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.. :', :,~ A PROJEG OF THE AMERICAN CIVil LIBERTIES UNION FOUNDATION, INC. VOL 6, NO.4, FAll 1991 • ISSN 0748~;955 ACLUAwards Medal ofLiberty to Bryan Stevenson, Stephen Bright nJune 1991, the ACLU awarded its Roger Baldwin Medal of Liberty to Stephen B. Bright, director of the Southern Center for Human Rights (formerly the Southern Prisoners' Defense Committee), and Bryan A. Stevenson, an attorney with the Southern Center for Human Rights and director of the Alabama Capital Resource Center, in recognition of their work on behalf of death row inmates. The Medal of Liberty is awarded biannually to a living American for distinguished contributions to civil liberties in the United States. It includes astipend of $25,000 and was endowed by an anonymous donor who fled Nazi Germany in the 1930s. Former ACLU President Norman Dorsen described the Medal as "a kind of Nobel Prize of civil liberties." The Medal of Liberty was established only recently, in 1989, and its first recipient was Anne Braden. Braden is a lifelong civil rights I worker, labor organizer, and journalist. Bright and Stevenson made the remarks printed below at the awards ceremony at the ACLU Biennial in Burlington, Vermont onJune 29, 1991. Remarks of Stephen B. Bright: Iam most grateful to the American Civil Liberties Union for this medal. Iam especially grateful to the ACLU for recognizing the capital punishment work that we and others are doing. And of course, we most appreciate the financial award that accompanies this medal because we urgently need it to carryon the work. Over twelve years ago, George Kendall and Iwere contacted by Patsy Morris of the Georgia ACLU and asked to prepare a petition to the Supreme Court on behalf of Donald Wayne Thomas, a poor, 18-year old African American-severely handicapped by schizophrenia-who had been sentenced to death in Georgia. Iwill never forget our first look at the record in that case. We were horrified by what we .:EOl saw. The entire record'" all the pleadings and the ~ transcripts of pretrial ::E hearings, jury selection, Ji and trial-was about an ~ inch thick. It was less (':J than 700 pages. The j defense lawyer was "8 terrible. The jury was never told of Donnie's "I can assure you that we will put [the award] to good mental handicap. Until use in a living tribute to the ideals of Roger Baldwin-to that time, I, like so many shine the light of liberty, equal rights and racial others in this country, equality on some courts and communities where it has never knew that a never shone very brightly."- Stephen Bright V) "I feel quite fortunate to be engaged in some small way in the struggle for human rights for the very least among us-to stand with those who most desperately need the protection of the Constitution. - Bryan Stevenson person could be sentenced to death in such a perfunctory proceeding. It was simply alegal lynching. Weare still horrified by what we see today. The case on which Ihave been working most recently involves a battered woman,Judy Haney, sentenced to death for the murder of her husband in Alabama. Her case is one of the clearest examples which show that the death penalty is not restricted to punishing the worst criminals for the worst crimes. Ms. Haney was only a dangerto the man who had abused her and her children for over 10 years. Nevertheless, she is one of several battered women on Alabama's death row. During one morning of Ms. Haney's trial, her court-appointed lawyer came to court too drunk to go forward. The judge halted the trial for the day and sent the lawyer to jail. The next morning, he produced both Ms. Haney and her lawyer from jail and the trial continued. She was sentenced to death at the trial's conclusion. The death sentence was vacated on appeal and the case sent back for sentencing. We received notice at 5:30 p.m. one Wednesday that Ms. Haney would be resentenced the following Friday afternoon at 1:30. Even in the People's Republic of China, the defendant gets more notice than that. She was resentenced to death. Just a couple of years after we took Donnie Thomas' case, George Kendall and I moved from Washington to Georgia to do this work full time. George went to the Georgia ACLU and did a magnificent job bringing lawyers from all over the country into this work-showing them what we had seen in these cases, helping them master capital litigation, vindicating constitutional rights and saving lives. And we have worked closely together to this day. Any accomplishment that may be attributed to me, George Kendall had a major hand in it somewhere. I am grateful as well for the help that Al Bronstein has given us in the last 10 years. In those first few years in Georgia, Al had more confidence in us than we had in ourselves. I have no doubt that our program wouldnot have survived had it not been for the support and encouragement of Al Bronstein. Weare particularly grateful to the ACLU for recognizing this work at this critical time. We realize that this award does not so much recognize anything in particular that Bryan and I have done, but recognizes the importance of people taking on the death penalty and the importance of waging this battle in the trenches-in some of the most Godforsaken parts of the country. Today so many of our most precious liberties are in jeopardy-liberties of all citizens, including those of the upper and middle classes. With the task of defending 2 FAll 1991 the important rights that protect us all growing every day, there is a danger that the importance of defending those parts of the Bill of Rights which apply primarily to prisoners, the condemned, and other despised members of the society may be overlooked or forgotten. Or that there will simply be no one left to defend them. But-as the American Civil Liberties Union has so long recognized and recognizes again here tonight in presenting these medals-it is the poorest, the weakest, and the most powerless who most desperately need the protections of the Bill of Rights as a shield against the passions of the moment. The only currency that we have to spend on behalf of those facing the death penalty is the Bill of Rights. We represent people who cannot call their Senators and Congressmen and ask them to pass legislation overruling a new Supreme Court decision. Those condemned to die cannot petition the state legislatures for protections that are no longer available from the federal government. Quite to the contrary, they are victims of the most vicious demagoguery. This past week the UnitedStatesSenate voted to enact legislationthat would remove the availabilityof the once-greatwritof habeascorpusfrom all prisoners,including those under death sentence, if there has been ahearing in statecourt. If passed by the House, this legislationwill takeaway federal courtenforcementof the entire Bill ofRights with regard to the lifeand liberty of the poorest and most powerless peoplein the land. Yet it is being suggested in the Congress that these most precious constitutional protections may be traded away for very modest gun control legislation. Surely,we cannot do that So weare most grateful to the ACLU for recognizing the importanceof waging this effortin the trenches on behalf of poor, minority and disadvantaged personsfacing the death penalty. Atour shop, the$25,000that accompanies this Roger Baldwin Medal of Liberty will pay the salary and benefits for me or one of our lawyers for over a year. Ican assure you that we will put it to good use in a living tribute to the ideals of Roger Baldwin. That we will use it to shine the light of liberty, equal rights and racial equality on some courts and communities where it has never shone very brightly before, if at all. I hope that even in these troubled times, we will help bring about a new measure of justice in those places and save some lives in the process. Thank you very, very much. Remarks of Bryan A. Stevenson: Thank you very much. Iam deeply honored by this award and by the very kind words and introduction from Nadine Strossen. This award from the ACLU is truly special to me and it is a bit overwhelming for me to be here to receive this. I was talking to one of my clients on death row yesterday and it was a very difficult conversation. He was quite discouraged about the events of the past week and somew!tat hopeless about the future. He had h~rd about the Supreme Court's decision,in Payne v. Tennessee, a decision that permits and encourages states to introduce victim impact evidence at the penalty phase of a capital trial for consideration by juries in deciding whether to impose the death penalty. It is a very disturbing decision. This is so not only because it undermines the opportunity of capital defendants to have an impartial and rational decision made about whether their lives have sufficient purpose and value to avoid the death penalty, but also because it sanctions the already intolerable influence of race, class and societal status in determining how criminal justice is dispensed in this Editor: Jan Elvin Editorial Asst.: Betsy Bernat Alvin J. Bronstein, Executive Director The National Prison Project of the American Civil liberties Union Foundation 1875 Connecticut Ave., NW, #410 Washington, D.C. 20009 (202) 234·4830 FAX (202) 234·4890 The National Prison Project is a tax~exempt foundation- funded project of the ACLU Foundation which seeks to strengthen and protect the rights of adult and juvenile offenders; to improve overall conditions in correctional facilities by using existing administrative, legislative and judicial channels; and to develop alternatives to incarceration. The reprinting of JOURNAL material is encouraged with the stipulation that the National Prison Project JOURNAL be credited with the reprint, and that a copy of the reprint be sent to the editor. The JOURNAL is scheduled for publication quarterly by the National Prison Project. Materials and suggestions are welcome. The NPPJOURNAL isavailableon16mm microfilm,35mmmicrofilmand105mm microfichefrom University Microfilms International,300 North ZeebRd., Ann Arbor, MI 48106-1346. THE NATIONAL PRISON PROJEG JOURNAL I , . . . . , . , - - - - - - - - - - - -.._ . __. _ - - - - - - _ . _ - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - country. Acriminal justice system that already devalues crimes committed against racial minorities and poor people is expressly authorized under Payne to consider the tragedy of afour-year-old murdered child whose mother is a business executive differently from the murder of a four-year-old whose mother is a drug addict. This places an additional burden on the poor and powerless within the criminal justice system to prove their pain, justify their tears, and to establish that the victimization against poor and marginalized people has "impact." My client did not see how he had any hope for relief in a judicial system that was so dishonest about equal justice. My client had heard about the Court's decision in Coleman v. Thompson. In Coleman, the Court had erected yet another procedural barrier to correcting even an undisputed violation of an individual's constitutional rights by precluding federal review of constitutional claims not adequately preserved in state court. My client appreciated that this most recent step in the march of form over substance signaled agreater willingness to tolerate gross violations of constitutional requirements out of deference to state injustice and quicker executions. My client did not see how he had any hope for fairness when fairness was so casually and effortlessly dismissed. He had heard about the developments in Congress. He knew that the Senate had passed a bill that totally eliminates federal habeas corpusfor death row prisoners. He didn't see how he had any hope for relief when the Senate had eliminated the only opportunity for full and fair review of his conviction and death sentence by mindlessly passing habeas legislation contained in the President's crime bill. My client knew ofjustice Marshall's·~· resignation and he was just deeply}; discouraged because he could see no hope for fair review of his case, he could see no opportunity to have full constitutional consideration of the problems he encountered during his trial. Iremember feeling quite sad at the sense of despair that he conveyed and I began to tell him that sometimes you have to believe things that you can't see. Itold him sometimes you have to hope for things that you've never had. I thought about that idea as I came to Vermont today to receive this award. It is quite amazing to me to receive an award for the work that I do as a lawyer, mostly because when I was a little boy I wanted to be a lawyer but I had never seen or met a real lawyer. I knew of the things that had become possible because of lawyers, like integrated school systems, which in my community meant that little black children could go to high school. Yet, to Proving "Deliberate Indifference" in the Wake of Wilson v. Seiter I n the Summer 1991 issue of the NPP JOURNAL, john Boston presented an extensive analysis of the Supreme Court's decision in Wilson v. Seiter, 111 S.Ct. 2321 (1991).1 Regular readers of the NPPJOURNAL undoubtedly noticed that Mr. Boston's analysis differed in tone from what they may have read elsewhere. Much of the media coverage of the Wilson decision misleadingly portrayed it as another 5-4 conservative victory. The real legal significance of Wilson is more complicated. In fact, the Supreme Court unanimously ruled that the Sixth Circuit had erred when it applied a "persistent malicious cruelty" standard to a prison conditions of confinement lawsuit. Four members of the Court would have gone further, THE NATIONAL PRISON PROJECT JOURNAL arguing that prisoners are not required to make any shOWing about prison officials' state of mind in order to succeed in a cruel and unusual punishmentclaim. The plaintiff, a prisoner at the Hocking Correctional Facility in Nelsonville, Ohio, contended that the Eighth Amendment was violated by conditions at the prison, including overcrowding, excessive noise, insufficient locker storage space, inadequate heating and cooling, improper ventilation, unclean and inadequate restrooms, unsanitary dining facilities and food preparation, and mixing mentally and physically ill prisoners in dorms. The district court granted summary judgment for the prison officials, and the believe that I could become a lawyer was to believe that I could be something I'd never seen or experienced. Inever met a lawyer until Ienrolled in Harvard Law School and Imust admit that Iwas quite horrified to find out exactly what they were. Yet,it is this dynamicof belief and hope, sometimesin the face ofgreat uncertainty and hopelessness, that compelsus to reach out andstand with death row prisonersin this country. Deathrow prisonersare the most condemnEiP,despised and hated people in oursociety. 1lteyhave literally been rejected fromthe humancommunity. They have beentold their lives have no meaning, purpose or value. They have had to deal with the reality of such harsh condemnation from a society that dares to judge them while that same society accepts and fosters the poverty, bigotry and other injustices that this organization so valiantly struggles against. Ifeel quite fortunate to be engaged in some small way in the struggle for human rights for the very least among us-to stand with those who most desperately need the protections of the Constitution and whose lives literally depend on the development of a wiser, more just society: Your work and your very kind recognition of our work is clearly a critical part of the effort in creating that more just society and Iam very, very grateful. Thank you very much.• Sixth Circuit Court of Appeals affirmed. The Supreme Court, in an opinion by justice Scalia, reversed the Sixth Circuit. The Court said that the Sixth Circuit had erred by requiring that the prisoner show that prison officials acted with "persistent malicious cruelty" in order to prove that conditions of confinement violated the Eighth Amendment. Rather, prisoners need prove only that prison officials were "deliberately indifferent" in allOWing unconstitutional conditions to exist. The majority opinion noted that the prison officials in this case had not claimed that lack of funds were responsible for the failure to provide decent conditions, and the Court did not decide whether such a defense would succeed. The opinion did not explore how prison litigators could prove a deliberately indifferent state of mind. In addition, the lower court had said that some of Mr. Wilson's claims, including those involving overcrowding and the failure to separate mentally and physically ill prisoners, did not allege FALL 1991 3 • conditions bad enough to violate the Eighth Amendment. The Supreme Court, while not expressing a view on the specific claims of the prisoner, held that some conditions of confinement may establish an Eighth Amendment violation in combination with other conditions, when the conditions have a mutually enforcing effect that produces deprivation of a specific human need, such as food, warmth or exercise. Four members of the Court concurred only in the judgment vacating the decision and remanding the case to the Sixth Circuit. Justice White, in an opinion joined byJustices Marshall, Blackmun, and Stevens, argued that it is unnecessary to examine prison officials' state of mind to determine whether the Eighth Amendment has been violated. The concurrence expressed special concern that the majority's intent requirement "likely will prove impossible to apply in many cases. Inhumane prison conditions often are the result of cumulative actions and inactions by numerous officials inside and outside a prison, sometimes over a long period of time. In those circumstances, it is far from clear whose intent should be examined, and the majority offers no real guidance on this issue." 111 S.Ct. at 2330. This case is important because the Supreme Court unanimously reversed the Sixth Circuit's application of a "malice" state of mind requirement to prison conditions lawsuits. It is also important because the Supreme Court reinstated the overcrowding and failure-to-classify claims dismissed by the Sixth Circuit on the ground that they did not rise to the level of an Eighth Amendment violation. Although the decision was a victory, there is troubling language in the majority opinio.p byJustice Scalia, including the majority's failure to clarify how prison litigators will show that officials have a deliberately indifferent state of mind, particularly when officials claim that they were prevented from acting by lack of funds. In an attempt to assist prison litigators on some of the issues raised by Wilson, we reprint below an edited and abbreviated version of the brief that we submitted to the district court on remand in the Wilsoncase. 2 FACTS Pearly Wilson is a prisoner at the Hocking Correctional Facility (hereinafter "HCF") at Nelsonville, Ohio. The defendants were, at 4 FAll 1991 the time the complaint was filed, Richard Seiter, director of the Ohio Department of Rehabilitation and Corrections, and Carl Humphreys, superintendent of the HCF. On August 28, 1986, the plaintiff filed a complaint challenging a number of conditions of confinement, including overcrowding, excessive noise, lack of heat and warm clothing, excessive heat in summer because of a lack of ventilation, dirty and malodor- . ous toilet facilities, unsanitary food service~ and a lack of classification and the mixingc'S of physically and mentally ill prisoners in the dormitory. On November 10, 1986, plaintiff Wilson filed for summary judgment. In the affidavits accompanying the motion, plaintiff alleged that onJuly 8, 1986, or a month and a half before filing suit, he had sent defendants Seiter and Humphreys a three-page certified letter detailing the conditions of confinement challenged in the complaint. Defendant Seiter never responded to that letter. Defendant Humphreys responded but failed to take any action to alleviate the conditions; he simply referred the letter to HCF unit manager Friend. Mr. Friend did not, and could not, take any actions to correct the conditions at HCF, because he lacked any authority to do so. At no point did defendants assert that their failure to take corrective action was due to a lack of funds. Wilson v. Seiter, 111 S.Ct. at 2326. ARGUMENT I. WHETHER DEFENDANTS SEITER AND HUMPHREYS ACTED WITH DELIBERATE INDIFFERENCE CANNOT BE RESOLYED ON SUMMARY JUDGMENT A.TheStandardforSummaryJudgment Aparty requesting summary judgment has the burden of demonstrating that there is no genuine issue as to any material fact. Pursuant to Fed.R.Civ.P. 56(c), in the absence of such a demonstration, the party cannot be granted summary judgment. See lOA Wright, Miller & Kane, FederalPractice and Procedure: Civil2d §2727. For the reasons given below, if plaintiff establishes the facts alleged in his affidavits, he will have established that the defendants were deliberately indifferent and that he is entitled to an injunction against the conditions of confinement that violate the Eighth Amendment. Accordingly, summary judgment is inappropriate. B. The Defendants'DeliberateIndifference The defendants have an affirmative obligation under the Eighth Amendment to provide prisoners with the basic necessities of life. See, e.g., DeShaney v. Winnebago CountyDSS, 109 S.Ct. 998, 1005-1006 (1989). Because the consequences of the failure to perform this affirmative duty are obvious and foreseeable, such failures are deliberately indifferent under the standard set forth in City ofCanton, Ohio v. Harris, 109 S.Ct.1197, 1205 (1989), the Supreme Court's leading case on deliberate indifference. Justice O'Connor, in her concurring opinion in City ofCanton, indicated that the deliberate indifference standard for a municipality could be satisfied "where it can be shown that policymakers were aware of, and acquiesced in, a pattern of constitutional violations involviftg the exercise of police discretion." 109&~i. at 1209. Consistent with this analysis,Justice O'Connor's opinion characterizes the "deliberate indifference" standard adopted by the Court in City ofCanton as involving "tacit authorization" by city policymakers. Justice O'Connor's opinion cites four appellate decisions, described below, as properly applying the "deliberate indifference" standard. Under the standard as applied in all four of the cases, the defendants' failure to act in response to notice of a pattern of unconstitutional conditions is enough to show deliberate indifference. In Fiacco v. City ofRensselaer, N. Y. ,783 F.2d 319 (2nd Cir.1986), the Second Circuit upheld a finding of liability against a city based on the city's failure to supervise the police officers who injured the plaintiff. The court held that evidence of notice of claims of police brutality demonstrated a "policy of negligent supervision rising to the level of a deliberate indifference to the violation of constitutional rights." Id. at 327. Similarly, in Patzner v. Burkett, 779 F.2d 1363,1367 (8th Cir.1985), the court stated that a municipality may be liable for failure to train or supervise its police officers if it had notice of prior misbehavior by its officers and failed to take remedial steps, amounting to deliberate indifference to the offensive acts. In Languirand v. Hayden, 717 F.2d 220, 226-227 n.7 (5th Cir.1983), the court indicated that one way to demonstrate municipal liability was to show notice of prior misbehavior and a failure to act. Finally, in Wellington v. Daniels, 717 F.2d 932,936 (4th Cir.1983), the court stated that a failure to supervise gives rise to §1983 liability on the part of a municipality when there is a history of widespread abuse, so that knowledge can be imputed to the supervisory personnel. Accordingly, the four court of appeals decisions discussed above and cited by Justice O'Connor as correctly applying the "deliberate indifference" standard set forth a consistent test: knowledge of the constitutional violations and failure to act. Because Justice O'Connor's opinion in City ofCanton argues for a narrower standard of liability THE NATIONAL PRISON PROJECT JOURNAL l L than the majority opinion, deliberate indifference indisputably includes the situations described in these four cases. Nothing in the Supreme Court's opinion in Wilson v. Seiter indicates any change in the standard for demonstrating deliberate indifference on the part of prison officials. For example, in Wilson the Court quoted with approval from LaFautv. Smith, 834 F.2d 389 (4th Cir.1987). In that case, former Justice Powell, sitting by designation, found that prison officials had acted with deliberate indifference when defendants were aware that the plaintiff had inadequate toilet facilities, but it was two months before any "significant" attempt to modify the toilet facilities took place and three months before the prisoner was transferred to a room with adequate facilities. See also Powell v. Lemmon, 914 F.2d 1459 (lIth Cir.1990). In that case, the prisoner plaintiff wrote to the Unit Manager complaining that he was being exposed to asbestos in his dormitory. The Unit Manager stated that the matter fell outside the scope of his authority, so the plaintiff sent the letter to the defendant warden, who never responded to the letter. [d. at 1461. The court of appeals reversed dismissal of the case, holding that the defendants were not entitled to qualified immunity for their deliberate indifference. In this case, plaintiff's affidavits specifically contend that defendants had knowledge of the conditions denying the basic necessities of life because plaintiff notified the defendants about the conditions more than six weeks before the complaint was filed, yet defendants took no action to change the conditions. Accordingly, the defendants had knowledge of the facts constituting a denial of the basic necessities of life. 3 They also had an affirmative obligation, as a matter of law, to supply those necessities. By virtue of their positions as dJ.rector of the Department and superintendent of the facility, they had the power to remedy the complaints. For example, the Superintendent had the power to enforce sanitary procedures regarding food services and the toilet facilities, to repair the windows so that they would open in summer, to install fans sufficient to provide ventilation, to assure that the heat was working and that prisoners had warm clothing in the winter, and to patch the holes in the walls. The director of the Department necessarily had the power to order prisoners classified by mental illness and infectious disease status, so that such prisoners would not be placed without screening in the dormitories at HCF. In particular, the defendants never suggested, THE NATIONAL PRISON PROJEO JOURNAL nor could they, that they lacked the power to make the changes that would have rendered the facility constitutional. 4 Plaintiff's affidavits necessarily created an issue of material fact regarding defendants' deliberate indifference. Moreover, continuing conditions of confinement diff~' in fundamental ways from incidents of .,A; police brutality. Police misconduct involver individual acts, and these individual act~.afe' generally not continuing in nature. Thu~ when a municipality ultimately receiv~ notice regarding a continuing practice of police brutality requiring action, that notice consists of information about a number of past individual acts; municipal liability cases never involve situations in which policymakers received actual notice of an incident of police misconduct that was still in progress. Proof of deliberate indifference in such circumstances requires that policymakers have notice of a pattern of incidents because otherwise policymakers do not have compelling reasons to assume that objectionable conduct will recur. In contrast, the conditions of confinement challenged in plaintiff's complaint are intrinsically continuing conditions; the sanitation and the ventilation violations, for example, will not abate until someone takes affirmative action to change the conditions. The conditions challenged by plaintiff are also obvious conditions. All the defendants had to do was walk through the institution for which they are responsible to see the problems. Accordingly, the plaintiff's actual notice to the defendants, coupled with the defendants' failure to act, was more than enough to establish deliberate indifference under the standard endorsed by the Supreme Court. Finally, the plaintiff's complaint was filed in August 1986. It makes no practical sense, for the purposes of injunctive relief, to determine whether or not the defendants were deliberately indifferent in 1986. At this point, defendants have had five years of notice of the conditions of confinement alleged by plaintiff, and failure of the defendants to remedy any of the conditions that the Sixth Circuit characterized as "suggest[ing] the type of seriously inadequate and indecent surroundings necessary to establish an eighth amendment violation" 5 would clearly demonstrate deliberate indifference. Accordingly, the appropriate procedure is for this Court to deny summary judgment and to reopen discovery so that the parties can present their proof as to the current realities of the conditions at the HCF. SUMMARY JUDGMENT SHOULD BE DENIED ON PLAINTIFF'S CLAIMS In vacating the judgment of the Sixth Circuit, the Supreme Court vacated the dismissal of plaintiff's claims regarding excessive heat, failure to classify so that mentally and physically ill prisoners were mixed in the dormitories, and overcrowding. Wilson at 2327. Although the Supreme Court expressed no opinion on the Sixth Circuit's discussion of the specific Eighth Amendment claims, the Court did give some guidance in application of the Eighth Amendment test to the totality of prison conditions: Some conditions ofconfinement may establish an Eihl!th Amendment violation "in combinatifJ/'» when each would notdo so alone, butonly when they have a mutually enforcing effect thatproduces the deprivation ofa single, identifiable human need suchasfood, warmth, orexercise,jor example, a low cell temperature atnight combined with afailure to issue blankets. [d. The claims in this case do interact so that none of the claims should have been dismissed. For example, the claims that the dormitory is overcrowded cannot be evaluated without considering the claims of filth, lack of ventilation, and mixing of physically ill prisoners into the general population. Certainly the adequacy of the ventilation is directly related to the degree of crowding in the facility. The reasonableness of using two fans to supply ventilation for a dormitory turns on the number of bodies in the dormitory. Minimally adequate ventilation for 143 prisoners is different from the ventilation necessary for the smaller number of prisoners that could be accommodated were the dormitory not double-bunked. Similarly, the overcrowding may have caused the lack of sanitation in the dormitory. Sanitation procedures that may have been barely adequate before overcrowding may have been overwhelmed by the numbers of prisoners. Accordingly, the allegations of filth, vermin infestation, and build-up of urine around the toilets and urinals may well be related to the greater pressure on the sanitation of the facility resulting from the increase in population. Thus, the overcrowding has a "mutually enforcing effect" with the sanitation procedures that in combination may result in a deprivation of sanitation. Plaintiff also alleged that prisoners recovering from surgery, including prisoners with open sores, were put into the dormitories as a result of a shortage of space in the infirmary. Again, this allegation suggests an interrelation between overcrowding and the other claims of the plaintiff. In addition, the plaintiff alleged that defendants were planning steps that would exacerbate the lack of adequate ventilation, (cont'd onpage12) FALL 1991 5 A PROJEG OF THE AMERICAN CIVil LIBERTIES ~NION FOUNDATION, INC. VOl. 6, NO.4, FAll 1991 • ISSN 0748-2655'" Highlights of Most Important Cases What difference does Wilson v. Seiter make? "Not much," we suggested in the last issue of the JOURNAL. We argued that the Supreme Court's adoption of "deliberate indifference" as an element of all Eighth Amendment conditions of confinement claims simply ratified existing lower court practice. This is true both for medical care and inmate assault cases, in which deliberate indifference has long been the governing standard, and for other conditions cases, in which the courts have in practice required proof of deliberate indifference without invoking that phrase. Logical enough, but do the courts agree? The first post- Wilson opinions give divergent answers. In Albertiv.SheriffofHarrisCounty, Texas, 937 F.2d 984 (5th Cir.1991), the twenty-year effort to ensure constitutional conditions in the jails of Houston, has collided with the "epic struggle" of Texas with its prison populations, and specifically with the order in Ruizv. Estelle limiting crowding in Texas prisons. The backup of "ready-felons"-inmates sentenced to state custody hut remaining in local jailsthreatened to frustrate the jails' substantial progress toward compliance with a1975 consent judgment and with subsequent orders designed to ensure humane conditions. At one point, 2,800 to 2,900 prisoners were sleeping on the floor at night, largely because of the readyfelon backup. In previous proceedings, state officials were joined as third-party defendants, and the Fifth Circuit directed traffic between the Alberti and Ruizcourts by transferring to the Ruiz court any request for relief requiring the transfer of prisoners into state custody or otherwise intervening in the state prison system. In reClements, 881 F.2d 145 (5th Cir. 1989). In subsequent joint proceedings in what 6 FAll 1991 the appeals court called an "intricate fracas," the Alberti and Ruizcourts entered orders requiring population reductions in the jails, by means of releases of inmates if necessary. The Alberti court later ordered additional relief, including payments by the state to the county for housing ready-felons. Both state and county appealed from the findings of a continuing constitutional violation, reached in late 1989, and all the subsequent remedial orders. Wilson v. Seiter was decided while the appeal was pending. In supplemental briefs, the state and the county each argued that the other, and only the other, had acted with deliberate indifference towards the "objectively cruel" conditions in the jails. Since the district court had made no findings concerning deliberate indifference, the appellate court remanded so those findings could be made, but not without commenting on the parties' contentions. It observed that Wilson itself, as well as lower court cases on which Wilson relied, support the view that knowledge of objectively cruel conditions can support a finding of deliberate indifference. Here, the conditions were well known and undisputed. The Court also observed that the state had means to accept the backed-upprisoners without violating the Ruizdecree: building new prisons, contracting with other suitable facilities, or releasing inmates early pursuant to state statute. Thus, [tjhere is no doubt thatthe relevantstate officialsknew thatreadyjelons were being backloggeddespite the objectivelycruel conditions in the county'sjails. Yet the state chose to leave them in thejails. This isstrong ifnotcompellingevidence ofdeliberate indifference to theplightofthese readyfelons, and it is onlyaccented bythe alternativesavailable to thestate . The state's argument that it was thwarted by the state legislature's failure to provide funding was rejected for lack of factual support; the appeals court thus did not reach the question whether such a defense has merit under Wilson. In short, the Court concluded, a finding of deliberate indifference by the state "would be virtually unassailable" on this record; it remanded the case ~nly because "[f]actfinding is a province of the,ldistrict court." The Court found the case less clear-cut with respect to the county's liability. On one hand, the county was faced with a huge increase in the ready-felon population in a short period of time. On the other, there also were significant problems in the jails' plumbing, ventilation, fire safety, supplies, food service and medical care, and the jail would have been overcrowded even without backed-up ready-felons. In its deliberate indifference analysis, the most striking aspect of the Albertiopinion is its consistent focus on the actual behavior of state and county governments when confronted with "objectively cruel" conditions. It neither explores the actual state of mind of any of the defendants nor directs the district court to do so. For this court-as for most courts before Wilson v. Seiter-deliberate indifference remains as much a state of fact as astate of mind. Asmaller-scale illustration of this approach appears in Arce v. Miles, 1991 WL 123952 (S.D.N.Y.,]une 28, 1991), an unreported magistrate's opinion. The plaintiff alleged that for a four-month period he was subjected to construction noise so injurious that he now requires a hearing aid. The court held that the plaintiff's allegation "that prison authorities supplied ear plugs to guards and workers but not to inmates, if true, would satisfy the 'deliberate indifference' standard" by establishing "either actual knowledge, or constructive knowledge as a supervisory official," of the dangerous conditions. Adifferent approach was taken by the Seventh Circuit in Steading v. Thompson, 1991 WL 158070, No. 90-2588 (7th Cir., August 19, 1991), a challenge by an asthmatic prisoner to exposure to environmental tobacco smoke. Two federal circuits have recently held that such exposure can violate the Eighth Amendment. McKinneyv. Anderson, 924 F.2d 1500 (9th Cir.1991); Clemmons v. Bohannon, 918 F.2d 858 (10th Cir.1990), rehearingand rehearingen bancgranted. The Steading court stated that these holdings are effectively overruled by Wilson v. Seiter's requirement that a "culpable mental state" be shown to establish "punishment." THE NATIONAL PRISON PROJEG JOURNAL I I Thisapproach establishesahurdleSteading cannotsurmount. Secondary tobacco smoke is common in offices, restaurants, andother publicplaces throughoutthe UnitedStates and the restofthe world. No onesupposes thatrestaurateurs who allowsmokingare subjectingtheirotherpatrons to "punish ment»ordesire to harm them. Theguards andadministrators who breathesmokyair in theprison are notpunishing themselves. No one wouldsuppose, either, thatthe gentlemen tobaccofarmers who wroteand adopted the eighth amendmentcouldhave conceivedofsmokeaspunishment .... The trouble with this construction of Wilson is that it has little to do with what Wilson actually said, expressing instead the Court's own idiosyncratic view of what constitutes punishment. The Wilson Court stated that in prison conditions cases, the punishment inquiry is to be guided by "the 'deliberate indifference' standard articulated in Estelle." 111 S.Ct. at 2327. Insofar as Wilson defines deliberate indifference, it relies on the large body of lower court interpretation of Estelle. These cases generally hold that deliberate indifference "encompasses acts oromissions so dangerous (in respect to health and safety) that a defendant's knowledge of [a large]...risk can be inferred." Cortes-Quinones v.jiminezNettleship, 842 F.2d 556, 558 (lst Cir.1988), cited in Wilson v. Seiter, 111 S.Ct. at 2327 (internal quotation marks omitted, emphasis supplied); accord, Canton v. Harris, 489 u.s. 378, 389-90 (l989) ("the need for more or different training [maybe] so obvious, and the inadequacy so likely to result in the violation of constitutional rights, that the policymakers of the city can reasonably be said to have been deliberately indifferent to the need"). The factors cited in Steading have little relationship to the deliberate indifference standard as developed in the federal courts. The prevalence of second-hand smoke outside prison certainly has little relevance. After all, assaults and bad medical care are also prevalent in some places outside prison; that fact does not undermine Estelle v. Gamble and Cortes-Quinonesv.jiminez-NettleshijJ . Similarly, the generations of builders who insulated prisons and other buildings with asbestos had no intention to inflict punishment; that hardly absolves present-day prison officials who knowingly fail to abate a hazardous asbestos condition. Powell v. Lennon, 914 F.2d 1459, 1463 (11th Cir.1990) (exposure of prisoners to asbestos constituted deliberate indifference). It is particularly striking that Steading was dismissed, and the dismissal affirmed, on the pleadings. Despite the appeals court's statement that Wilson "establishes a hurdle Steading cannotsurmount" (emphasis supplied), the deliberate indifference inquiry is THE NATIONAL PRISON PROJEG JOURNAL usually factual in nature, involving some assessment of the degree of risk posed to the plaintiff and the defendants' knowledge of the risk (or its obviousness). Here, the factual inquiry was apparently limited to the appellate court's judicial notice of contemporary restaurant conditions and the Founders' min~' set and agricultural practices. ,~~ Other Cases Worth Noting U.S. SUPREME COURT Attorneys' Fees and Costs West Virginia University Hospitals, Inc. v. Casey, 439 U.S. - - ' 111 S.Ct.1138, 113 L.Ed.2d 68 (1991). Expert witnesses appearing at trial are compensated at $30 a day under 28 U.S.C. §§1821(b) and 1920. Nontestimonial expert services are not compensable at all under these statutes. Neither testimonial nor nontestimonial services are compensable under 42 U.S.c. §1988. Cruel and Unusual Punishment Harmelin v. Michigan, 501 U.S - - ' 111 S.Ct. 2680,115 L.Ed.2d 836 (1991). Astatutorily mandated sentence of life without possibility of parole, with no consideration of mitigating circumstances of the crime or the criminal, did not violate the Eighth Amendment. There is no majority opinion. Justices Rehnquist and Scalia conclude that "the Eighth Amendment contains no proportionality guarantee" and that the 1983 case of Solem v. Helms should be overruled. U.S. COURT OF APPEALS Administrative Segregation/ Financial Resources/Cruel and Unusual Punishment McCord v. Maggio, 927 F.2d 844 (5th Cir. 1991). In this pre- Wilson v.Seiter decision, the plaintiff spent months in a "Closed-Cell Restriction" cell that was flooded with sewage and foul water with a bare mattress to sleep on. These conditions violated the Eighth Amendment. "[L]ack of funds is not a sufficient justification for neglect of a citizen's constitutional rights." (847) The possibility that inmate vandalism was a partial cause of sewage backup was not dispositive of the plaintiff's claim. The conditions of the plaintiff's confinement constituted a "clear violation of the Eighth Amendment" and the defendants are not entitled to qualified immunity unless they can show some "extraordinary circumstances." (848) This standard may be met if budgetary constraints prevent constitutional compliance, though the defense carries a "difficult burden" on this point. The magistrate should determine the truth of the claim and whether there was any feasible alternative for housing the plaintiff. To recover damages, the plaintiff must be found to have endured "pain, suffering, and/or mental anguish sufficiently significant to justify monetary relief," but not "lasting harm." (849) The court presents this as an extension of the "significant injury" requirement it has imposed in use of force cases which is now before the U.S. Supreme Court in Hudson v. McMillian, #90"!P.531 (argument scheduled for November 13, 19M. ··;''1l Protectiorihom Inmate Assault Moore v. Winebrenner, 927 F.2d 1312 (4th Cir. 1991). Inmate assault cases are governed by a deliberate indifference standard and not a negligence standard, and the two standards are not the same thing. The question is whether the warden acted "obdurately or wantonly." In making the last statement, the court quotes Whitley v. Albers but ignores Whitlejs holding that, in effect, deliberate indifference can constitute obdurate and wanton conduct. (This point was reaffirmed in Wilson v. Seiter.) The court also states incorrectly that Whitley rejected the contention that its holding is limited to the prison riot context. Assuming that there was a pervasive risk of assault, the warden could not be held liable where he "embarked on a persistent campaign to rectify the situation" (l316) and "did the best he could under a regrettable set of circumstances and considerable handicap" (1317). His campaign of renovations and staffing enhancements was begun before the plaintiff was assaulted but was not completed until afterwards. Use of Force Davis v. Mason County, 927 F.2d 1473 (9th Cir. 1991). Damages were properly awarded against the county for misuse of force by sheriff's deputies where lack of training amounting to deliberate indifference was shown and the Sheriff was the policymaker with respect to use of force training. Remedial measures by the municipality did not bar punitive damages against the individual defendants. Punitive damages may be awarded despite the absence of compensatory damages. Contempt/Consent Decrees/Mental Health Care Langton v.Johnson, 928 F.2d 1206 (lst Cir. 1991). Inmates of a hospital for "sexually dangerous persons" alleged constitutional violations and contempt of a prior consent judgment. The district court properly refused to consider the constitutional claims because the FALL 1991 7 consent judgment set a standard for treatment higher than constitutional requirements. "[I]f a court can resolve a dispute without confronting an unsettled constitutional issue, it should proceed in that fashion." (1217) The district court properly exonerated the defendants of contempt even though it appears that they were not in compliance with all its requirements. Perfection is not required; "progress, after all, should not be reduced to a mere numbers game." (1220) The decree is "susceptible to satisfaction by diligent, good faith effort, culminating in substantial compliance." (1220) The district court properly concluded that "in light of the defendants' notable progress, there was substantial compliance with the overall mandate of the consent decrees, and hence, no contempt...." In private law litigation, appellate courts have "greater freedom" in reviewing the interpretation of consent decrees than in public law litigation, where "the district court's construction of a consent decree should be accorded considerable deference, because broad leeway is often necessary to secure complicated, sometimes conflicting, policy objectives." (1220-21) The court goes on at some length about the trial judge's "pivotal role in the conduct of public law litigation." Use of Force/Qualified Immunity Streetv. Parham ,929 F.2d 537 (10th Cir. 1991). Where the jury found that the force used by police officers was unreasonable, there was no basis for finding the officers entitled to qualified immunity. At 540: "No officer could reasonably believe that the use of unreasonable force did not violate clearly established law....This is one of the rare instances where the determination of liability and the availability of qualified immunity depend on the same findings." Medical Care-Denial of Ordered Care/Qualified Immunity Kaminskyv.Rosenblum, 929 F.2d 922 (2d Cir. 1991). Defendantswere not entitled to summary judgment on qualified immunity grounds in a prison medical care case in which there were disputed factual issues that would "seriously undermine their argument that it was objectively reasonable for them to believe their acts lawful" if decided in plaintiff's favor. The disputed allegations were whether there was a five-day delay in acting on a recommendation for immediate hospitalization, whether the Superintendent and the medical administrator knew of the prisoner's deteriorating medical condition during an unexplained three-month gap in his medical treatment, and whether they were aware of previous allegedly inadequate medical care. Use of Force-Beating Protection from Inmate Assault Hudson v. McMillian, 929 F.2d 1015 (5th Cir. 1991). Force that was unreasonable, malicious and sadistic did not violate the Eighth Amendment in the absence of "significant injury." The plaintiff alleged that his lip was split, his dental plate was cracked, and he was bruised, but the court does not consider this significant. The Supreme Court has granted certiorari in. this case. (Note: In April 1991, the Court . appointed Alvin]. Bronstein of the National ';' Prison Project to represent petitioner. Argument is scheduled for November 13, 1991. See Highlights, p. 20.) Andrewsv. Siegel, 929 F2d 1326 (8th Cir. 1991). The plaintiff and another inmate had an argument at work and were separated by other prisoners; the incident was witnessed by staff. The next day the other inmate stabbed the plaintiff. To prevail in an inmate assault case, the plaintiff "must show that he was faced with a 'pervasive risk of harm' and that the prison officials failed to respond reasonably to that risk." Although the court uses the phrase "pervasive risk," m~t often found in cases alleging a generali~d lack of safety rather than a risk from-3:~specific inmate, the court analyzes the specific risks posed by the assailant in the usual fashion of individualthreat cases, concluding that neither a single prior argument nor the assailant's history of mental illness was sufficient to place defendants on notice of the danger of assault. Food/Qualified Immunity Cooper v. Sheriff, Lubbock County, Texas, 929 F.2d 1078 (5th Cir.1991). The plaintiff's allegation that he was denied food for 12 consecutive days should not have been dismissed as frivolous. The officials responded that they had a rule that an inmate who refuses to "fully dress" for a meal "voluntarily rejects" the meal, but the plaintiff denied this, there was no copy of the regulation in the record, and in any case the existence of such a regulation "is not an automatic shield against a civil rights suit." It is "questionable" whether meals are a "privilege" that can be taken by regulation. (1083) "Because depriVing a prisoner of adequate food is aform of corporal punishment," the Eighth Amendment imposes limits on it. Due process also forbids deprivation of food without due process. The plaintiff's allegation that the defendants acted outside their authority because the regulation did not permit their actions was sufficient to overcome qualified immunity at the pleading stage. The right to "reasonably adequate food" has long been established. Searches-Person-Visitors/Procedural Due Process-Visiting/ Qualified Immunity Long v. Norris, 929 F.2d 1111 (6th Cir.1991). In the mid-1980s, it was not clearly established that visitors had the right to be free from strip and body cavity searches without probable cause, but it was clearly established that they had the right to be free of such searches without reasonable suspicion. Prison regulations stating that prisoners "shall" have visitation rights "limited only by the institution's space and personnel resources" and that they may be suspended only with "good cause" created a liberty interest protected by due process. Threats to remove it in retaliation for refusing an illegal search, without procedural protections, violated clearly established rights. Medical Care-Denial of Ordered Carel Qualified Immunity Boretti v. Wiscomb, 930 F.2d 1150 (6th Cir. 1991). The plaintiff was returned to prison after surgery for a gunshot wound with orders for daily dressing changes and Motrin. He was then transferred to a local jail, where he was placed in a holding cell with no beds for five days and received no dressing changes or medication. He stated that he repeatedly asked the nurses for help and they refused to call the doctor or provide any treatment. Defendants were not entitled to summary judgment. "[I]nterruption of a prescribed plan of treatment" is one of the forms of deliberate indifference identified in Estelle. The defendant is not entitled to summary judgment based on qualified immunity because this defense is available only to persons exercising "discretionary functions." "Complying with a doctor's prescription or treatment plan is a ministerial function, not adiscretionary one." (1156) Contempt/Consent Decrees/Judicial Disengagement/Searches-living Quarters Kendrick v. Bland, 931 F.2d 421 (6th Cir. 1991). Astatewide prison conditions case was resolved by consent decree and was placed on the inactive docket after a finding of substantial compliance. The district court ruled that it would take "major violations of the consent decree" to reinstate it. Several class members later moved for contempt. The court held that "major violations" meant "institution-wide violations." Medical Care-Standards of LiabilityDeliberate Indifference/Summary Judgment Hughes v.JolietCorrectionalCenter, 931 F.2d 8 FAll 1991 THE NATIONAL PRISON PROJEO JOURNAL 425 (7th Cir.1991). The plaintiff arrived in prison with a spinal injury; he complained for six weeks about weakness in his legs and pain in his back before he saw a neurologist, by which time he was paraplegic. If the defendants "were merely careless in their diagnosis and treatment...-being honestly convinced that he was a malingerer," the plaintiff should be pursuing a malpractice action. If they were "trying to cripple" him, the Eighth Amendment would be violated. An Eighth Amendment claim was also stated by the "less egregious" misconduct alleged by the plaintiff: that the defendants were treatingHughes notasapatien~ butas a nuisance;...thatalthough theydoubtless underestimatedtheseverityofhisinjuries, atthesame time they were insufficiently interested in hishealth to take even minimum steps toguardagainstthe possibilitythatthe injury wassevere. Such wordsanddeedsas tellingHughes he was full of bullshi~ shiftinghim to the psychiatric ward wherehe would notbe allowed to havehiscrutchesand leg brace, andorderingthe bed movedawayfrom the toiletso thatHughes wouldhave togetup and walk to it...suggestmore than mere neglectsuggesthostility, brutality, even viciousness. Medical records showing that the plaintiff received "more or less continuous medical attention, of sorts" and that the defendants genuinely thought he was malingering "greatly undermine an inference of deliberate indifference." The records were the only evidence submitted on summary judgment. However, the district judge, whose policy was not to appoint counsel unless an evidentiary hearing was scheduled, gave insufficient thought to appointing counsel to help prepare an affidavit to get the complainant's allegations into the summary judgment record. Qualified Immunity Romero v. Kitsap County, 931 F.2d 624 (9th Cir.1991). At 627: The plaintiffbears the burden of proof that the right allegedly violated was clearly established at the time of the alleged misconduct....If plaintiff carries this burden, then the officers must prove that their conduct was reasonable even though it might have violated constitutional standards. The qualifiedimmunitytestnecessitates three inquiries:(J) the identification ofthe specific rightallegedly violated; (2) the determination ofwhether thatrightwasso "clearlyestablished»as toalerta reasonable officerto itsconstitutionalparameters;and (3) the ultimatedetermination Ofwhethera reasonableofficercouldhave believed lawfultheparticularconductatissue....The first two inquiries...presentpure issuesOf THE NATIONAL PRISON PROJEG JOURNAL law....The third, although ultimatelya legal question, may requiresomefactual determinationsas well. (Citations and footnote omitted.] If the analysis reaches the third stage, the court may permit limited discovery concerning the reasonableness of the conduct. 11' _if", Procedural Due Process-Disciplina~¥' ' ' Proceedings,.' Taylorv. Wallace, 931 F.2d 698 (10th Cir/;. 1991). The failure of a hearing committee!~ make an independent determination of thlt reliability of confidential informant testimony (on "[a]ny reasonable basis") denies due process. At 702: "Without sufficient indicia of reliability, the testimony of the confidential informants can be given no weight, and the requirements of due process as set forth in [Superintendent v.] Hill are not satisfied." Procedural Due Process-Disciplinary Proceedings Campbell v. Henman, 931 F.2d 1212 (7th Cir. 1991). The court reaffirms the holding of Chavis v. Rowe (7th Cir.1981) that Brady v. Maryland, requiring the disclosure of material exculpatory evidence, applies to prison disciplinary proceedings. The disclosure "may be limited to its substance in situations where disclosure of the entire report could create security problems." (1214) Afinding that information provided by confidential informants is reliable does not end the analysis; even if there is sufficient evidence to support the conviction, the question whether there was exculpatory evidence must be answered. Work Assignments Gilbreath v. CutterBiologica4 Inc. ,931 F.2d 1320 (9th Cir.1991). The Fair Labor Standards Act is an exception to the Eleventh Amendment and any claim for back wages against the state was therefore not barred by that Amendment. Prisoners who worked for a private company at a lab site inside the prison were not "employees" entitled to the minimum wage under the Fair Labor Standards Act. One judge thinks that prisoners are perse not covered by the Act. He goes on to write, and the concurring judge agrees, that these prisoners do not meet the "economic realities" test because neither the prison nor the company was an "employer" within the statutory definition. Correspondence-Legal and Confidential Lemon v. Dugger, 931 F.2d 1465 (11th Cir. 1991). An officer opened and read a letter from the plaintiff's attorney. Ajury found for the plaintiff. The fact that the letter contained a photograph, arguably contraband, did not constitute probable cause to read the letter as a matter of law, and the issue was properly submitted to the jury. Prison Records/Procedural Due Process Monroe v. Thigpen, 932 F.2d 1437 (lIth Cir. 1991). Due process is denied by denial of parole relying on admittedly false information even if the parole statute does not create a liberty interest in obtaining release. DISTRICT COclRTS '" ~~~' Attorneys' Fees/Contempt Morales Feliciano v. Hernandez Colon, 757 F.Supp.139 (D.P.R.1991). Private attorneys pursuing systemwide litigation over prison conditions without institutional support were entitled to monthly fee payments from contempt fines paid into court for violations of population orders. The court notes in the course of the opinion that the fees can be paid from the interest on the accumulated fines (over $30 million dollars) and that it does not intend to give the money back to the defendants in any case. The court also notes that the defendants have fought all prior fees motions . "tooth and nail" and delayed payment until the last possible moment. Medical Records/Use of Force/Use of Force-Restraints/Protection from Inmate Assault Jackson v. FortStanton Hospitaland TrainingSchool, 757 F.Supp.1243 (D.N.M.1990). At 1306: Medical care at schools for the developmentally disabled is found not "minimally adequate" because of "significant lapses" in medical records. They demonstrate an incomplete medical analysisand understandingofthe residents. The records lack broaddescriptions Ofa resident'sclinicalstatus. Instead, the recordscontain repetitive listings which reflecta lack Ofindividualizedanalysis. These matters mayaffecta resident's health and long-range outlook. They maylead to the loss ofnecessaryinterventions. The institutions also fail to provide reasonable safety from physical abuse and accidents. The court cites "unexplained" acts of violence and the failure to terminate a staff member who repeatedly kicked a resident. With respect to accidents, "the evidence showed that there are a number of injuries occurring repeatedly with no attempted pattern analysis and no intervention...to make changes...to prevent further accidents or injuries." At two of the institutions, physical restraints are used to constitutional excess because of insufficient staffing. FALL 1991 9 Medical Care/Pendent Claims; State Law in Federal Courts Rosen v. Chang, 758 F.Supp. 799 (D.R.I.1991)' Rights of Staff/Color of Law Corrente v. State ofRhode/sland, Dept. of Corrections, 759 F.Supp. 73 (D.R.I.1990. Several The prisoner's estate alleged that his repeated complaints of abdominal pain were treated with Metamucil while in reality he was dying of acute appendicitis. Those allegations, combined with the phrases "deliberate indifference" and "so outrageously indifferent as to amount to wanton recklessness," stated a constitutional claim. The court entertains supplemental (formerly pendent) jurisdiction over a negligence claim under the state wrongful death statute. Any possibility of jury confusion based on different legal standards is outweighed by the economies of trying both claims in one suit. officers alleged that they reported other officers' misuse of force and were subjected to harassment and threats. Allegations that these threats were "reported" to the Governor were insufficient to show that he actually "knew" of the harassment. More specific allegations that the Director of Corrections knew of the harassment but failed to investigate or take ... disciplinary action stated a claim under §1983: The Federal Rules of Civil Procedure authorize suit against the unincorporated officers' association for violation of federal rights despite state law that did not permit such suit. Allegations that the association defendants "acted together with or obtained significant aid from state officials," e.g., by the latter's tolerating the association defendants' conduct, sufficiently alleged action under color of state law. Medical Care-Standards of LiabilityDeliberate Indifference Brown v. Coughlin, 758 F.Supp. 876 (S.D.N.Y. 1991). The plaintiff came to the city jail system with a broken leg, was eventually transferred to state prison, and had his leg amputated as a result of an infection that was allegedly not properly treated. The municipal defendants, including the City, were not entitled to summary judgment on the merits, given evidence of repeatedinstancesofdenied treatmen~ excessivelydelayed care, substantialdelays infollow-up appointmentsanddiagnostic testing, incorrectmedications, improperor inadequate treatmen~failure to transfer necessary medical records in a timely fashion, noncompliance with medical orders, andfailure toprioritize[the plaintiff's}statusforplacementin a larger tertiarycarefacility upon learningofthe festering infection. This adequately indicatesorconstitutesa systemicfailure to follow minimumprofessionalstandards in the delivery ofcare .(882) The pendent malpractice claim against the state defendants individually is barred by Correction Law §24, which prohibits personal suits against correctional employees. However, the claim can be pursued against .the defendants in their official capacities. Evidence of "elemental and systemic" deficiencies in delivery "or lack thereof" of medical care support the inference that the Commissioner and the Superintendent of Downstate "could be charged with knowledge of the unconstitutional conditions." (889) Their claim that they relied on medical personnel's judgment is unavailing. "Each defendant must be held to a standard of reasonable judgment for someone within the range of professional competence in his or her particular official position." (889) Th e Commissioner and Superintendent had personal duties to ensure adequate delivery of medical services. 10 FALL 1991 Damages/Pendent Claims/Indemnification Hankins v. Finnel, 759 F.Supp. 569 (W.D.Mo. 1991). The plaintiff won a judgment of $3,000 in punitive damages in a §1983 case alleging sexual harassment by a prison employee. The State moved in state court to enforce th e Missouri Incarceration Reimbursement Act, which authorizes forfeiture of 90% of a prisoner's assets. The prisoner moved i n federal court to stay the state proceedings and enforce the judgment. The federal court has authority to enforce its judgment through the mechanisms of state law and has jurisdiction over the State of Missouri because the State agreed to pay the judgment that it is now trying to have forfeited. The State also waived its Eleventh Amendment immunity by agreeing to indemnify the individual defendants. The Missouri statute is pre-empted under the Supremacy Clause insofar as it applies to a damage award under §1983 because it conflicts with the deterrent purpose of such damages. Personal Involvement and Supervisory Liability/Use of Force Martinez Correa v. LopezFeliciano, 759 F.Supp. 947 (D.P.R.1991). The court grants summary judgment as to some supervisors but not others in a police shooting case. At 954: Failure ofthe supervisor to take remedial action againstan individualofficerafter numerous complaints;employmentbythe supervisorofa wholly inadequateand impotentdisciplinarysystem thatpermitted officers to continue to violate citizens'rights; ...anddemonstration ofapattern of violations "so strikingas to allowan inference ofsupervisoryencouragemen~ condonation, oreven acquiescence, ~ .. all have been basesforfinding supervisors liable undersection 1983. Personal Property Muhammad v. Moore, 760 F.Supp. 86 9 (D. Kan.1991). The plaintiff, a federal prisoner, refused to cooperate with the Inmate Financial Responsibility Program and was consequently limited to maintenance pay of $5 a month. "The IFRP clearly serves valid penologica I interests of rehabilitation, and the requirement that an inmate cho"e between participation in the program or ~isk significant reduction in his employment oilncome potential does not violate constitutional rights." (871) The statute that permits discharge of court-ordered obligations where a prisoner is incarcerated solely because of inability to pay had no application. The fact that the plaintiff' s family had had to provide funds for his personal use did not state a constitutional claim. Publications Beckford-El v. Toombs, 760 F.Supp.1267 (W.D.Mich.1991)' Another inmate sent the plaintiff a brochure from a correspondence school; prison officials refused to deliver it, citing a rule prohibiting inmates from entering into certain contractual arrangements. The brochure "is presumptively within the First Amendment's protection" since it is "not pornographic or obscene, does not contain escape plans, incitement to violence, or any other matter obviously inimical to prison order or safety." Since the sender did not solicit the plaintiff's enrollment and there was no application form in the brochure, the use of the contract rule "is a farfetched interpretation of the rule and is wholly arbitrary." (1271) "No possible penological justification exists for confiscating an educational brochure under the pretext that its mere receipt constitutes a forbidden contractual relationship." (1272) Protection from Inmate Assault/Use of Force Williams v. Blackburn, 761 F.Supp. 24 (M.D.La.1991)' The plaintiff alleged that he was twice attacked with scalding water by another inmate and later beaten by an officer, resulting in blisters and bruises, respectively. The Eighth Amendment was not violated because there was no "significant injury" in either case. At 26: The courtfeels compelled to note, however, thatthe "significantinjury"standard...seems destined to encourage venalprisonguards in theirdeliberate use offorce upon inmates. [By thisstandard}the courts in effectpronouncean "open season"upon inmates which is likely to encourage unrestrainedcorrectionalofficeruseOf force and violence inpenal institutions . THE NATIONAL PRISON PROJECT JOURNAL Pre-Trial Detainees/Crowding/Class Actions-Settlement/Remedies/ Release of Inmates Harris v. Reeves, 761 F.Supp. 382 (E.D.Pa.1991)' Anew consent judgment in the Philadelphia jail conditions case obligates the city to develop ten-year population projections; develop a"population management plan" consistent with the projections; promulgate "Physical and Operational Standards for existing and any new prison facility that comply with constitutional and correctional industry standards," and comply with them; and implement a Capital Projects Management Plan, an Operational Management Plan, and a Management Information Service Plan. A Criminal]ustice Project Coordinator is to be appointed to supervise this process. The plan also provides short-term relief, requiring the City to provide at least 250 alcohol and substance abuse beds and to submit to the Special Master the names of 35 pre-trial detainees for early release per day, five days per week, whenever the overall population cap is exceeded. The District Attorney will get notice and have 72 hours to object in writing and to propose someone else to be released. ASpecial Master is to be appointed to monitor compliance with these provisions and provide quarterly plan compliance reports. Afine of $100 a day is imposed for each inmate admitted in violation of the population limits or not released pursuant to the early release provisions Medical Care-Standards of LiabilityDeliberate Indifference Lynsky v. City ofBoston, 761 F.Supp. 858 (D.Mass.1990). Ajail doctor who failed to order additional diagnostic tests for heart disease based on EKG abnormalities, but who treated the patient continuously for his other complaints, was not deliberately indifferent. "Where a prisoner has received some medical attention and the dispute is over the adequacy of the treatment, federal courts are generally reluctant to secon<l' guess medical judgment and to constitutionalize claims which sound in state law." (864, quoting Westlake v. Lucas, 537 F2d 857, 860 n. 5[6th Cir.1976D However, the doctor was not entitled to summary judgment on the state law gross negligence claim. with case reporters available through interlibrary loan. The court characterizes this as a "reasonable accommodation," with no reference to any evidentiary proceedings or further inquiry on the question, and declares the case moot, noting that the plaintiff is no longer incarcerated at the hospital. Pre-Trial Detainees/Injunctive ReliefPreliminary Youngv. Battis, 762 F.Supp. 823 (S.D.Ind. 1990). At 827: "In cases such as this, claims that jail conditions are so poor that they are constitutionally violative, money damages ate inadequate." However, the plaintiffs are denied a preliminary injunction on the merits. The court cautions that this ruling is not dispositive of the outcome of the trial on the merits. Medical Care (830-31): Medical care was not constitutionally inadequate. Aphysician was on call within walking distance, a nurse visited the jail three times a week, a county nurse located across the street was available during business hours, and emergency cases were transported to a local hospital. Asingle incident of apparent inadequate treatment did not establish a pattern supporting relief. Crowding, Classification, Financial Resources(831-32): The plaintiffs did not show irreparable harm even though there was evidence of prisoners sleeping on mattresses on the floor and failure to segregate local prisoners from state prisoners. "Further, the defendants would bear great expense and difficulty if required to change these conditions." Ventilation (832): The ventilation is poor and the plaintiffs likely to succeed at trial, but there is insufficient evidence of irreparable harm to support a preliminary injunction. ExerciseandRecreation (833): The prisoners get outdoor recreation four times a year because of lack of staff; there is no exercise equipment; exercise is limited to calisthenics in the day room. These facts did not establish irreparable harm. his preliminary injunction motion providing that he would be medically evaluated by outside physicians and that if they found he required hospitalization, they would hospitalize him and not remove him until he was discharged by the hospital staff or by .' court order. FEDERAL RULES Transfers/Discovery Green v. District0!f0lumbia ,134 F.R.D.1 (D.D.C.1991). The pl!lY1tiffs challenged conditions of confin'ement of District of Columbia prisoner~ transferred to institutions outside the District in which District prisoners are held by contract (e.g., the Zavala County, Texas Detention Center). After the defendants' blatant failure to comply with discovery requests over a period of months, the court imposes sanctions including ordering that the facts as asserted in plaintiffs' complaint be held as true. John Boston is the directorofthe Prisoners'RightsProject LegalAidSociety ofNew York. He regularly contributes this column to theNPPJOURNAL. Medical Care Rivera v. Dyett, 762 F.Supp.1l09 (S.D.N.Y. 1991). The plaintiff obtained a settlement of Law Libraries and Law Books/ Mootness/Mental Health Treatment Murray v. Didario, 762 F.Supp.109 (E.D.Pa. 1991). Prisoners held in mental hospitals have a right of access to courts as set out in Bounds v. Smith. When the court threatened to appoint counsel for the pro se plaintiff, the defendants agreed voluntarily to establish a law library consisting of constitutions, statutes, and evidence and criminal treatises, THE NATIONAL PRISON PROJECT JOURNAL FALL 1991 11 j (cont'djrompage5) including further increases in population and the installation of cubicle divisions in the dormitory. These changes, if they occurred, would also be relevant in judging the constitutionality of the resulting conditions. Similarly, the claims of excessive heat cannot be viewed in isolation from the other claims raised by plaintiff. The degree of potential harm from air that is 95' Fahrenheit depends on the relative humidity of the air, the presence or absence of ventilation, the general health of the persons exposed to this condition, and the duration of exposure. In this case, the plaintiff alleged that the air was damp because of nonfunctioning windows. This Court should also deny summary judgment on the claim of mixing psychotic and general population prisoners in the dormitory. Plaintiff alleged that this lack of classification caused stress because other prisoners could not predict the behavior of the mentally ill prisoners. Afear of psychotic prisoners is not an unreasonable fear, and this Court should allow an evidentiary inquiry into whether psychotic, dangerous prisoners are actually mixed into the general population as a result of overcrowding, creating an unreasonably dangerous situation. For the above stated reasons, the Court should deny summary judgment on all issues and reopen discovery so that the parties can present evidence as to current conditions of confinement at the BCF. • \~,,: Prisoners Need Protection From Environmental Hazards • Prisoners andstaffat theStatePrison inJackson, Michigan have been exposed to AgentOrangeandDDT, stored illegally by prison officials. • In an Arizonaprison, a sign in the visitingroom warnsfriendsandfamilies ofprisoners, '1jyou arepregnantorof childbearingage, do notdrink the water." • OccupationalSafetyandHealth standards, which existto ensure thesafety ofall workers in the u.s., exemptstateand federalprisons. In addition, manystate prisonsare exemptfrom state employee right-to-knowlaws, soprisonersare unable even to determine whathazards theymaYface. ll of us, including prisoners, face the environmental consequencesofour culture's predominantindustrialage . values-cultural values that pnzeconsumption, competitionand conquest. In the race toward acquisition,our materialismandgreed have nearly ruined theearth and have brought about agross disparity ofwealth,opportunityand basic human rights. The losersin the race are rounded up and herded into overcrowded prisons. Our national criminal justicepolicies are too bankrupt to address the real issues of poverty and racism. A .. Making the Connection: Prisons and the Environment Research has shownthat communitiesof color are mostoftentargetsfor toxic dumping and for placementof many 12 FAll 1991 hazardous industries. It is only ashort jump, then, to make the connectionbetween prisons and environmental hazards. Most of society thinks of prisoners asgarbage,so why should they not go hand in hand with other "hazardouswaste": the prisonand the toxic wastedump, the prisonand the landfill. It beginsto makesense. Whatelsedo we want to ignore, putout ofsight and outof mind, as muchas these two? Asstateand localgovernmentssearch outsites for new prisons,their profit-seeking counterpartsin the toxic wasteindustryare doing exactly thesame thing: Where do wedump it?, they both ask. All this wreckage, both environmentaland human, must, ofcourse,eventuallyreturn to us. Do we treat it responsibly, or do we ignoreit, poisonit, and leave it to rot? If wedon't"recycle"responsibly,it may come backto us even more toxic than it was before. 1 John Boston, "Highlights of Most Important Cases," NPPJOURNAL, pp. 6-8 (Summer 1991). 2 The Supreme Court remanded the case to the Sixth Circuit. That court, in turn, remanded the case to the federal district court onJuly 29, 1991. 3 Because plaintiffs affidavits specifically aver that defendants had actual notice of the conditions, there is no need to infer notice on the part of the defendants. 4 As the Supreme Court noted, the defendants never attempted to raise a funding defense in this case. Wilson at 2326. Nor would a funding defense make any sense in a case in which the allegations included a failure to attend to basic sanitation and safety. 5 Wilson v. Seiter, 893 F.ld 861, 865 (6th Cir.1990), vac. and remanded,111~'Ct. 2321 (1991). ,;.' Elizabeth Alexander is the NPP's associate directorfor litigation. Potential Environmental Problems in Prisons .Indoor pollution; ,Groundwatercontamination; ,Pesticideuse on prisonfarms; ,Exposure to and removal ofasbestos; ,Faulty or non-existent evacuation plans in case of an accidentduring transportation of hazardous wastes,atoxicspill, orafire; ,Lack of protection of workers in prison industries. Hereisa"snapshot" look at someofthe problems uncovered in researching this issue: 1) Adamage case, brought by prisoners at the Marion Federal Penitentiary inIllinois, is pendingagainst the Environmental ProtectionAgency, officialsof the Bureau of Prisons and the Marion Penitentiary. Thewater suppliedto the l staff and prisoners at Marion comes from Crab Orchard Lake. The lake lies next to a chemical waste dump and was designated a Superfund site in 1984 by the EPA as one of the nation's worst toxic hot spots. There is currently a stay of discovery in the case, pending a judge's ruling. 1 2) The Georgia Department of Corrections succeeded in obtaining an exemption from the state Employee Hazardous Chemical Right-to-Know Law of 1988. The law protects state employees by requiring that they be notified if they are working with hazardous chemicals. In addition, it requires that they receive proper training in the safe usage of such chemicals and that they be given proper equipment. Prisoners in Georgia manufacture all the solvents and cleaning products used by the state, many of which are considered highly toxic. 2 3) In Butner, North Carolina, a citizen's group succeeded this year in stopping construction of a hazardous waste treatment facility near its communities. Thermal-KEM, a for-profit company, wanted to build afive-state incinerator designed to burn 50,000 tons of hazardous chemical waste per year. The incinerator would have affected an additional 3,000 people, either housed in or employed by ten state institutions located within three to ten miles of the incinerator site. The facilities include homes for the retarded, juvenile institutions, minimum security prisons and others, plus the Federal Correctional Institution. Besides concern for the surrounding communities, local citizens were concerned about evacuation in case of an accident either at the incinerator itself or aspill during the transportation of hazardous waste to or from the incinerator.3 4) It was also discovered that Butnerthe town, not the prison-is the site of a "cancer cluster." The rate of non-;?· Hodgkin's lymphoma, a type of cancer, W.' the Butner area is 50% higher than in the rest of the state. Studies have linked ,1; herbicides such as Agent Orange to this' type of cancer. 4 The ground upon which the prison now sits was defoliated at one point, although reports differ over exactly when that occurred. Some say that Camp Butner was defoliated with herbicides for experimental purposes during WorId War II. Meanwhile, the editor of the local newspaper told the NPPJOURNAL that 400 acres were defoliated much more recently in order to build the prison. 5) In 1989 a fire broke out at the hazardous waste incinerator in Rock Hill, South Carolina. The incinerator was run by Thermal-KEM, the same company that tried to open the five-state incinerator in Butner. Rock Hill is also the site of a prison. In addition to the fire, state and federal officials cited numerous explosions and excessive arsenic emission levels among the violations. The company had long ignored warnings about these problems.5 6) The EPA recently fined the State of Florida $100,000 for pollution violations at the Florida State Prison near Starke. Violations involved operation of the prison sewage plant. 6 7) The Michigan State Prison in]ackson houses the state's largest assortment of toxic messes. Alocal newspaper's investigative report uncovered violations which included illegal storage of DDT and Agent Orange. The prison was fined $160,000 by federal officials. The State Attorney General's office, > however, persuaded the federal officials to drop $33,000 of the fines. 7 8) In 1985, Buckingham Security Ltd., a private corrections firm, tried to build a private prison on a toxic waste site in Pennsylvania which they had purchased for one dollar. They later tried to sell the property for $790,000, without cleaning it up.s 9) At the Arizona State Prison in Florence, asign in the visiting room warns visitors, "If you are pregnant or of childbearing age, do I\ot drink the water." Staff bring bottled ;w,.~ter to drink. 9 10) The Florlqa Environmental Regulation Commission has approved a200-acre site for a hazardous waste facility in Raiford, near the Florida State Prison and two other prisons. Any accident either at or en route to the facility would require the evacuation of thousands of prisoners. When prison officials expressed concern over lack of evacuation procedures, they were told by state officials that no plan would be needed. 10 More general areas of interest to environmental justice advocates are: 1) Former military basesset to be used forprisons. President Bush has signed legislation authorizing the turnover of some former military bases and buildings for use as minimum security correctional facilities. Ships, airplanes, tanks and maintenance yards generate a variety of solid and liquid paints, solvents, petroleum products, propellants, explosives, obsolete chemical weapons, and radioactive wastes. 2) Prisonfarms and the use ofpesticides. Pesticides are commonly used by prison farms which grow their own food and raise livestock for prison consumption. Some prison farms, such as Angola, Louisiana, and Parchman, Mississippi imprison many long-termers whose exposure over the years to these chemicals in their air, water and food is great. In addition to the risk from breathing pesticides, prisoners may risk health hazards from eating the fish, livestock and produce which have been subjected to herbicides. Overexposure to pesticides has been linked to various forms of cancer. 11 3) Exposure to asbestos. Notonlyare prisoners put in proximity to asbestos in antiquated buildings, they are sometimes required to clean up the asbestos without proper protective gear. Lead poisoning from paint and old pipes and fixtures presents another danger in outdated prisons. What Can be Done? We know that prisoners are subject to higher incidences of exposure to toxic FALL 1991 13 NPPLawyer Discusses Wilson, Legal Trends substances, yet their legal and political remedies are more restricted than other citizens'. What can be done to ensure that the rights of prisonersto clean air and water and to be free from toxics are upheld? In the coming years, prisoners' rights lawyers, jailhouse lawyers, and other advocates should develop some expertise in environmental issues. Interdisciplinary study will be needed to meet these challenges. Action Advocates Can Take Here are a few things to do if you become aware of a serious environmental problem in prison: 1) Contact alocal newspaper editor or reporter. They can be good sources of information and, of course, you may want to interest them in writing astory. Any information on the manufacturer of the toxic substance in question, or the chemical waste company, that you can offer the reporter will be helpful. Make sure your sources are reliable and accurate. 2) Contact a lawyer. Attorneys may see the advantage in linking prison litigation to violations of state or federal environmental laws. Contact one of the growing number of environmental law groups. 3) Connect with the local community, especially in the case of a landfill or hazardous waste incinerator. Air and water are not static. They move. If the problem affects the air and the water in the prison, chances are it affects the greater community. Certainly it will affect the prison staff and 14 FAll 1991 probably the nearby townspeople. We have seen some of the interconnections between race and environment, and prisons and the environment. Now it is time to form new partnerships to accommodate a broader agenda. The new agenda already has a name, "environmental justice." We know how "criminal justice" is dispensed among racial minorities and the poor in the United States. We are now beginning to see how "environmental justice" is allocated. Like toxic waste, it's not a pretty sight. • jan Elvin is editor of the NPPJOURNAL. I Linda Rocawich, "Toxins on Tap?" The Progressive, pp.24-27, (May, 1989). Georgia Environmental Project, Atlanta, Georgia. Numerous newspaper articles from the Butner Creedmore News and the Oxford Ledger, (May, June, and July, 1990). 4 "Reversing Twelve-Year Old Policy, VA Agrees Agent Orange Linked to Cancer," The Veteran's Advocate, VoU, No.1, Oune, 1990). 5 "S.C., Federal Officials Discuss Action Against Waste Company," Durham MorningHerald, (May 10,1990). 6 "EPA Fining Florida Prison," Corrections Digest, (May 2, 1990). 7 Jeff Alexander, "Officials Shrugged as Prison Became a Pollution Hot Spot," The Grand Rapids Press, (Sept. 3, 1989). 8 Jody Levine, "Private Prison Planned on Toxic Waste Site," NPPJOURNAL, No.5, pp.10-11, (Fall 1985). 9 Observations by NPP staff. 10 "Waste Site Poses Penal Evacuation Controversy," Florida Times Union, (October 3, 1988). II "Cancer in Humans and Potential Occupational and Environmental Exposure to Pesticides: Selected Abstracts," Prepared by Marion Moses, M.D., San Francisco, CA, (May 31, 1988). 2 3 Elizabeth AleXfI. nder, associate director for litigation attlJeNationalPrison Project has bee~practicingprisoners' rights lawsince the early1970s when, as an attorney in Madison, Wisconsin, sheserved as chiefstaffcounselatCorrectionsLegal ServicesProgram, and then asassistant statepublicdefender responsiblefor conditionsofconfinementlitigation. AlexanderjoinedtheNationalPrison Projectin 1981 as a staffattorneyand has since been responsiblefOr, or been involved in, some oftheProject's mostimportant cases. Injanuary 1991, sheargued Wilson v. Seiter before the United StatesSupreme Court. She discussed the Court's decision and othercorrections issues in anAugust interview with BetsyBernat editorial assistantoftheNPPJOURNAL. NPPJ: You began practicing prisoners' rights law in the '70s in Wisconsin. What kinds of cases did you handle, what was the legal climate then, and how does it compare with the work you're doing now? Alexander: Iwas extraordinarily fortunate because at the time, the federal district judge who sat in Madison was James E. Doyle, who was really asaint of a person, ascholar, and someone extraordinarily sensitive to the issues that prison law raised. In one of his well-known opinions, he said he was convinced that someday the institution of prison would end. He had a real vision of what prison law ought to look like. So, it was an era in which we entertained hopes that we could move forward to asociety that had a more rational idea about the criminal justice system. That vision of the future is hard to maintain these days when Willie Hortonism dominates the public dialogue on corrections issues. Even people on our side who are working for prison reform have far more modest hopes about what we can accomplish. Ultimately, our goal ought to be not just barely constitutional prisons but a re-examination of the basics of criminal justice policy. NPPJ: Which of the cases that you've worked on do you feel have been THE NATIONAL PRISON PROJECT JOURNAL most important? Alexander: In importance to the future of prisoners' rights, the Wilson v. Seiter case is the most critical. Wilson extended the "deliberate indifference" standard to all conditions of confinement cases. It was, in formal terms, a victory for prisoners' rights because it rejected the even heavier burden on prisonerplaintiffs that had been imposed by the Sixth Circuit. We had no choice but to seek certiorari in Wilson. We have other very important litigation from Michigan pending in the Sixth Circuit and those cases would have been seriously affected if the Sixth Circuit's decision in Wilson had been allowed to stand. Even so, we did consider withdrawing the petition for writ of certiorari afterJustice Brennan resigned. If Justice Brennan had remained on the Supreme Court when Wilson was decided, Wilson would have held by afive to four majority that there is no state of mind requirement under the Eighth Amendment. That would have been a tremendous victory. Even so, Wilson is a decision that prison litigators can live with. The "deliberate indifference" standard is the standard that federal courts have been applying to medical care claims since 1976. The standard hasn't had any negative impact on plaintiffs pursuing injunctive medical care claims. The concerns that prison litigators have about Wilson stem from the nasty language thatJustice Scalia inserted in the decision. I wish thatJustice Scalia and ChiefJustice Rehnquist had dissented, and agreed with the defendants. In that case, if someone nearer the center of the Court such asJustice O'Connor had written the decision, the decision would not have had any significant negative impact. NPPJ: What about some of the other cases? Alexander: An extraordinarily rewarding case was the Mecklenburg Correctional Center case. 2 It was a hard case, but overall the litigation was just about as successful as any in the Prison Project since I've been here. We turned Virginia's version of asupermax-Virginia's version of Marion Federal Penitentiary--into just an ordinary bad prison. That was a terrific accomplishment and I've always felt proud about that. Even though the appellate litigation was disappointing, the South Dakota case 3 was rewarding because we had an THE NATIONAL PRISON PROJECT JOURNAL excellent judge and we made a lot of difference in the South Dakota system. NPPJ: There were some strange practices going on there, as I recall, before the litigation was filed. Alexander: Prisoners Elizabeth Alexander (center) conducts a recent NPP legal staff meeting attended by Adjoa Aiyetoro (left) and David Fathi. drilling other prisoners' teeth; inmates taking X-rays of other question. As you know, coming up in the prisoners. There were areas in which, United States Supreme Court this term is a because South Dakota had not been the case called Rufo v. Inmates oftheSuffolk subject of major prison litigation before, CountyJail,5 out of the First Circuit. In that case, the district court refused to they had some practices that were inconsistent with contemporary correcmodify an old consent decree requiring tional practices. On the other hand, as Boston to keep its new jail single-celled. defendants go, after they lost the case they The new jail was built as a result of a were not particularly recalcitrant. In consent decree that was entered after the. many ways, I've had a good relationship old jail was found to be unconstitutional. The Supreme Court this year may overrule with the State of South Dakota. In contrast, some of the states with more the district judge and make it much easier progressive reputations, such as Michigan, for states to get out of consent decrees have made a decision to fight everything that they have freely negotiated, and in particular, consent decrees that involve tooth and nail. NPPJ: Why do you think that is? restrictions on overcrowding. One of the Alexander: It's not clear. How states things that we attempted to do in the react to litigation seems to reflect local newest rounds of negotiations in Duran, politics. There are not many generalizaand Al Bronstein is primarily responsible tions that can be made about it. for this, was to write provisions that Another satisfying case to litigate is would make the overcrowding limitations Duran v. Carrutheri' from New Mexico. As written in stone. For example, in the new Duran modified settlement agreement, a result of the riot, in which a large the ban on double-ceIling is made number of people were killed, the state signed a comprehensive consent decree enforceable in state court. This means which was excellent. I became involved in that even if the Supreme Court, in Rufo, the litigation at a much later stage. Avery makes the consent decree non-enforceable in federal court, we'll still be able to prestigious Washington, D.C. law firm had enforce that ban on double-ceIling. We been hired by the State of New Mexico to break the consent decree. It was a think we have developed a model to professionally rewarding experience to do protect the provisions we previously battle with a top D.C. firm and beat them negotiated. Whatever happens in Rufo, in the district court and the court of these provisions will still be enforceable. appeals and to have certiorari denied by NPPJ: If the Supreme Court does decide in favor of the defendants in RUfo, do you the Supreme Court. think states will be more reluctant to NPPJ: I wanted to talk about Duran enter into that sort of settlement model? because of the renegotiated settlement in that case. How do you tie up these cases Alexander: It's certainly going to make that have been going on for so long in a it harder for consent decrees to be negotiated because plaintiffs are going to way that will guarantee the prisoners be more reluctant to enter into consent continued reforms? Did we establish a model in Duran that can be used in other decrees when they know that, as soon as the pressure's on, defendants are likely to cases? Alexander: That's a very interesting be able to get out of them. Therefore, FALL 1991 15 there will be fewer consent decrees and more things will be litigated in federal court. That concern, however, isn't nearly as great as my concern about the fate of existing consent decrees. Rufocould cause severe disruption in the great majority of jurisdictions in which one or more prisons or the entire system is now under court order. What will happen to prison conditions when the great bulk of those orders may possibly be opened to major modifications? I hope that many of the states will realize that it's in their own interests to keep restrictions on their prison systems to avoid even worse problems. NPPJ: The Standards Committee of the American Correctional Association just voted to allow double-ceIling and other forms of multiple-occupancy housing in medium security facilities. 6 How do you see that decision playing itself out? Alexander: Ifind it really depressing that the ACA did that, and I think it undermines their credibility. The Supreme Court in Rhodes v. Chapman 7 had indicated that professional standards are different from constitutional standards in that professional standards were expected to be significantly higher than constitutional standards. What's happened with the ACA is that they've bent to political pressure and have decided that if constitutional standards are decreasing, then professional standards also have to decrease. The political backbone of 16 FALL 1991 corrections officials has weakened. Certainly nothing good will come of this. The standards will have very little credibility. NPPJ: What do groups like ours do now that this decision has been made? Alexander: We continue to work with progressive correctional officials to seek to overturn the changed standards because the changed standards are wron~.. We have to work state by state to l; persuade people in each correctional /~ system that they should not be misled by the new standards. Finally, in those systems in which overcrowding results in unconstitutional conditions, we're simply going to have to litigate. The standards weren't standards of constitutionality in any event, and their change doesn't make those conditions any more constitutional. NPPJ: You and [NPP attorney] David Fathi have been investigating allegations of inadequate medical care at the Federal Bureau of Prison's medical facility in Springfield, Missouri. What have you found? Alexander: We're very concerned about Springfield. There's astrong tradition, particularly among many federal judges, that the Bureau of Prisons is a progressive organization and not prone to the sorts of ills that are common to state systems. It has been, in many areas, a professional organization, but in part because of the tremendous impact of overcrowding in the system and, in part, because they have some long-standing problems, medical care is an area in which the Bureau does not appear to deserve its reputation. We were struck with the numerous problems we encountered when we investigated the Springfield facility, ranging from the use of mentally ill prisoners as nursing attendants for other prisoners, a use that's been routinely condemned by everybody that's looked at medical standards in prisons, to the lack of appropriate numbers of staff. Virtually none of the psyctyatric positions were filled. There wa~o 24-hour physician coverage. It's d;rilgerous to get sick at Springfield unless you do it between 9 a.m. and 5p.m., Monday through Friday. Otherwise there's no on-site physician coverage. We observed an apparent lack of concern and lack of treatment by many members of the staff who were there. I was immediately concerned about an apparent lack of diagnosis and treatment for specific prisoners--medical problems that needed urgent treatment. OnJuly 17 I testified before asubcommittee of Congress about the medical problems we found. I retain some hope that either through legislation or through discussions with the Bureau of Prisons we can make some progress, but the problems are very serious. NPPJ: Back in the 70s when you started practicing prisoners' rights law, the entire field was a virtual frontier. What frontiers remain? Alexander: We're desperately trying to hold on to what's left of decent constitutionallaw. Isee us as under attack all the way across the face of the law. If there are areas of expansion, they are in areas such as statutory rights. We've got to explore federal statutory rights such as Section 504, the Rehabilitation Act that prohibits discrimination against persons who have a handicap. We have to exploit federal statutory rights in a much more systematic way than we've done in the past. In those states with decent state court systems, we have to go into state court. One of the things that sustains me is the idea that there are cycles in legal theories, and that the Willie Horton era in American politics and theJustice Scalia, ChiefJustice Rehnquist era in constitutionallaw will not last forever. At some point, just asJudge FrankJohnson in Alabama developed the area of prison law, there will be a new chance to come up with a humane framework for law in the area of corrections. My hope is that when that day comes about, it won't be limited to looking at conditions of confinement litigation in isolation. Conditions of THE NATIONAL PRISON PROJEG JOURNAL confinement law has only limited impact on corrections systems because we've never had a developed body of law that looked at the whole range of criminal justice policy. We can't really solve the problems of prisons out of the context of the whole criminal justice system. NPPJ: When you go home to Iowa, and people ask, "Why in the world do you do work for prisoners?," how do you respond? Alexander: The answer Iuse is that over 90% of the people who are now in prison will eventually be back on the streets. Whether or not the experiences people have in prison lead them to be productive members of society or to be more inclined to break the law is significantly affected by what happens to them in prison. In particular, the two factors that are most strongly correlated with whether or not prisoners avoid returning to prison are the maintenance of family ties and the development of vocational skills. For that reason, everybody ought to be concerned about what happens to people in prison, out of self-interest. NPPJ: What keeps you going practicing this kind of law? Alexander: There are several levels of answers to that question. Ireally like the people in the office. I find doing prison law intellectually exciting. I've had wonderful opportunities here. I've worked on numerous Supreme Court briefs and worked with other lawyers who are just extraordinarily good at <1 trying to preserve the rights of prison~!s: ' Whenever I actually go to prisons suchjls Springfield or the New Orleans jail ari~J talk with individual prisoners, Irealize how terrible their lives are for reasons that could be corrected, Iknow why I'm doing this. In a country that has this enormous wealth, it's just unconscionable that we allow people in our system to be denied the basic necessities of life. NPPJ: What glimmers of hope do you see? Alexander: One way of looking at it is that the trends we have now cannot continue because, if they continue, by the year 2050, half the population will be in prison and the other half will be guarding them. Therefore, by definition, things have to get better. We just Attica Anniversary [Attica] broughthome to the Americanpublic, at leastfor a while, as nothing else had, the horror ofprison life and the desperation ofthe prisoners. For a while we thought that that dreadful tragedy... mightdo some realgood. We were wrong. eptember 9, 1991 marked the 20th anniversary of the Attica rebellion when prisoners seized control of Attica Correctional Facility in upstate New York and demanded reforms. The disastrous end to that uprising came on September 13 when the National Guard, state police and corrections officers stormed the facility, and, in a 15-minute flood of gunfire, killed 43 prisoners and hostages, wounding 80 others. The roots of the National Prison Project are closely woven with those events. When the world glimpsed firsthand the atrocities of prison, a movement for reform rose from the cries of outrage. Now, 20 years later, reforms gained are quietly being squeezed out by the demands of overcrowding and a public infuriated by crime and spurred on by the careless, inflammatory crime-speak of politicians--a public which cannot understand why it should care about prisoners. Still, for many, the voices of Attica echo on. We remember Attica here. S THE NATIONAL PRISON PROJEG JOURNAL -Herman Schwartz, Professor of Law, American University College of Law. The horror of the re-taking was compounded by the brutality ofthe aftermath. By the hundreds,prisoners have to stick it out. Second, I've got two wonderful daughters, and I expect them to be fighting for justice in the 21st century.• I 111 s. Ct. 2321 (1991). See also, in this issue, "Proving Deliberate Indifference in the Wake of Wilson v. Seiter," p. 3. 2 Brown v. Murray, C.N. 81-0853-R (B.D. Va.). 3 Cody v. Hillard, 599 F.Supp.l025 (D.S.D.1984), rev'{/, in par~ 830 F.2d 912 (8th Cir.1987) (en bane). 4687 F.Supp. 839 (D.N.M.1988); 885 F.2d 1485 and 885 F.2d 1492 (10tl;l Cir.1989). For more information, see "Iilew Mexico Seeks to Elude Obligations of C<w'sent Decree," by Mark Lopez, NPPJOURNAL, l'lo.16, Summer 1988. 5 Nos. 90-954, 90-1004; 915 F.2d 1557 (1st Cir.1990) (unpublished opinion). For more information, see "Modification of Consent Decrees Goes to High Court," by David Fathi, NPPJOURNAL, Vol. 6, No.3, Summer 1991. 6 For background, see "ASCA Proposes Watering Down of Single-Ceiling Standards," by William C. Harrell, NPPJOURNAL, Vol. 6, No.3, Summer 1991. 7101 S.Ct. 2391 (1981). Betsy Bernat is the editorial assistant of the NPPJOURNAL. were stripped naked and made to crawl through afield of mud and broken glass, and then forced to run through a gauntlet ofcorrections officersas they were beaten viciouslyand showered with the most vile of racial epithets... It is only at ourgreatperil that we allow ourselves toforgetwhatAttica means. - Haywood Burns, Dean, CUNY Law School at Queens, was the coordinator of the Attica Brothers Defense Committee. a.. « Authorities stormed and recaptured Attica on September 13, 1971. Here, inmates herded into A Yard lie on the ground as they are stripped and searched. FAll 1991 17 te Women Develop Effective AIDS Education Programs ince the publicationof the report by the National Commission on AIDS in March 199~ interest in andsupport for peer AIDS education programs in prisonsand jails has increaseddramatically. Corrections administratorsand prisoners alikeare recognizing that prisoners can bestcommunicateand educateother prisonersabout AIDS, substanceabuse and other problems people face behind the walls. Someof the mosteffectiveeducation programs have beendeveloped in women's prisons. S Peer Programs in Women's Prisons • ACE (AIDS Counseling and Education) at the women's prisonat Bedford Hills in New YorkState,is the best-known peer education and counseling project. This summer,the womenof ACEorganizedtheirfirst annual AIDS conference,"Sisters Helping Sisters; Experiences ofSolidarity in Prison" Over100 AIDS educatorsand outsidefriends of the ACE program attendedaday of workshops, panel discussions and performancesabout AIDS education. • In thesummer of1990, Ivisited an mv/ AIDS education program for womenat Rikers Island, pmof the New YorkCity jail system, startedby the Center for Community Action to Prevent AIDS at HunterCollege. This program, builton the"empowerment modeL" promotesdiscussion ofpregnancy, birthcontroL prenatalcare,sexually transmitteddiseases and AIDS. • In 1988,Socia1}ustice for Women initiatedthe Women and AIDS Projectat the women's prison in Framingham, Massachusetts. This program provides education, counseling and workshops for all interested women. As the NPP AIDS Information Coordinator, I had the opportunity to visit with and meet some of the women involved in the Project. Many of the women prisoners are playing an informal 18 FALL 1991 Women's AIDS Project, is an excellent but leading role in educational sessions. manual for educators in women's prisons. The project holds bi-annual "AIDS Speak:;- While developed for small group discusOuts" for prisoners and staff. sions in women's homes and on the street, • The Delaware Council on Crime and the workshops can very easily be adapted Justice, which runs peer education for sessions behind the walls. The programs in the men's prisons, has curriculum includes recently initiated a similar program for ., "safe sex" quizzes, helpful handout~;a risk assessment women prisoners in that state. The summary and creative role-plays. This Council trained several women prisoners manual is available by writing to the as peer educators. These women are now Chicago Women's AIDS Project, 5249 N. conducting weekly and monthly AIDS Kenmore, Chicago, Illinois 60640. education sessions at the Women's • TheEmpowermentProgram-A Correctional Institution. One woman has CurriculumforHealth Education Groups written a comic-style coloring book about for Women AtRikersIslandwas prepared AIDS that will soon be distributed by Beth E. RicWe of the Hunter College throughout the prison. Center for Community Action to Prevent • Over the past year, two programs AIDS. The goal of the program is to have been started by prisoners at two empower women prisoners to "playa federal women'sprisons. The"AIDS more active role in reducing their risk of Educationand InformationGroup" has HIV infection." The sessions revolve alreadycompleteda12-weeksessionat the around the many issues that incarcerated ShawneeUnit of the FederalCorrectional women face-sexuality, relationships, Institutionin Marianna, Florida. Designed by drug use and economic situation. This the women prisonersthemselves, the curriculum with hand-outs is available educational sessionsfocus on suchtopics as from the Center for Community Action to "mv transmission,""Mythsand Fears about Prevent AIDS, Hunter College, 425 E. 25th AIDS," and "Livingwith AIDS." TheAIDS Street, New York, NY 10010. educationcoursestarted up again in • AIDS,SubstanceAbuseandHealth, September. VolumesIandH is a comprehensive • Another Wghlysuccessful peer training manualand curriculum "to train education projectis underwayattheFederal peereducatorswithin the prisoncommuCorrectionalInstitutionat Pleasanton, nity." Written and compiled bySara DubikCalifornia. The project, wWch began as a Unruh, an outsideAIDS educator with the small studygroupon AIDS and health, has participationofstudentsat BillericaHouseof beengiven the green light to provide Corrections in Massachusetts, this manual is education sessions in the women's housing very thorough inits approach to AIDS units. The PleasantonAIDS Counselingand education workshops. Dubik-Unruh Education (PLACE) projecthas designed an provides comprehensivelesson plans with effective posterfor their AIDS education handouts and even clocksthe time itshould efforts. take to presenteachsubject. Her"Suggestions Videos,educationalmaterialsand for Working inCorrectional Facilities"is assistanceprovided by the National Prison must reading for outsidecommunity-based Project,Womenin the Director's Chair in organizations going into prisons and jails CWcago,and local AIDS serviceorganizations for the first time. Some of the prisoner and activists have helped make these two educators have prepared a course curricupeer education projectsareality. lum, translated into Spanish, which has been incorporated into the manual. This Materials Available two-volume AIDS educational tool is Outside organizations and innovative available to outside educators and AIDS educators have produced curricula community organizations for $20. It is and training manuals that can provide free to prisoner peer educators. Write to invaluable assistance to both prisoner peer Sara Dubik-Unruh, Lowell House, 555 educators and community-based organizaMerrimack Street, Lowell, MA 01852. • tions beginning projects in local jails and prisons. Judy Greenspan is theAIDSinformation • "GirlsNight Out"A SaferSex Workcoordinatorfor theNPP. shopfor Women, produced by the Chicago THE NATIONAL PRISON PROJEG JOURNAL bHcations 1990 AIDS in Prison The National Prison Project Status Report li${s by state those presently ugder court order, or those which have pending litigation f;4her involving the entire state prison system or major institutions within the state. Lists only cases which deal with overcrowding and/or the total conditions of confinement. (No jails except District of Columbia.) Periodically updated. $3 prepaid from NPP. Bibliography of Women in Prison Issues. Abibliography of all the information on this subject contained in our files. Includes information on abortion, behavior modification programs, lists of other bibliographies, Bureau of Prison policies affecting women in prison, juvenile girls, women in jail, the problem of incarcerated mothers, health care, and general articles and books. $5 prepaid from NPP. The National Prison Project JOURNAL, $25/yr. $2/yr. to prisoners. The Prisoners Assistance Directory, the result of a national survey, identifies and describes various organizations and agencies that provide assistance to prisoners. Lists national, state, and local organizations and sources of assistance including legal, library, AIDS, family support, and ex-offender aid. 9th Edition, published September 1990. Paperback, $30 prepaid from NPP. Offender Rights litigation: Historical and Future Developments. A book chapter by Alvin J. .l!ronstein published in the Prisoners' Rights Sourcebook (1980). Traces the history of the prisoners' rights movement and surveys the state of the law on various prison issues (many case citations). 24 pages, $3 prepaid QTY. COST from NPP. QTY. COST A Primer for Jail Litigators is a detailed manual with practical suggestions for jail litigation. It includes chapters on legal analysis, the use of expert witnesses, class actions, attorneys' fees, enforcement, discovery, defenses' proof, remedies, and many practical suggestions. Relevant case citations and correctional standards. 1st Edition, February 1984.180 pages, paperback. (Note: This is not a "jailhouse lawyers" manual.) $15 prepaid from NPP. Bibliography lists resources on AIDS in prison that are available from the National Prison Project and other soyrces, including corrections p~icies on AIDS, educational jrl'aterials, medical and legal articles, and recent AIDS studies. $5 prepaid from NPP. AIDS in Prisons: The Facts for Inmates and Officers is a simply written educational tool for prisoners, corrections staff, and AIDS service prOViders. The booklet answers in an easy-to-read format commonly asked questions concerning the meaning of AIDS, the medical treatment available, legal rights and responsibilities. Also available in ~pani$. Sample copies free. Bulk orders: 100 copies/$25. 500 copies/$100. 1,000 copies/$150 prepaid. ACLU Handbook, The Rights of Prisoners. Guide to the legal rights of prisoners, parolees, pre-trial detainees, etc., in question-and-answer form. Contains citations. $7.95 (free to prisoners) from ACLU, 132 West 43rd St., New York, NY QTY. COST 10036. (order from ACLU) Fill out and send with check payable to: Name The National Prison Project Address _ 1875 Connecticut Ave, NW, #410 Washington, D.C. 20009 City, State, Zip _ THE NATIONAL PRISON PROJEO JOURNAL _ FAll 1991 19 T he following are major developments in the Prison Project's litigation program sinceJuly 1, 1991. Further details of any of the listed cases may be obtained by writing the Project. Casey v. Lewis, filed on behalf of all Arizona state prisoners, challenges legal access, health care and practices relating to assignment to segregation. On August 30, 1991, the district judge enjoined defendants from continuing a blanket policy of prohibiting contact visits between prisoners and their attorneys. Defendants must now submit written reasons for denial and establish procedures for the prisoner or attorney to challenge the denial. The court also ruled that prison officials may not deny food service jobs to HIY-infected prisoners who would otherwise qualify for these positions. Duran v. King is a statewide New Mexico prison conditions case. After more than a year of intensive negotiations, the parties agreed in June to modify the 1980 consent decree. Because the state is near substantial compliance with the decree, it has been agreed that the decree will be vacated after a finding by the Special Master of substantiaLcompliance and a period of further reporting. In exchange, the state has agreed to a permanent, non- National Priso...n Project American Civil liberties Union Foundation 1875 Connecticut Ave., NW, #410 Washington, D.C. 20009 (202) 234-4830 20 FAll 1991 modifiable set of population controls including a prohibition against doubleceIling. The new agreement was approved by the court on August 30, 1991. ,:. Harris v. Thigpen challenges the AIDS testing and segregation policies of the Alabama Department of Corrections. On September 18, 1991, the Eleventh Circuit partly reversed a district court opinion which had rejected plaintiffs' claims and dismissed the case. The appeals court ruled that my-infected prisoners are considered handicapped under the federal Rehabilitation Act and therefore, under section 504 of the Act, cannot be excluded from programs and activities. The court also reversed and remanded the trial court's order dismissing plaintiffs' claims that they were denied access to the courts. The appeals court denied claims that medical care for HIYinfected prisoners was inadequate and that mandatory segregation violated their right to privacy. Hudson v. McMillian--On April 29, 1991, the United States Supreme Court appointed the National Prison Project to serve as counsel in this brutality case filed pro se by Louisiana prisoner Keith Hudson. The Fifth Circuit rejected petitioner Hudson's claim because he did not suffer significant injury. Petitioners argue that an Eighth Amendment violation should not require a shOWing of significant injury. Parties filed briefs over the summer, and argument is scheduled for November 13, 1991. A number of important organizations and the Solicitor General of the United States have filed amicus briefs in support of the petitioner. U.S. v. Michigan/Knop v.Johnson is a statewide Michigap prison conditions case. On July 2, the SiXJ!l Circuit Court of Appeals issued an order ),imiting the Prison Project's involvement as amicus in u.s. v. Michigan. The court also upheld one of two findings of contempt against defendants and upheld the requirement that defendants implement a classification plan and prepare population projections, while it reversed various other relatively minor orders. Wilson v. Seiter--InJune 1991, the Supreme Court overturned a Sixth Circuit decision requiring that a r,risoner show that officials acted with 'persistent malicious cruelty" in order to prove that conditions of confinement violate the Eighth Amendment. Rather, prisoners need r,rove only that prison officials were 'deliberately indifferent" in allOWing unconstitutional conditions to exist. The Supreme Court remanded the case to the Sixth Circuit which in turn remanded to the district court. We filed our brief with the district court in September. See p. 3for further details. Witke v. Vernon challenges conditions and inequitable programming in the Idaho women's prison. InJuly, the court approved a settlement which places a cap on the prison population, expands medical staffing and services, and provides for safety-related renovations. Nonprofit Org. U.S. Postage PAID Washington D.C. Permit No. 5248 THE NATIONAL PRISON PROJEG JOURNAL