, a pre-tagged group of cases: “Deaf or Blind in Jail/ Prison.” To find particular cases within the special collection, use one or multiple of the search features on the left side of the special collection page. You can retrieve the same results from the home page, too, as long as this special collection is selected in the relevant search bar (“Select special collection”). Select content of injunction 82 | Effective Communication Appendix: How to Use the Civil Rights Litigation Clearinghouse Examples of searches within the special collection may include:To limit a search to cases involving blind prisoners, display the various issue categories by clicking “more,” under “Issues.” Then, click on the “Select disability” box, and select “Visual impairment” from the dropdown menu. Issues Issu es Issues Select general Select general Select general Least restrictive environment Select crowding Mental impairment Select discrimination-basis Mobility impairment Select race P&A Access Authority Select national origin/ethnicity Select affected gender P&A Associational Standing Visual impairment Opioid disorder/medication Select disability Select disability Select language Select mental disability Select voting Search for: Cases and documents v clear search To find cases challenging conditions in jails, choose “Jail Conditions” under “Select case types.” (Or, for prisons cases, “Prison Conditions.”) Search Search case name ~elect case types Immigration and/ or the Border Indigent Defense Intellectual Disability (Facility) Jail Conditions Juvenile Institution Mental Health (Facility) tJ:.tinn:al <::or11,.itv Case ID 83 | Effective Communication Appendix: How to Use the Civil Rights Litigation Clearinghouse To find cases that have settled, under “Outcome,” select both “Court Approved Settlement or Consent Decree” and “Private Settlement Agreement.” Outcome Outcome Select prevailing party Select nature of relief Select source of relief Select form of settlement Select content of injunction Select prevailing party Select nature of relief Select source of relief x Court Approved Settlement or Consent Decree x Private Settlement Agreement Select content of injunction To find copies of these settlement agreements in our database, under “Document Details,” select “Settlement Agreement” under “document type.” Document Details Search document t itle o roer/Opm,on Other Pleadi ng ; Motion / Brief Search document text Select document type Press Release Settlement Agreement St atu te/ Ordinance/ Regu lation ECF Number Tra nscript Document ID Select document type MORE• Key Dates Filing Date From To To limit a search to cases filed, settled, and/or terminated on or after a particular date, use the “Key Dates” search functions. Settlement / Judgment Date From To Tenninating Date From To Select case ongoing 84 | Effective Communication Appendix: How to Use the Civil Rights Litigation Clearinghouse If you are interested in another group of cases, or in searching the database generally, note: It is possible to perform similar searches, combining various search criteria, across the entire Clearinghouse collection (not just limited to a special collection). For example, if you wanted to replicate the contents of this special collection, you could search for cases: (a) with causes of action under the ADA and/or Section 504 of the Rehabilitation Act, and (b) with issues involving effective communication and hearing and/or visual impairments. Search for: Cases and documents v clear search Issues x Effective Communication (ADA) Search text Search case name Select crowding Select case types Select discrimination-basis Select special collection Select race Civil Rights Division Archival Collection Select national origin/ethnicity Contraception Insurance Mandate Select affected gender Court-ordered receiverships COVID-19 (novel coronavirus) x Hearing impairment x Visual impairment Criminal cases challenging FISA surveillance Deaf or Blind in Jail/Prison Select language DOJ Civil Rights Division Statements of Interest LJucK~l r,umuer Select mental disabilitv Filing Number Year Search Creating an account on the Clearinghouse permits saving searches (as well as particular cases and documents) to an account-specific “Bookmarks” page for easy reference later. JlcaHl,346~ Orcleffdb)'~l)'upd.iedv D '°""'"'"" Bookmarks Heyerv. United States Bureau of Prisons BoolunMMCIU-.documtnts,lflOUl'Cfl,~~will•ppe,w--- 5:ll-ct-4l111 I U.S. DistrlctCourt lorthe EasternOistrictofNorthC..rol!M Searches ONl o,1111,nd ln hil/f'riSOn X on Jun. 20, 2011, two deaf prisoners filed this laWMi<t In the Unittd States District Coutt ,OfthtWestittnOistrictofNonhC.o!lrwi..-,,sttht~lklrNUolPrlsons.. Al"pttSfflted by priv•ecounsel .nd theW1shil!J'on UW)'ffl' COmmittff for Civil Riplrs, lht plain11ffs filed lhff lawsuit under &Mns.,,d dlimedviol11ionsof tht ll~1b' ,Ut,on Act and thP ~if!:iOUS Frfol'dom Rflt~hOl'I Act In add1t,on tti.o l!1::'!.·:1~ [!1 Verified First AtMndtd Complain I ""'111,2012 Iii Orckf 85 | Effective Communication Appendix: How to Use the Civil Rights Litigation Clearinghouse