Oig Deaths in Ice Custody Review 2008
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DEPARTMENT OF HOMELAND SECURITY Office of Inspector General ICE Policies Related to Detainee Deaths and the Oversight of Immigration Detention Facilities OIG-08-52 June 2008 Office of Inspector General U.S. Department of Homeland Security Washington, DC 20528 Home1and \~t Security <Ie"'" 1~)' June 11, 2008 Preface The Department of Homeland Security (DHS) Office of Inspector General (OIG) was established by the Homeland Security Act of 2002 (Public Law 107-296) by amendment to the Inspector General Act of 1978. This is one of a series of audit, inspection, and special reports prepared as part of our oversight responsibilities to promote economy, efficiency, and effectiveness within the department. This report addresses the strengths and weaknesses of U.S. Immigration and Customs Enforcement (ICE) operations related to detainees who died in custody. We also analyzed certain medical standards and ICE’s oversight of facilities that house immigration detainees. We based our report on interviews with relevant agencies, direct observations, and a review of applicable documents and data. The recommendations herein have been developed to the best knowledge available to our office, and have been discussed in draft with those responsible for implementation. It is our hope that this report will result in more effective, efficient, and economical operations. We express our appreciation to all of those who contributed to the preparation of this report. Richard L. Skinner Inspector General Table of Contents/Abbreviations Executive Summary .............................................................................................................................1 Background…………………………………………………………………………………………...2 Results of Review……………………………………………………………………………………..4 An Analysis of Two Immigration Detainee Deaths……………………………………………….4 Recommendations ………………………………………………………………………………..14 Management Comments and OIG Analysis……………………………………………………...14 Oversight Can Be Improved at ICE Detention Facilities………………………………………...19 Recommendations ………………………………………………………………………………..26 Management Comments and OIG Analysis……………………………………………………...26 Additional Efficiencies in Medical Operations Can Enhance Implementation of ICE’s Detention Standards………………………………………………… ..29 Recommendations ………………………………………………………………………………..33 Management Comments and OIG Analysis……………………………………………………...34 Appendices Appendix A: Appendix B: Appendix C: Appendix D: Appendix E: Appendix F: Purpose, Scope, and Methodology.........................................................................35 Management’s Comments to the Draft Report ......................................................36 Recommendations..................................................................................................48 Comparison of Various Detention Standards…………………………………….50 Major Contributors to this Report............………………………………………..54 Report Distribution……………………………………………………………….55 Abbreviations ABA ACA DHS DIHS EHRs ICE OFDT OIG OPR RCC VA American Bar Association American Correctional Association Department of Homeland Security Division of Immigration Health Services Electronic Health Records Immigration and Customs Enforcement Office of Federal Detention Trustee Office of Inspector General Office of Professional Responsibility Regional Correctional Center Department of Veterans Affairs ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities OIG Department of Homeland Security Office of Inspector General Executive Summary Immigration and Customs Enforcement houses a daily average of 28,700 detainees in 353 facilities nationwide. Various types of detention facilities, such as service processing centers, contract detention facilities, and state and local jails, are used to house these individuals. Immigration and Customs Enforcement detention standards are used to inform facilities on expectations regarding medical care, detainee access to legal materials, and other areas related to facility management. Between January 1, 2005, and May 31, 2007, 33 immigration detainees died. We reviewed two cases where immigration detainees died in custody. One of these incidents occurred in St. Paul, Minnesota. The second incident took place in Albuquerque, New Mexico. We evaluated how the agency and its detention partners dealt with the two cases. In addition, we examined policies related to detainee deaths, medical standards, and other issues. We gathered data from the two affected detention facilities, examined the agency’s reports completed after its monitoring visits to various facilities, and had discussions with public and private-sector experts on detention standards. Although there are compliance problems related to certain medical standards at various facilities, ICE adhered to important portions of the detainee death standard in the two cases that were the focus of this review. Based on information received from clinical experts and our analysis, the two detainees’ serious pre-existing medical conditions led to their deaths. Although ICE’s detention standards are comparable to other organizations, such as the American Correctional Association, we are making 11 recommendations to improve the standards, strengthen ICE’s oversight of facilities, and enhance clinical operations and detainee safety. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 1 Background Immigration and Customs Enforcement (ICE), the largest investigative branch of the Department of Homeland Security (DHS), was created in March 2003 by combining the law enforcement functions of the Immigration and Naturalization Service and United States Customs Service. The Immigration and Nationality Act authorizes ICE to arrest, detain, and remove certain aliens from the United States.1 The agency’s average daily detainee population in December 2007 was 28,702. This was a 61% increase compared to January 2006, as shown in Figure 1. Figure 1: ICE's Average Daily Detainee Population, January 2006December 2007 35,000 30,000 25,000 20,000 15,000 10,000 5,000 Ju l-0 7 Se p07 N ov -0 7 7 ay -0 7 M ar -0 M Ja n07 Ju l-0 6 Se p06 N ov -0 6 6 ay -0 6 M ar -0 M Ja n06 0 ICE is charged with ensuring that removable aliens depart the United States. ICE uses three types of facilities to house its detainees until they are deported: Service processing centers are owned and operated by ICE; private companies operate ICE’s contract detention facilities; and state and local jails with intergovernmental service agreements house ICE detainees. Most service processing centers and contract detention facilities use Commissioned Corps Officers in the Public Health Service to deliver onsite medical care. The partnership between the Public Health Service and federal immigration agencies was initially established in 1891. Local jails rely mainly on other onsite clinicians, such as contractors or staff employed by a county public health department. 1 8 USC §§ 1226, 1227, 1229, 1229(a), and 1357. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 2 ICE’s Detention Operations Manual stipulates the agency’s detention standards, which are designed to ensure facilities provide services that will protect detainees’ life and dignity. The standards contain rules on medical care, food service, access to legal materials, and various other areas. Facilities are to be inspected on an annual basis to ensure compliance with ICE’s standards. ICE staff is also responsible for visiting each facility to interact with detainees on a regular basis. In November 2000, the Immigration and Naturalization Service established detention standards to ensure the “safe, secure, and humane treatment” of detained immigrants. Discussions among federal immigration officials, the American Bar Association (ABA), the Department of Justice, and other organizations helped create the standards. Several of ICE’s 36 standards have been revised or expanded. Since the creation of DHS, two additional standards have been issued: (1) staff-detainee communication requirements were established in July 2003, and (2) detainee transfer policies were approved in September 2004. Other federal agencies have their own detention standards. The Office of Federal Detention Trustee (OFDT) in the Department of Justice ensures that federal agencies involved in detention operations provide for the safe and humane confinement of persons who are awaiting trial. OFDT is responsible for conducting annual facility reviews using Federal Performance-Based Detention Standards. OFDT and ICE inspect some of the same facilities. Private entities also have created detention standards. The American Correctional Association (ACA) and the National Commission on Correctional Health Care have more than 150 years of combined experience in creating and revising detention standards. Both entities accredit national, state, and local detention facilities that meet existing detention standards. In some areas, such as the placement of first aid kits and defibrillators, ICE requires adherence to ACA standards. ACA’s purpose is to promote improvement in the management of correctional agencies through the administration of a voluntary accreditation program and the ongoing revision of its standards. As with ICE and OFDT standards, the ACA covers a variety of subjects pertaining to the administration and management of detention facilities. For facilities seeking accreditation, ACA conducts onsite inspections every three years. According to ACA policy facilities are required to document compliance with the standards for each month over the three-year period. The National Commission on Correctional Health Care works to improve the quality of health care in correctional facilities. The Commission’s standards ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 3 guide facilities on the delivery and management of health care in correctional systems. ICE’s service processing centers and contract detention facilities are required to maintain accreditation by the Commission. As a stakeholder in developing ICE’s standards, ABA has created a commission to help review detention standards at facilities housing immigrants and asylum seekers. The ABA’s Commission on Immigration ensures detainees are made aware of their rights, including access to legal materials, telephones, and group presentations. Working with volunteer law firms, the ABA visits facilities to review practices and suggest improvements. The ABA shares its site visit reports with ICE. Results of Review This review examined two cases of detainee death, as well as ICE’s overall standards related to detainee deaths and the medical treatment of immigration detainees. The two detainees died as a result of serious pre-existing medical conditions. Although there have been problems with adherence to medical standards at the two facilities in question, ICE’s overall standards are equivalent to other detention organizations. ICE has been taking steps to enhance its ability to effectively monitor immigration detention facilities. Our recommendations focus on how ICE can make further improvements to the efficiency of clinical operations by developing better oversight procedures. An Analysis of Two Immigration Detainee Deaths The first detainee’s death occurred in April 2006, in St. Paul, Minnesota; the second death happened in September 2006, in Albuquerque, New Mexico. Although the two detainees were in ICE custody, the individuals were hospitalized at the time of death. According to ICE’s standards, both the agency and its detention partners are required to take certain actions when a detainee dies. In both of these incidents, the procedures outlined in the detainee death standard were performed, with the exception of a state notification requirement that we describe in our discussion of the Albuquerque incident. Pursuant to its statutory authority, the DHS Office for Civil Rights and Civil Liberties investigated a complaint concerning the Minnesota detainee death. The Office reviewed compliance with ICE’s medical care standard at the detention facility and made recommendations to ICE for possible improvements in detainee care. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 4 ICE’s Detainee Death Standard In September 2000, the Immigration and Naturalization Service created a standard for detainee deaths. This standard remains in place. Field office personnel we interviewed reported satisfaction with the standard itself. Detainees who die in custody do not always pass away in a detention facility; therefore ICE has different rules for situations where detainees die in other locations or in transit. From the notification of family to disposition of remains and personal property, ICE standards address the sensitivity that surrounds detainee deaths. Notifying the family is an important part of ICE’s detainee death procedures. Additionally, the standard requires notification of the applicable consulate. ICE also must prepare a condolence letter for the family that describes the circumstances of the death. After completing the necessary notification requirements, ICE is required to assist in other areas, such as autopsy arrangements. Before initiation of the autopsy, facilities must determine the detainee’s religious affiliation. This is important because some religions have specific restrictions involving autopsies, embalming, and cremation. When family members cannot afford the costs associated with transporting the remains, ICE may transport the remains to a location in the United States. ICE’s Office of Professional Responsibility (OPR) reviews detainee death cases. OPR’s management directive does not require the reporting of deaths to the OIG, nor were we provided any ICE policy documents that require the reporting of immigration detainee deaths to our office. However, OPR can refer cases to the OIG when ICE determines an outside review is warranted. An OPR manager informed us that the Joint Intake Center may report detainee deaths to the OIG or OPR. Likewise, the OIG’s Office of Investigations may refer various detainee death incidents to OPR. The DHS Office for Civil Rights and Civil Liberties also has reviewed detainee deaths and compliance with ICE standards. OPR has helped ICE improve detention practices after some detainee deaths. However, ICE should report all detainee deaths to the OIG. In the past, we have received information about detainee deaths on a sporadic basis, mainly through complaints to the OIG Hotline. Notifying the OIG of any detainee death would keep the OIG better informed and allow it to determine whether additional review is warranted in each case. A policy in this area could outline procedures for providing relevant records to the OIG, as necessary. ICE’s detainee death standard compares well to ACA and OFDT standards. Both ACA and OFDT point out the importance of mortality reviews, which can prompt changes to facility procedures and can potentially decrease the ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 5 chance of additional deaths. Although ICE does not require mortality reviews, we noticed evidence of such reviews in the files of several detainees who died, including the two deaths that are the focus of this review. Clinicians with the Division of Immigration Health Services usually complete ICE’s mortality reviews. The St. Paul, Minnesota Case The immigration file of the detainee, who died in April 2006, shows an initial hearing before an immigration judge in November 1997. An October 1998 letter instructed the individual to appear for deportation on November 3, 1998. The detainee did not appear for deportation. Thereafter, ICE considered the detainee a fugitive. ICE did not locate the detainee until February 2006, and arrested the detainee for not departing the United States in 1998. ICE held the detainee at the Ramsey County Law Enforcement Center. This facility is located in downtown St. Paul, Minnesota, and houses various individuals awaiting legal proceedings in the county. When this incident occurred, the facility housed 70 immigration detainees on an average day. For the first six months of 2007, the facility accepted 177 new ICE detainees. ICE’s 2006 monitoring report for the facility showed an acceptable overall rating. On April 3, 2006, at approximately 2:30 p.m., the detainee fell from a bunk bed and sustained a lump on the back of the head. The guard who arrived at the cell ensured that a nurse would see the detainee during 4:00 p.m. medical rounds. At that time, the detainee reported dizziness and headaches to the nurse. The detainee’s medical file includes information from the nurse reporting that the detainee was confused when the detainee returned to the cell. Four hours later, the detainee’s condition had deteriorated, prompting a nurse to order transportation to a nearby hospital. After arriving at the hospital, physicians diagnosed a serious condition known as neurocysticercosis, which is an infection of the brain by larva of the pork tapeworm. This disease caused the detainee’s death on April 13, 2006. Serious complications can result if the disease enters the central nervous system. The detainee reported a history of headaches that were not relieved by medication. The facility’s clinical protocols, which called for the use of aspirin for headaches, do not account for other possibilities, such as serious, pre-existing parasitic diseases as a cause of the problem. Although seizures are a common symptom of the disease, there was no evidence of seizures in the detainee’s medical file. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 6 We identified two important facts related to the detainee’s medical care. Facility information we examined included a head trauma protocol. This document justified the detainee’s expedited transportation to the hospital after a nurse observed that the detainee was dizzy and confused. Additionally, the detainee did not receive a physical exam, which ICE medical standards require within 14 days of intake. However, after discussions with clinical experts and a review of medical literature, we concluded that neither more timely medical attention for the head trauma nor a more timely initial medical exam would have ensured the detainee’s recovery from neurocysticercosis. The case history showed that ICE did a commendable job implementing parts of the detainee death standard. We examined two “significant incident” reports prepared for ICE headquarters by the agency’s staff in Minnesota. Field office personnel send these reports to headquarters after serious events take place. ICE also left a message with the Consulate of Ecuador in Chicago. ICE also notified the detainee’s spouse. This timely compliance with steps in ICE’s detainee death standard did facilitate necessary actions, such as the return of the remains. Documentation also showed that the detainee’s spouse received some of the detainee’s personal property less than one week after the death. The detention standards do not have a time requirement for the return of property, but ICE made a good effort to ensure that this occurred. The death led to a debate within the Ramsey County government regarding whether to continue to house ICE detainees. The County Sheriff said that the Law Enforcement Center may not be the best place for ICE to house individuals longer than a few days. Media also reported that the sheriff was concerned about the ability to care for immigration detainees on an ongoing basis. “We’re not really prepared to translate, interpret, and assist that kind of population,” he said.2 After further discussions, in December 2006, the County Board of Supervisors voted four to three to maintain its agreement with ICE. Policy Improvements and Additional Education Efforts Would Help Identify and Treat Cysticercosis While ICE’s medical standards recognize the need to treat infectious diseases in general, they do not specifically mention cysticercosis. Furthermore, nonemergency radiology services, such as computed tomography scans or magnetic resonance imaging−methods of making detailed images of the body to identify problems that are not readily apparent−are not included in the Division of Immigration Health Services covered services package. Although case-by-case requests for coverage and payment of diagnostic tests are 2 “No immigrant detainees in Ramsey County?,” Minneapolis Star-Tribune, December 19, 2006. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 7 possible, current policy does not specifically provide for proactive diagnosis of cysticercosis. The disease, which disproportionately affects Latin American immigrants, can infect humans who come in contact with the tapeworm that causes cysticercosis. The resulting cysts can migrate to various parts of the body, including muscles, the eyes, or the brain. In the central nervous system, the disease is known as neurocysticercosis, which was the cause of death in the St. Paul case. We cannot determine with certainty whether this death could have been avoided had the detainee received immediate medical attention for head trauma. However, ICE, in conjunction with the DHS Office of Health Affairs, should engage the Centers for Disease Control and Prevention to review the medical screenings provided for detainees, with special consideration of the origins of the population. According to medical journals and experts we interviewed, cysticercosis is expected to become more prevalent in the United States within the next decade. A neurology professor informed us that she has seen many more cases of the disease over the past five years. A leading journal also predicted that cysticercosis “will grow in clinical and public health importance” in the United States. This article reported that Latinos accounted for 85% of individuals who died of cysticercosis in the United States from 1990 through 2002. After these deaths were studied, the authors wrote that the incidents reflect “immigration patterns in states that include substantial populations of immigrants from cysticercosis-endemic areas, particularly Mexico and other areas of Latin America.”3 Based on ICE data for the period of October 2006 through November 2007, individuals from Mexico, Honduras, El Salvador, and Guatemala, countries where the disease is endemic, account for 79% of ICE’s total detainees, as shown in Figure 2. 3 “Deaths from Cysticercosis, United States,” Emerging Infectious Diseases, February 2007, p. 230231, 233. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 8 Figure 2: Country of Origin for ICE Detainees, October 2006November 2007 All others 21% Mexico 49% Honduras 11% Guatemala 10% El Salvador 9% In a study of deceased neurocysticercosis patients in Oregon spanning six years, it was determined that 44 of 57 fatalities (77%) occurred in people who had been born in Mexico or Guatemala.4 A separate review of autopsies in Mexico showed a prevalence of cysticercosis in about three percent of the population.5 If three percent of ICE’s detainees from Mexico were infected, nearly 5,000 Mexican nationals detained in fiscal year 2007 could be carrying the parasite. Currently, the standards used by the Office of Federal Detention Trustee (OFDT) provide a logical process for the treatment of special needs individuals. The Detention Trustee’s definition of special needs individuals includes those with communicable diseases. ICE’s standard is less detailed, and it should be revised to include individuals who carry the tapeworm that can cause cysticercosis. There is also a specific Trustee standard6 that requires “appropriate diagnostic testing” be done on detainees with special needs. ICE also can educate staff at facilities housing detainees to ensure understanding of neurocysticercosis. One of the world’s leading experts on immigrant health care informed us that neurocysticercosis is “the leading cause of seizures” in adults from Mexico and Central America. Another expert, who labeled seizures as the “hallmark” symptom of the disease, informed us that the Centers for Disease Control developed an “extremely 4 5 6 “Neurocysticercosis in Oregon, 1995-2000.” Emerging Infectious Diseases, March 2004, 508-510. “Deaths from Cysticercosis, United States,” p. 232. B.3.29a ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 9 simple” blood test that can reveal whether an individual has the tapeworms capable of spreading the disease. The CDC has noted that the blood test may not always be accurate, and other more definitive diagnostic tools, such as brain imaging, exist. Through expanded educational efforts, as well as greater use of available diagnostic tools when deemed appropriate, ICE could facilitate faster identification of tapeworm carriers or instances of the disease among detainees. This offers a chance to improve treatment of a disease more likely found in ICE detainees than in United States citizens. Another way ICE could better detect the disease is to ensure that questions related to cysticercosis are asked during the initial health assessment and 14day physical exam. A neurologist who has treated neurocysticercosis said an entire family should be treated if one individual in a household has the disease. Records indicate that facility staff was informed that the detainee’s mother had surgery four years before to treat “eggs of bugs inside her head.” These comments may appear non-sensical, but they provided a clue that could have led to further questioning or diagnostic testing. Adding intake and medical screening questions about a family history of the disease would have been useful. Greater efforts to recognize neurocysticercosis may have expedited the care the detainee received. More than a month before the detainee’s death, clinical staff was told, “Tylenol or aspirin don’t do anything [to remedy my headaches.]” Also, after falling from the bunk bed on April 3, 2006, the detainee exhibited general confusion and dizziness. Neurocysticercosis was quickly diagnosed after the detainee visited the emergency room. The Albuquerque, New Mexico Case In 2004, the Regional Correctional Center (RCC) in downtown Albuquerque was leased to Cornell Companies, a private correctional firm based in Houston, Texas. After making several renovations, Cornell began housing ICE and U.S. Marshals detainees at the RCC. The RCC booked 10,026 ICE detainees from July 1, 2005 through July 20, 2007. The detainee, who died on September 11, 2006, was arrested as a result of an ICE operation on the East Coast. The individual, along with 13 others, was transferred in August 2006 to the RCC. Records show that the detainee was sent to a hospital on September 4, 2006. The detainee died of “widely metastatic” pancreatic cancer, which means that cells broke away from the original cancerous tumor and spread to other parts of the body. This type of cancer makes survival unlikely. A physician with 25 years of oncology practice said, “I have never seen a tumor marker that ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 10 high,” after reviewing the detainee’s test results. Hospital clinicians who treated the detainee recognized that the disease was at an advanced stage before ICE took the detainee into custody. However, medical examinations received after the detainee arrived at the RCC did not reveal the illness. A Hotline complaint we received, an affidavit from another detainee, and unsworn testimony from a former RCC employee, all alleged that the facility’s personnel did not address the detainee’s medical issues. Specifically, the Hotline complainant believed ICE and RCC staff gave “scant attention” to the detainee’s medical needs. However, it appeared that Cornell’s clinical staff addressed written medical requests identified in the detainee’s records. The detainee received antacid tablets after complaining of abdominal pain, so, like the Minnesota case, staff did not immediately recognize a more serious condition. Based on documentation from hospital staff, we concluded that the RCC’s medical team could not have saved the individual’s life, even with quicker onsite treatment or expedited transportation to the hospital. ICE staff in Albuquerque notified managers at ICE headquarters of this incident. ICE contacted the detainee’s family and the consulate of the detainee’s country of origin. Local staff also placed a copy of the death certificate in the detainee’s file, which is required by ICE standards. In certain cases, ICE faces challenges locating family members of detainees. This is inherent in the immigration detention process, especially when detainees are often transferred across the United States. In this case, the detainee’s son, the only family member identified in the case files, was attending a university on the East Coast during the detainee’s time in New Mexico. This led to difficulties coordinating post mortem activities, such as the transfer of remains. The records show that ICE made appropriate efforts to communicate with the family. The head of the consulate from the detainee’s country of origin thanked ICE for the professionalism exhibited by the agency’s staff during the incident. Nonetheless, the Hotline complainant, other detainees, and a former RCC employee asserted that the RCC was not dealing with some detainee sick call requests of in a timely fashion. Based on facility data and a September 2006 site visit report by OFDT, there is merit to those concerns. OFDT reported that, due to a nursing shortage, detainees were often waiting as many as 30 days for sick call requests to be answered. Additionally, OFDT reported that only 11 of 20 detainees with chronic conditions were regularly scheduled for chronic care clinics. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 11 This detainee’s death highlighted a limitation in ICE’s detainee death policy. New Mexico law requires that any death of a person in the custody of law enforcement be reported; however, New Mexico’s Office of the Medical Investigator, which should have received this notification, did not have a record of the detainee’s death. ICE staff said that the county should have reported the death. State officials said that the hospital could have worked with ICE to ensure compliance with the state’s requirements. ICE should revise the detainee death standard to ensure that the agency and its detention partners comply with laws requiring notification to state officials. The standard requires the notification of family and the consulate, so adding language about state reporting would be suitable. Regardless of who should take the lead in contacting the state, ICE needs to ensure that detainee deaths are reported to state governments if legally required. RCC Site Visit Reports ICE’s Office of Professional Responsibility (OPR) visited the RCC in June 2007. At that time, the facility housed 746 immigration detainees. OPR reported a variety of problems, including inadequate suicide watch observation, food service, records maintenance, and security procedures. OPR considered the RCC’s overall security procedures to be “weak” and “in dire need of improvement.” Based on its determinations, including the discovery of illegal drugs in the facility, ICE decided to remove all of its RCC detainees in early August 2007. We commend ICE for using its own process to identify areas of concern at detention facilities. Cornell management acknowledged problems at the RCC. A senior manager said that a corporate audit team has helped identify and correct deficiencies. Based on recent comments by the Chief U.S. District Court Judge in New Mexico, the company’s efforts have led to some improvements.7 Cornell said that ICE did not fully explain why all immigration detainees were transferred to other locations. However, Cornell’s Chief Executive Officer said, “if we had operated RCC as we do our best facilities, no one would have had any basis for criticism. But we didn’t.”8 Prior to OPR’s report, evidence existed that showed the RCC was having some difficulty in important areas. Within a six-week period in 2006, ICE and OFDT completed separate monitoring visits at the RCC. OFDT assigned the RCC an at-risk rating in its September 2006 monitoring report. This is the 7 “Bernalillo County’s Regional Correctional Center conditions improving,” Albuquerque Tribune, August 30, 2007, and “Red Flags Raised at Albuquerque’s Downtown Jail,” Albuquerque Tribune, September 25, 2007. 8 “Jail CEO explains setbacks,” Albuquerque Tribune, August 11, 2007. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 12 lowest possible overall rating, two levels below acceptable. ICE granted an acceptable rating to the facility after its 2006 site visit. OFDT’s follow-up report, based on a February 2007 site visit, determined that RCC’s operations were acceptable, which suggested that the RCC made important corrections after OFDT’s September 2006 report. In September 2006, OFDT reported problems with the RCC’s compliance with ICE’s detainee death policy. OFDT concluded that the RCC’s policies did not address a requirement to notify the Departments of Justice or Homeland Security in the event of detainee death. OFDT also reported that the RCC’s policy did not address religious requirements or medical circumstances regarding autopsies. Finally, the facility’s policy did not address the need to gain the permission from federal agencies to release the detainee’s body. ICE’s November 2006 RCC report did not mention actual or pending revisions to the detainee death policy. Limitations to the detainee death policy should have been clearly written in ICE’s report, especially since an RCC detainee died less than two months before ICE’s site visit. OFDT’s report mentions other problems at the RCC of interest to ICE. In its discussion of detainee classification, which pertains to separating individuals by severity of their offenses, OFDT identified seven non-criminal ICE detainees housed with 136 criminal detainees. Based on a recommendation in our December 2006 report, Treatment of Immigration Detainees Housed at Immigration and Customs Enforcement Facilities, ICE has taken steps to address classification problems at its facilities.9 However, an assistant trustee stated that OFDT has detected such problems at other ICE facilities, but there are no procedures for sharing report findings with ICE. ICE and OFDT have different standards, but some efficiency could be gained if ICE engaged the detention trustee on facilities reviewed by both agencies. OFDT could inform ICE about issues of interest to ICE, but ICE is not taking advantage of this opportunity. No field office reported interaction with OFDT on facility monitoring, though OFDT reports mention ICE standards. Moreover, the two agencies do not share monitoring reports. The Assistant Trustee we interviewed lamented such missed opportunities by saying that there is “very minimal” information sharing between ICE and OFDT. By developing a better relationship with OFDT, ICE could gain important perspectives about its detention facilities. Problems of mutual interest, such 9 DHS OIG, Treatment of Immigration Detainees Housed at Immigration and Customs Enforcement Facilities, OIG-07-01, December 2006, p. 48. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 13 as timeliness of health care delivery, could lead ICE to request more data samples, interviews, or policies to ensure compliance. A more developed relationship between the two agencies would be helpful, especially in situations where OFDT’s standards differ from ICE. Recommendations We recommend that the Assistant Secretary for Immigration and Customs Enforcement: Recommendation #1: Work with the Office of Inspector General to create a policy that would lead to the prompt reporting of all detainee deaths to the Office of Inspector General. Recommendation #2: Work with the Division of Immigration Health Services, the Centers for Disease Control, and other experts, to enhance existing medical standards, rules for special needs individuals, and coverage guidance related to infectious disease. Recommendation #3: Revise medical intake screening forms and physical exam questionnaires at detention facilities to include questions regarding the detainee’s family history of cysticercosis. Recommendation #4: Revise the notification section of ICE’s detainee death standard to ensure that the agency and its detention partners report a detainee’s death in states that require notification in the event of a death in custody. Documentation of this reporting should appear in a detainee’s file. Recommendation #5: Seek to enter into a memorandum of understanding with the Department of Justice, Office of Federal Detention Trustee that establishes a process that enables OFDT and ICE to regularly share information resulting from facility site visits. Management Comments and OIG Analysis ICE and the DHS Office of Health Affairs provided written comments on our draft report. We evaluated these comments and have made changes where we deemed appropriate. Below is a summary of ICE’s written response to the report’s first five recommendations and our analysis. A copy of ICE’s complete response is included as Appendix B. ICE’s Comments to Recommendation #1 ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 14 ICE concurred with our recommendation. A March 13, 2008, memo that was created by ICE’s Office of Professional Responsibility outlines the process that will ensure OIG notification of each detainee death. ICE will make telephone contact with the OIG as quickly as possible after the death. The following day, additional details will be provided as part of an existing OIG notification mechanism. OIG Analysis ICE’s new policy should facilitate interaction with our office on detainee death cases. As needed, we will use this new process to gain additional information about detainee death incidents. The recommendation is resolved and closed. ICE’s Comments to Recommendation #2 ICE concurred in part and disagreed in part with our recommendation. ICE concurred with the recommendation to work with DIHS and other experts to enhance the detention standard for detainee access to medical care. ICE is updating all 38 standards and converting them into 41 performance-based standards. These revisions are being reviewed by major governmental organizations and DHS’ Office for Civil Rights and Civil Liberties. DHS expects to publish the revised standards on September 1, 2008. ICE stated that the current medical standard allows for special needs individuals to receive appropriate medical care. Regarding “medical standards,” ICE said it does not have the authority to establish or alter national public health or medical health care industry standards, which are established by professional medical researchers and medical practitioners in tandem with public health and medical care governing and regulatory bodies. Although ICE believes the current detention standard is sufficient to meet the medical needs of detainees, it believes doctors and medical staff must be cognizant of diseases. It has asked DIHS to develop a training tool to enhance the medical field’s awareness and early detection of diseases that might be prevalent in aliens from particular geographic locales. OIG Analysis We are not recommending that ICE attempt to expand its authority and role in the development of national public health or medical care industry standards. However, it is well within the agency’s authority, in consultation with experts, to revise its own policies and the medical care standard in the Detention Operations Manual. Special needs individuals may be getting adequate care, but we reaffirm our recommendation that ICE augment its policy to call more attention to those carrying infectious diseases, and help ensure that its medical ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 15 care better reflects the needs of its population. Possible changes include listing particular diseases that make someone a special needs individual, as OFDT has done. Diseases that are more common to immigrant populations, such as cysticercosis, can be the focus of such efforts. ICE’s decision to ask DIHS to develop a tool to enhance the medical field’s awareness and early detection of diseases is a positive step, but this tool would be most effective if it is accompanied by needed policy enhancements that respect the particular needs of ICE’s unique population of detainees. DIHS clinicians, who are now ICE employees, are committed to serving ICE’s needs. ICE should take a greater interest in discussing possible changes to coverage rules for its population. The DHS Office of Health Affairs is another resource that can help ICE in these areas. ICE’s action plan should include information about its work with DIHS to alter policies that increase the probability of expedited treatment for individuals with infectious disease. Current coverage guidance does not adequately allow for coverage of conditions that do not appear to be medical emergencies. Through greater dialog with DIHS and ICE’s departmental partners, the chances for improved health care outcomes will increase. This recommendation is unresolved and open. ICE’s Comments to Recommendation #3 ICE concurred in part and disagreed in part with our recommendation. ICE agrees that DIHS should review its medical intake and physical exam forms, presumably to assess whether the forms can be modified to allow for more accurate and timely identification of certain diseases. ICE stated that present health screening tools include questions concerning family history. The agency stated that there is sufficient space on the forms to record any information provided to alert medical professionals of any possible problems that are not readily apparent. ICE’s current intake form is based largely on questions that are not only related to family history of various diseases, but symptoms that may lead medical professionals to diagnose an illness. Given its large, diverse detainee population, it is not clear to ICE whether a specific designation of family history of cysticercosis is warranted on medical intake forms or that amending the form is the most appropriate manner to respond to this particular disease. Furthermore, ICE questioned the OIG’s conclusions regarding the scope and danger of cysticercosis. It stressed that the disease is still quite rare, even after the large increase in Latin American immigrants over the last 30 years. ICE reported that technological improvements, not a prevalence of cysticercosis, led to increased detection of the disease. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 16 ICE noted that DIHS’ commitment to enhance the medical field’s awareness and early detection of diseases that might be prevalent in aliens from particular geographic locales is a major step forward. ICE believes the best approach to address our concerns about cysticercosis or infectious diseases is to request that DIHS reevaluate the current medical form in order to determine whether amending these forms is appropriate. OIG Analysis ICE questioned the value of incorporating any family history of cysticercosis on forms currently in use, but also agreed that DIHS should review its medical intake forms and physical exam forms in order to better identify certain diseases. ICE will request that DIHS review current medical forms in order to determine whether amending these forms is appropriate. ICE did not indicate how it would respond to a decision by DIHS to amend the forms, whether it would revise any forms, or how such changes would be communicated to local facilities, which often use their own screening forms. ICE should provide documentation of its request, and the results of DIHS’ evaluation. We do not expect ICE to make cysticercosis the focus of its health care program. However, the disease, rare even in ICE’s population, is a far greater risk to immigrants from Latin America than the general population, and amending intake screening and physical exam forms is a step ICE can take to help detect the disease. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 17 Greater awareness and detection of the disease might not decrease morbidity or mortality in a specific case, but this is not a reason to omit specific language related to cysticercosis on intake and physical exam forms. The disproportionate risk of cysticercosis in ICE’s population is not “anecdotal,” as ICE notes, but rather a well-documented fact, based on decades of research by highly credible public health and medical experts. ICE should do more to respect this risk and take steps to mitigate it through the possibility of quicker detection and treatment for detainees carrying the disease. Because cysticercosis remains rare, clinicians in various parts of the country may have limited experience with diagnosis, as was evident in the Minnesota case. No information in Ramsey County’s treatment protocols, ICE’s medical standard, or the DIHS covered services package could help a facility diagnose or proactively treat the disease, even though it is a disproportionate risk to the bulk of ICE’s detainees. ICE can help its detention partners by providing more details about the disease as well as enhanced means for facilities to detect infected detainees. This recommendation is unresolved and open. ICE’s Comments to Recommendation #4 ICE did not concur with our recommendation. ICE believes that its standards are appropriate in this area. The agency stated that a medical examiner, a hospital, or a physician, is responsible for implementing any state notification requirement. In the New Mexico case, ICE noted that any rule of its own would not have facilitated action by state or local entities to make notification to the proper authority. OIG Analysis We reaffirm our recommendation. ICE acknowledged the importance of state notification, but believes it is not its responsibility to do so. ICE can rely on other entities to ensure state notification. However, ICE’s standard currently does not mention reporting detainee deaths to states. Although other officials or a hospital can help satisfy the requirement, the detainee is ICE’s responsibility. It is possible that some hospitals or medical examiners may not realize that ICE is a law enforcement agency. ICE is not prohibited from proactively ensuring that detainee death notification occurs, especially since the agency’s standards require staff to comply with state rules on infectious disease reporting and other areas. ICE could take the step of articulating the importance of death notification. This would also provide ICE an additional opportunity to collaborate with states. This recommendation is unresolved and open. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 18 ICE’s Comments to Recommendation #5 ICE concurred with our recommendation. The agency is pursuing a Memorandum of Understanding with OFDT. ICE also provided details on its work with OFDT, as well as efforts to improve the compliance at the Regional Correctional Center. ICE stated that our recommendation was incorrectly based on a perception that OFDT provided information that led to ICE’s decision to remove detainees from the facility. ICE stressed that it relied on its own standards, rather than input from OFDT, in the decision to remove all immigration detainees from the RCC. OIG Analysis Our recommendation is not based on a belief that OFDT has better standards. We reported that OPR findings led to the removal of ICE’s RCC detainees. The purpose for this recommendation was that OFDT had indentified medical access problems that ICE did not. Without knowing about these problems, ICE admitted nearly 3,500 detainees to the RCC. Through greater interaction with OFDT, the two agencies can facilitate improvements across federal detention facilities. A formalized partnership, along with the improvements that ICE is making, can facilitate higher levels of compliance at facilities. When the final MOU is completed, ICE should forward the document to the OIG. We could close this recommendation at that time. This recommendation is resolved and open. Oversight Can Be Improved at ICE Detention Facilities ICE conducts annual monitoring visits to determine a facility’s compliance with the detention standards. Staff conducting routine oversight of facilities has not been effective in identifying certain serious problems at facilities. Moreover, ICE’s reports, based mainly on checklists that divulge little about the area reviewed, do not provide much information to facilities or outside reviewers. In December 2006 we reported that ICE did not find medical access problems and other non-compliance at detention facilities. Although ICE is taking steps to improve facility oversight, the agency should revise certain policies and standards to gain a more complete understanding of facilities’ compliance status. By improving its oversight methodology, ICE will improve both standards compliance and detainee safety. An Overview of ICE’s Detention Facility Monitoring Efforts Each facility housing ICE detainees is scheduled to receive an annual monitoring visit. Site visit teams use various worksheets to report on a ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 19 facility’s adherence to ICE’s standards. For contract detention facilities and service processing centers, a team from ICE headquarters leads the site visits. Field office staff is charged with monitoring of facilities that house detainees under an intergovernmental service agreement. Reviews usually take three or four days to complete. Within 14 days of completing a facility review, the team submits a report to ICE’s Detention Standards Compliance Unit. The unit examines the report for completeness and the soundness of the team’s conclusions. This leads to a rating of the facility’s performance against general areas of the standards, such as food service, the detainee handbook, and detainee access to medical care. If the review team determines that there is a deficiency in a particular area, the facility is required to undertake corrective action. After review of the report by headquarters staff, the facility also receives one of five overall ratings: • Superior – The facility exceeds expectations based on exceptional performance and excellent internal controls. • Good – The facility performs all of its functions with few deficient procedures. • Acceptable – The facility’s detention functions are performed adequately. ICE considers this level the baseline for its facility rating system. • Deficient – The facility is not performing one or more detention functions, with inadequate internal controls. • At Risk – The facility’s detention operations are impaired to the point where mission performance is not being accomplished. ICE is strengthening its oversight of detention facilities. A manager in ICE’s Office of Professional Responsibility informed us that a new unit, the Detention Facilities Inspections Group, will focus on standards compliance at detention facilities. The group will also conduct independent reviews of certain incidents at detention facilities. At the time of our fieldwork, only six employees were assigned to the new group, with projections for 12 additional ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 20 staff members. ICE officials asserted that the Detention Facilities Inspections Group is a “high priority.” The group must have sufficient resources to inspect detention facilities. Figure 3 highlights the placement of ICE’s detention facility monitoring units in the agency’s organizational structure. Figure 3: Excerpt of ICE Organizational Chart Showing Detention Facility Monitoring Units IC E A s s is ta n t S e c r e ta r y O ffic e o f P r o fe s s io n a l R e s p o n s ib ility D e te n tio n F a c ilitie s In s p e c tio n G ro u p O p e r a tio n s D e p u ty A s s is ta n t S e c r e ta r y D e te n tio n a n d R em oval O p e r a tio n s D e te n tio n S ta n d a r d s C o m p lia n c e U n it S ite V is it Team s OPR participated in an ICE site visit after a March 2006 detainee death in Texas. According to the review, which took place less than a week after that incident, serious issues compromised detainee safety. A subsequent report concluded that the facility “has experienced a complete breakdown in communication, leadership, and supervision,” prompting difficulties “on every level.” ICE no longer uses the facility to house detainees. ICE is also in the process of contracting with outside experts to relieve ICE staff of the annual onsite facility monitoring function. This new process is now in place. ICE management believes that this new approach will be similar to how OFDT implements its monitoring visits. ICE’s contractor will use existing ICE monitoring instruments and protocols. Better Review of Medical Exam Timeliness is Needed ICE’s medical care detention standards require facilities to conduct a health appraisal and physical examination on each detainee within 14 days of the detainee’s arrival at the facility. This exam is designed to gather details about a detainee’s health beyond the screening questions asked during the intake process. The physical examination offers an important opportunity to gauge the health status of detainees. Timely delivery of the physical exam enhances a facility’s identification and treatment of communicable or chronic illnesses. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 21 We examined data on the timeliness of the 14-day exam from the Regional Correctional Center and the Ramsey County Law Enforcement Center. Because it had a considerably larger number of detainee intakes, we only requested three months of data from the RCC, April through June 2007. Ramsey County provided timeliness data for all detainees entering the facility for the first six months of 2007. Both facilities had difficulty meeting ICE’s physical exam timeliness standard. Officials at various detention facilities reported that staffing shortages, overworked clinicians, or an excessive facility intake can cause delays in delivery of this service. There were 1,118 new ICE detainees booked at the RCC during our threemonth sample. Of these, 997 stayed longer than 14 days. We determined that 830 of the 997, or 83%, received a timely physical exam and 167, or 17%, did not. During its September 2006 monitoring visit, OFDT determined that the RCC met the 14-day standard in 18 of 20 cases, a 90% rate. For the Ramsey County facility, only 43 ICE detainees admitted in the first 6 months of 2007 were housed for more than 14 days. Of the 43 detainees, 10, or 23%, had information regarding a physical exam in their medical file. Those with a completed physical often received the exam beyond 14 days. Table 1 lists the 10 detainees who had medical exam information documented in their file. In 3 of the 10 cases, no physical exam had been provided. For the seven cases with an exam date, an average of 40 days elapsed between the detainees’ intake and the exam. Table 1. Ten Cases from the Physical Exam Timeliness Sample, Ramsey County Law Enforcement Center Intake date Exam date Days Elapsed Days Detained Detainee #1 3/26/2007 3/27/2007 1 23 Detainee #2 3/29/2007 5/14/2007 46 94 Detainee #3 4/16/2007 6/18/2007 63 76 Detainee #4 4/16/2007 6/18/2007 63 76 Detainee #5 5/4/2007 5/22/2007 18 58 Detainee #6 5/4/2007 7/16/2007 73 Unknown Detainee #7 5/15/2007 No exam NA 47 Detainee #8 6/4/2007 No exam NA 27 Detainee #9 6/11/2007 6/28/2007 17 20 Detainee #10 6/12/2007 No exam NA 16 The data provided by Ramsey County showed additional problems with timely tuberculosis screening. One element in ICE’s monitoring protocol asks if the facility has ever needed more than one business day to conduct this screening test. For the 43 individuals in our sample, only 14 cases showed a date for the initial skin test used to detect tuberculosis. Ten of these detainees were not given a test within one business day. In one of these cases, the facility did not test a detainee for more than two months. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 22 ICE monitoring reports contained limited evidence that staff conducting site visits actually reviewed facility compliance with the 14-day exam standard. We concluded that sampling is not done on a consistent basis. A manager in ICE headquarters said that sampling is discussed during reviewer training, but ICE’s monitoring protocols do not require sampling to test a facility’s compliance. ICE should examine sample data during each of its monitoring visits to test compliance with the 14-day exam and other standards. Our December 2006 report on detainee treatment discussed problems with the 14-day exam standard at two facilities. The Berks County Prison was compliant on only 38 of 42 sample cases, while an ICE facility in San Diego met the standard in only eight of 19 cases. Two other facilities met the standard in all 50 cases examined.10 Using sampling to gain a better understanding of a facility’s compliance level would be a valuable measure of how well detainees receive services designed to improve health outcomes. Since compliance can fluctuate over time, ICE needs to ensure that facilities continuously comply with detention standards. Although we are not recommending regular reporting by facilities, such information could be helpful to discern the ability of a particular location to house more detainees. ICE should also take larger and more frequent samples of other medical standards at those facilities that have exhibited problems. Developing sampling guidance in other areas would benefit ICE’s monitoring program. ICE Can Improve Detention Facility Monitoring Reports Questions regarding the materiality of findings are undermining the quality and usefulness of ICE’s monitoring reports. Current policy emphasizes that the materiality of a finding is based on the reviewer’s analysis of available evidence, extent of the problem, risk to the program’s efficient and effective management, review objectives and any other factors. This is a credible approach, but additional policy is needed to ensure ICE reviewers, who must determine whether a facility’s performance warrants deficient ratings, target areas of particular importance. Improvements in this area would also make a facility’s final rating more objective. In some monitoring reports, reviewers deemed the facility’s performance on certain elements acceptable, despite identifying notable deficiencies. For example, the November 2006 report for Ramsey County said the facility did not abide by ICE’s standards on tuberculosis screening. Screening for 10 DHS OIG, Treatment of Immigration Detainees Housed at Immigration and Customs Enforcement Facilities, OIG-07-01, December 2006, pp. 3-4. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 23 tuberculosis is central to the safety of facility staff and other detainees. Compliance in this area should be a leading factor in a facility’s overall rating in the access to medical care area. However, the facility received an acceptable rating for that general standard. In its September 2006 report, OFDT raised concerns about the ability of the RCC’s medical unit to provide timely care with the number of clinicians on staff. ICE’s November 2006 report, on the other hand, simply gave a “yes” answer, with no other comment, for the standard requiring all detainees have access to and receive medical care. Had ICE been aware of the health care access problems at the RCC, it might have considered different locations for some of the 3,465 detainees who entered the facility from January through July 2007. There were some questionable conclusions in ICE’s November 2006 RCC monitoring report. For several elements, no examples of a particular event were evident, yet ICE concluded that the RCC met the standard. For such situations, it would be more accurate to conclude that a particular element was not applicable. ICE reported that the facility met other requirements, even though reviewer comments suggested otherwise. For example, the RCC did not have certain emergency plans, but the report concluded that the RCC met the requirement for such plans. Also, ICE reported that the RCC met the standard requiring storage of medical records in a locked area, even though the reviewers found one cabinet unlocked. Although corrective action was immediate, the issue was serious enough to warrant a finding that the RCC did not meet the standard. ICE drew questionable conclusions in monitoring reports of other facilities. One report listed several deficiencies regarding a facility’s medical treatment, even though ICE granted an acceptable rating in this area, including: • • • • Absence of intake tuberculosis screening; Absence of privacy blinds in exam rooms; Insufficient oversight to ensure medical records were always secured; The need to update certain policies, including 24-hour access to emergency services; and, • Improvements needed to policies related to special needs individuals. Another ICE monitoring report graded a facility’s security inspections acceptable, while noting the need for improvement in a non-compliant visitor pass system, the absence of documentation showing vehicles entering or departing secured areas, and incomplete vehicle searches. With such information, we have determined that the facility was deficient in this area. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 24 Further explanation of these problems in an expanded narrative section in the report would have been beneficial. In comparing overall ratings given to facilities, changes are also needed to explain why particular facilities receive a given rating. Some field offices perceive the final rating process used by ICE headquarters as arbitrary. The Ramsey County Law Enforcement Center received a good rating in 2005, but only acceptable in 2006. The later report did not explain why the compliance status fell one level. In another example, in June 2006, one facility with uncorrected problems with staff-detainee communication still received a good rating. Another facility without any notable deficiencies only received a rating of acceptable. After reviewing the reports, we could not determine the justification for the second facility receiving a lower rating. Enhancements to site visit reports would permit a better understanding of a facility’s particular rating. In most of the reports we examined, the review team did not make use of the Remarks section found after each general standard. The narratives that appear in OFDT reports offer a more detailed assessment of a facility’s compliance status. This is especially important in instances where a facility could use more guidance. An ICE Standard on Internal Review at Facilities Would be Beneficial ICE currently does not have a requirement that facilities perform assessments of their operations. Through review of its own operations, a facility could more quickly discover problems, such as untimely access to health care. Developing a standard in this area would help ensure that facilities achieve and maintain compliance improvements. Both ACA and OFDT have standards that address the need for facilities to review their operations continually. ACA’s policy on Health Care Internal Review and Quality Assurance establishes the collecting, trending, and analyzing of data as a central feature of a successful review program. On-site monitoring of health service outcomes on a regular basis is the central component of ACA’s standard. According to OFDT’s policy, a facility’s internal review process is separate from external or continuous inspections or reviews conducted by other agencies. These standards for internal review could guide ICE’s development of its own standard in this area. Notable problems at one facility demonstrate the utility of self assessments. In March 2006, the facility received a deficient rating based on noncompliance in 11 of the 38 detention standards. Later that year, two detainees died at the facility. ICE’s reviews of these two incidents discussed serious problems with access to medical care and the oversight of clinical operations. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 25 ICE reported that the facility did not perform basic supervision and provide for the safety and welfare of ICE detainees. Had the facility reviewed its own operations, it might have uncovered issues related to insufficient medical staffing, problems with staff training, or other deficiencies. ICE discovered these issues only after two detainees died. ICE’s March 2007 monitoring review at the facility noted that five detainee deaths had occurred in the previous calendar year. Two recent monitoring reports of another facility highlight the importance of ongoing detention facility oversight. In August 2006, ICE granted a superior rating to one facility after a routine monitoring visit. After the November death of a detainee, ICE identified a variety of problems related to this facility’s medical care. The review team noted that the facility does not routinely do physical examinations on detainees who are in the facility more than 14 days. Additionally, ICE’s review team concluded that the facility has failed on multiple levels to perform basic supervision and provide for the safety and welfare of ICE detainees. Further, the line of communication in the medical department at this facility was deemed to be poor, placing detainee health care in jeopardy. Maintaining a complete and current picture of its facilities’ clinical operations should become a priority for ICE and its detention partners. Detecting deficiencies before problems arise is vital to detainee protection and standards compliance. As one correctional expert wrote, “Delayed or inadequate treatment of persons with medical conditions often results in liability exposure and publicity.”11 Investments in internal reviews can diminish such negative effects through continual corrective action by the facility itself, outside of ICE’s regular monitoring process. Recommendations We recommend that the Assistant Secretary for Immigration and Customs Enforcement: Recommendation #6: Revise monitoring protocols and the medical detention standard to require sampling and continuous oversight of the 14-day physical exam standard across ICE’s detention facilities. Recommendation #7: Revise monitoring policies and other guidance given to reviewers regarding the materiality of site visit report findings to ensure that standards, such as tuberculosis screening and others related to access to medical care, weigh more heavily on a facility’s compliance level. 11 Clinical Practice in Correctional Medicine, 2nd ed., 2006, p. 42. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 26 Recommendation #8: Require reviewers preparing monitoring reports to use narratives to illuminate special areas of concern and provide additional details about issues relevant to a facility’s compliance status. Recommendation #9: Develop a standard that requires facilities housing ICE detainees to implement an internal review function. Management Comments and OIG Analysis ICE’s Comments to Recommendation #6 ICE concurred with our recommendation. The agency will use three steps to improve oversight of the 14-day physical exam standard. • Regular sampling by on-site clinical staff and remote sampling for facilities served by a regional contractor. • Findings of OPR’s Detention Facility Inspection Group inspections through its facility oversight role, and • Detention and Removal Operations will provide OPR information on this recommendation during Self Inspection Program reporting. OIG Analysis In its action plan, ICE should provide sufficient evidence of the policy revisions and site visit reports, showing that the required sampling is taking place to satisfy the intent of this recommendation. This recommendation is resolved and open. ICE’s Comments to Recommendation #7 ICE concurred with our recommendation, noting that findings with significant consequences are weighed more heavily in a facility’s overall compliance rating. ICE’s pending performance-based standards will improve the accuracy and credibility of performance ratings. ICE also relies on immediate correction of serious life and safety issues found during monitoring visits. OIG Analysis Our recommendation focused on the scoring of particular elements in a way that inaccurately reported a facility’s actual status. Examples in our report showed facilities with obvious medical access problems still scoring at an acceptable level for that specific element. In its action plan, ICE should provide more detailed policy guidance and examples of site visit reports to demonstrate that both overall and specific elements are more accurately graded during the monitoring process. Upon doing so, we will close this recommendation. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 27 This recommendation is resolved and open. ICE’s Comments to Recommendation #8 ICE concurred with our recommendation. As a result of improvements made in late 2007, ICE is expanding the use of narratives in its site visit reports. This new process, which uses contracted experts in facility oversight, will lead to greater use of narratives to expound on areas of concern. Such additional information can clarify findings and enhance a facility’s ability to comply with necessary standards. OIG Analysis ICE has taken positive steps in this area, as it now uses the narrative field in its monitoring reports. We will close this recommendation on receipt of a copy of an inspection that demonstrates the use of the report’s narrative feature. This recommendation is resolved and open. ICE’s Comments to Recommendation #9 ICE concurred with the premise of our recommendation, but did not concur with the need to create a standard on facility self-assessments. ICE is concerned that a self-assessment policy could diminish the consistent implementation of its national standards. The agency noted that it uses quality assurance experts at large facilities to help ensure local compliance in key areas. ICE believes that the participation of third party experts is necessary for local conditions to be monitored appropriately. In addition, ICE relies on its own monitoring practices to examine the compliance of facilities housing immigration detainees. OIG Analysis We reaffirm our recommendation that ICE develop a facility self-assessment policy. The agency’s response states, “We concur that there needs to be a sound internal review mechanism, but we disagree to the extent that the review process should be conducted by facility personnel.” In the health care compliance field, self-assessments are performed by a facility’s own staff. ICE’s regular site visit monitoring process and internal review are different concepts, to be performed by different individuals. What we are recommending in no way replaces those reviews. The Health Care Compliance Association notes that internal reviews “test compliance with internal policies and procedures and with federal, state, and local laws regulations and rules.” These programs are “often critical” in finding a problem before “it creates significant risk to the organization.” A facility can ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 28 use a self assessment to measure current compliance, ensure correction of deficiencies, or confirm ongoing compliance. Clinical staff at a local facility has the expertise to determine whether rules on the timeliness of physical exams and screenings have been met. Many standards do not require interpretation or the intervention of outside experts. Thus, ICE should not be concerned that self assessments are contrary to national consistency. It is also important to note that an internal review need not place exorbitant demands on detention facilities. For example, after receiving data from Ramsey County and Cornell, we quickly judged the facilities’ timeliness in providing physical exams and tuberculosis screening, two areas central to a facility’s medical care access. ICE’s quality assurance experts are not used in most local facilities. ICE should help facilities use their own processes to ensure basic standards are met on an ongoing basis – outside of the routine monitoring processes. Onsite experts or ICE site visits do not provide this level of ongoing assessment. Since ICE endeavors to follow ACA standards, it should create a facility self assessment standard to match the mandatory nature of ACA’s guidance in this area, which has existed since 2004. This recommendation is unresolved and open. Additional Efficiencies in Medical Operations Can Enhance Implementation of ICE’s Detention Standards ICE can develop a more efficient and productive oversight process for its detention facilities and enhance the standards that are appropriate and generally equivalent to the standards of ACA and OFDT. Further steps, such as the creation of electronic health records and increased staffing of clinical operations, offer additional means for ICE to strengthen standards compliance and improve detainee care. ICE’s Standards Are Credible Compared to Other Organizations Our analysis of several ICE detention standards, compared to the ACA and OFDT standards, is provided in Appendix E. In some instances, ICE’s standards are more detailed than those of ACA and OFDT. For example, a recent article noted that ICE’s standard on hunger strikes provides important details that are missing from similar ACA standards.12 We found that ICE’s standard on HIV/AIDS offers more specific guidance to facilities, as well. ICE requires that only a licensed physician will make a diagnosis of AIDS 12 “What They Can Do About It: Prison Administrators’ Authority to Force-Feed Hunger-Striking Inmates,” 24 Washington University Journal of Law and Policy 151 (2007). ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 29 based on a medical history, current clinical evaluation of signs and symptoms, and laboratory studies. ICE also identifies procedures for treating the detainee within and outside the facility’s clinic. Staff responsibilities and precautions are also outlined. ACA’s standard specifies only that the detention facility will have a written plan that addresses the management of HIV infection and procedures for dealing with the detainee. Specific procedures for treatment and staff responsibility are not developed. OFDT’s standard simply classifies HIV as a chronic medical condition, requiring regular treatment. Additionally, the ICE standard on detainee grievances has important details that are not discussed by ACA or OFDT. The ICE standard specifies a formal and informal procedure for resolving detainee grievances. In the formal process, the detainee completes a form that discusses in writing the particular issue of concern. An informal grievance is delivered orally, offering detainees the opportunity to resolve their concerns before resorting to the longer formal procedure. Detainees can communicate their informal grievances to ICE staff, and all grievances can be appealed. OFDT’s process is similar to that of ICE, although an informal process is not developed. Based on ICE data, no grievances were filed by the 33 detainees who died between January 1, 2005 and May 31, 2007. ICE, ACA, and OFDT understand the importance of identifying detainees with special medical needs. However, the three entities have different definitions of a special needs individual. According to ICE’s standard in this area, the facility’s officer in charge will be notified when detainees are diagnosed with special needs. OFDT echoes this point, but it gives more specific examples of types of conditions that affect individuals with special needs. Additionally, OFDT requires additional health care for detainees diagnosed with special needs. The ABA has encouraged ICE to make the agency’s detention standards enforceable through regulation. The ABA contends that, even though intergovernmental services agreements require compliance with standards, the standards currently in place are only advice to facilities on ensuring detainee welfare. There may be merit to creation of a regulatory mechanism to enforce ICE’s standards. We are not persuaded by the department’s memorandum in reply to the ABA, which discussed problems this course would create, such as staffing issues and the cumbersome regulatory update process. However, ICE is considering the feasibility of making the standards regulatory. ICE has already taken some steps to enhance its standards. The agency is moving toward the creation of performance-based standards similar to those used by ACA and OFDT. These standards provide an opportunity to articulate more clearly the specific actions that facilities are expected to take. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 30 Performance-based standards are goal-oriented and include outcomes measures, which can provide facilities with guidance on the implementation. This should bring about improvements in facilities’ adherence to specific goals. Improvements to ICE’s facility monitoring process should be enhanced when the updated standards are finalized. Electronic Medical Records Would Create Efficiencies for ICE We reviewed the utility of electronic health records (EHRs) for ICE’s detention facilities. EHRs digitally store individual health information, either in a transferable card or a centralized database. ICE and its facilities currently rely on traditional paper-based medical records. However, ICE, including its Division of Immigration Health Services (DIHS), has taken preliminary steps toward electronic records, including development of systems requirements. ICE has spent more than $2.2 million on the development of an electronic records system, including software and training expenses. DIHS determined this initial systems design was less than sufficient. ICE has noted its interest in making improvements on its initial system. Efficiencies created by EHRs would provide ICE many advantages in the management of detainee care, especially when detainees are transferred to other facilities. For example, EHRs can be easily transmitted. An individual’s records would be immediately available to clinical staff at a new detention facility. This would allow for a more rapid assessment of a detainee’s current medical needs, reduce duplication of intake screenings or physical exams, and improve detainee safety. By expediting the development of EHRs, ICE and its detainees would receive long-term benefits. The Veterans Health Information Systems and Technology Architecture enabled the Department of Veterans Affairs (VA) to create EHRs for individuals receiving care at VA hospitals and clinics. The VA’s EHRs provide patient-specific information that permits time and context sensitive clinical decision-making. The VA has achieved important safety improvements through its use of electronic information. For example, electronic prescriptions have reduced medication errors and helped to identify incompatible medications. The VA has reported a medication error rate of 0.003%, well below the three to eight percent national average.13 ICE facilities managed by the Correctional Corporation of America use EHRs. When an ICE detainee is transferred between facilities managed by the company, clinical staff can access an electronic records system. One of the company’s facility wardens said that less paperwork and more timely 13 “The Best Medical Care in the U.S.,” Business Week, July 17, 2006. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 31 information about detainees has improved operations at the company’s detention facilities. An ICE review of a Houston detainee’s suicide provides an example of how rapid access to health records can be vital. According to the incident report: A major area of concern was a lack of medical records . . . Following the death, the detainee’s health records from his previous institution revealed the detainee had been diagnosed and treated for Schizophrenia and had at least one documented suicide attempt . . . Such information would have been valuable to the mental health provider and medical staff at Houston. Although the individual was transferred from a Bureau of Prisons facility to Houston, rather than from another ICE facility, the report provides keen insight into the utility of EHRs. Additionally, EHRs would not be subject to disruption or destruction. This was especially important to the VA during Hurricane Katrina, when clinicians around the country had electronic access to records of the 40,000 veterans who had received care or ordered prescriptions at VA facilities in Louisiana and Mississippi. A 2007 study by the State of California also discussed how EHRs could ensure the maintenance of medical records during natural disasters or other catastrophic events.14 ICE and DIHS have recently taken steps to create a system of electronic health records. An ICE official suggested that more detailed discussions are needed to define systems requirements, and ICE needs to understand DIHS’s perspective on the limitations of the electronic records system. The proposed integration of DIHS into ICE should enhance progress toward development of EHRs for ICE detainees. This integration is anticipated in early FY 2008. ICE is a natural candidate for implementation of EHRs. By enhancing the efficiency of clinical operations, ICE would provide better care for its detainees. We recognize that complicated systems decisions are necessary before an effective electronic records system can be fully implemented, including concerns about the privacy of electronic records. Thus, ICE should consult outside experts, such as the VA, as needed. 14 The State of California, Legislative Analyst’s Office, “A State Policy Approach: Promoting Health Information Technology in California,” February 2007. http://www.lao.ca.gov/2007/health_info_tech/health_info_tech_021307.aspx ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 32 Some ICE Facilities Are Experiencing Clinical Staffing Problems Two ICE facilities included in our review have staffing problems, raising concerns about not only the slow pace of hiring, but the agency’s ability to provide proper health care. DIHS personnel said that they need a better understanding of ICE’s vision for detention services. They said that understanding the vision would help determine where additional or new personnel resources should be placed. Nationally, contract detention facilities and service processing centers using Public Health Service clinicians had a 36% vacancy rate in October 2007. The contract detention facility in Pearsall, Texas, which housed more than 1,500 detainees the day we visited, had 22 medical staff vacancies. Given its rural location and the nation’s high demand for nurses, staff in Pearsall said that they will endure medical staff shortages indefinitely. Staff from the San Diego Field Office also expressed concern about recruiting and retaining clinical staff for its contract detention facility. In its December 2006 ICE site visit report, the facility earned an overall rating of deficient after receiving a good rating in 2005. Health care access problems caused by insufficient medical staff were a primary reason for the low level of performance. According to the site visit report, nearly 260 detainees did not receive a physical examination during a three-month period in 2006. Field office staff suggested that DHS’ lengthy security clearance process is an obstacle to filling vacant medical staff positions. To offset not having sufficient medical staff, the current staff work extended hours in an attempt to improve compliance with ICE’s medical standards. ICE did provide data showing that recent progress has been made on the issue of clearance processing, but the general concerns expressed by staff in Pearsall and elsewhere warrant further scrutiny by ICE management. Immigration attorneys we interviewed said that their primary concern is ICE’s ability to deliver timely health services. In June 2007, the American Civil Liberties Union filed a class action suit against ICE as a result of problems at the San Diego Detention Center. Agencies can be exposed to legal liability if medical standards are not properly implemented. As one expert wrote, “Most cases in which courts have found constitutional violations of inmates’ rights to health care were fostered by the exigencies of an overburdened staff coping with too few resources.”15 Even in those areas where ICE has a credible treatment standard, such as care for detainees with AIDS, other organizations have determined that medical care can be inadequate. A human rights group recently alleged several examples of problems with ICE’s treatment of 15 Clinical Practice in Correctional Medicine, 2nd ed., 2006, p. 524. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 33 detained individuals with AIDS. This group’s report detailed cases where detainees were denied medications or where needed care was delayed.16 We did not review any of these cases for this report. We discussed various medical access issues with Public Health Service clinicians, who provide care at some of ICE’s facilities, and officials from DIHS headquarters. Some DIHS officials believe that greater involvement in ICE’s detention management strategic planning would help with staffing problems. This would give DIHS a better idea of where clinical staff would be needed. Although our interviewees described the relationship between ICE and DIHS as very positive, ICE should ensure that clinical staffing efforts are aligned with ICE’s strategic planning for detention management. Recommendations We recommend that the Assistant Secretary for Immigration and Customs Enforcement: Recommendation #10: Expedite all necessary discussions and resources to develop a system of electronic health records for ICE detainees. Recommendation #11: Work with the Division of Immigration Health Services to identify all clinical staff shortages, then work with ICE’s clinical partners to develop and implement a strategy to fill clinical staff shortages at immigration detention facilities. Management Comments and OIG Analysis ICE’s Comments to Recommendation #10 ICE concurred with our recommendation. The agency continues to work with DIHS and other experts to create the electronic records system. The department’s Investment Review Board must approve the system. OIG Analysis In its corrective action plan, ICE should provide details on the progress it is making regarding acquiring the necessary technology and designing the protocols for the EHRs. Once we receive evidence of ICE’s commitment to establishing an EHR system, we will close this recommendation. This recommendation is resolved and open. 16 Human Rights Watch, Chronic Indifference: HIV/AIDS Services for Immigrants Detained by the United States, December 2007. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 34 ICE’s Comments to Recommendation #11 ICE concurred with our recommendation. Through interaction with DIHS, ICE is creating a strategic plan to examine a variety of issues related to the recruitment and retention of clinical staff. This plan will include improvements to the processing time of background investigations, considerations for the use of incentives such as signing bonuses, student loan repayment, hiring additional health care recruiters, and collaborating with the U.S. Public Health Service for hiring and placing health care professionals to support ICE detention operations. OIG Analysis We look forward to receiving ICE’s staffing strategic plan. This plan should help ICE correct the difficult staffing problems that confront many health care providers across the country. In its action plan, ICE should set a timetable for completing the strategic plan. This recommendation is resolved and open. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 35 Appendix A Purpose, Scope, and Methodology ICE provided data showing that 33 immigration detainees died in custody between January 1, 2005 and May 31, 2007. We examined incident reports and other data about these cases, and interviewed field office personnel to gain further insight into some detainee deaths. The two instances of detainee death that were the focus of this report were referred to us through the OIG Hotline. We examined: • Documentation regarding detainee death cases, including detainees’ detention and medical files; • Detention standards used by ICE and other entities; • Legal cases and international human rights agreements; and • Facility monitoring reports and data held by detention facilities. We conducted 53 interviews, including discussions with ICE headquarters and field office staff. Conversations with field office staff covered detention standards, detainee death incidents, and resource issues. We interviewed staff from DHS’ Office for Civil Rights and Civil Liberties, public and private sector clinical experts, immigration attorneys, and experts in correctional facility oversight. We toured seven facilities that house ICE detainees. These facilities were: • • • • • • • Ramsey County Law Enforcement Center, St. Paul, Minnesota; Sherburne County Jail, Elk River, Minnesota; El Paso Service Processing Center, El Paso, Texas; Regional Correctional Center, Albuquerque, New Mexico; Central Texas Detention Facility, San Antonio, Texas; South Texas Detention Complex, Pearsall, Texas; and Laredo Processing Center, Laredo, Texas. We conducted our review between May 2007 and August 2007 under the authority of the Inspector General Act of 1978, as amended, and according to the Quality Standards for Inspections issued by the President’s Council on Integrity and Efficiency. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 36 Appendix B Management’s Comments to the Draft Report l,S. Of.p... O.fI.l1mon, <Of HQ....I.nd llu.... l.nd s.<un,y s.,..rl'y L.s. _n' .... "151rSIJ="w Sll"",,";\\' "25 ""....... ~Ston. DC IX. 2OS:l6 205.16 ".,...h,ns"",. '1~' \W .....'- ' C U.S,Immigra.tion u.s. Immigration and Customs Enforcement \lAR 19 15 2008 1008 MEMORANDUM MEMORANDUM FOR; FOR: FROM; FROM: SUBJECT; SUBJECT: Richard Richlltd Skinncr Skinner Inspel;tor Inspel:tor General ~~ Julie L. Myers ~ ;;..p- Assislant Assistant Secrctary Inspector Geneml Genem.l Audit Draft Dran. Report Office of Inspt.'(:tor "'ICE Policies Related to Detainee Deaths and the Oversight "ICE O~'crsight of of Immigration Dctemion Detention Facilities," Facilities," dated I. 2008 Immignl\ion daled Jan. Jlln. III, (OIG) for this opportunity to revicw wish to to thank thank the the Office Office of Inspector Geneml Getlcl'".ll (DIG) review and II wish comment on on your your draft draft report report concerning ICE's policies relating to detainee death and oversight commenl oversight of our facilitics. facilities. I am am plcased pleased to know thaI that DIG confinncd con finned that ofollr thaI ICE adhered to the imponant important ofthe the dctaint."C detainee death stlUldard standard that were the fOl;l.Is foclis of this review. I am portions of portions lUll commined committed to to considering any any suggestions suggestions that will allow allow ICE to improve the oversight all facilities that considenng oversighl of ofall Ihal house individuals individuals in in our our care. I am pmicularly particularly conunined committed to ensuring Ihat house thai me the U.S. Department Department ofHealth Health and and Human Human Services' Services' Dhision Division of Immigration Health Services of Serviccs (DJHS), (DIHS), ICE's lCE·s Detention lUld and Removal Removal Operations Openllions (ORO), (DRO), and our contract facilities take Delention takc all appropriate approprimc steps steps to recognize recognile and and respond respond to evidence oflife-threatemng oflife-threatening illnesses in order to avoid the 10 thc lamentable lamcntablc of an an individual individual in in ICE's care. death of (kalh to infonn infonn you you that 1C'E.l1as ICE has madc made significant signilicant strides in improving also wish wish to impro\·ing overall ovcrall ovcrsight oversight of of II also our facHllies. facilities. Your Your repon report briefly mentioned the Detention Facilities Inspection Group and our and the the to highlight some of the other progress Detention Standards Standards Compliance Compliance Unit, but 1I wanted 10 Detention progres.o; we we have made made toward toward strengthening strengthening overnll ovenlU internal review and compliance of our facilities that have Ihat were not nOI considered considered in in your your report, report. but but merely mentioned brieny. wcre briefly. ICE emered entered into into aa comract contract that that has placed subject matter mailer expens experts in selected facilities on a daily ICE daily basis to to monitor monitor both both the me detention standards and the detainees· detainees' quality oflife. baSIS of life. These reviewers reviewers serve as as rrofcssional professional on-site on-site compliance compliance personnel personnel in in each each Service scr\'<,: Service Processing Proccssing Center Centcr (SPC). (SPC). Contract Detention Detention Facility Facility (CDF) (CDF) and and large Intergovernmental Service Conrrllct large Intergovcrnmental Service Agreement Agreement (IGSA) (IGSA) IGSA facilities facilities ....ill will be facility. On-sitc On-site compliance compliance for for the the ilTl1al1cr smaller IGSA facility, be achieved achieved through through aa rc~,'ional TC,b>10naJ monitoring plan. plan. This This program program will also support support contrnctual contmctual compliance review for contract monitoring contract of a performance-based concept. detention facilities facilitics by by usc usc ora detention Specifically, ICE ICE has has contrJcted contracted wuh with the the Nakamoto Nakamoto Group Group to Specifically, to provide provide on-site on-site National National Detention Detention Standards (KD5) (NDS) compliance compliance vcri.fic~llion verification for for all all ICE ICE detention detention facilities. facilities. This This program program features features Standards ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 37 Appendix B Management’s Comments to the Draft Report SlfBJECT: OIG Draft DnIR Rcpon "ICE -ICE Policies Related Relll1ed to to Detainee Detalni:C Deaths D~1Ilh1 and and the lhe ()o,crsight Q\asight of of SUBJECT: ImnugJ1Illon Detention Iktcnl.IOD Facilities:' hcilitics:' datr:d da:lI:d Jan. JIlI1. II. 11, 2008 2008 Immigration p,," 2 Page aI five-person ICE headquaners fhe-pt'fSOl'l managementleam manasemcot team at aliCE Wrlquanm that lhat provides pm\-llkl program fI"Ol;"ltn mall3gemcnL management.. staffing wffing coonJinahon. reports. rqxMU, and anlll}tical anaI}ucal and adminislnuhc: .wnin.istmJ\C services SCl'\"ia:s for staff itaffmcmben members stationed 5tlI1Joncd at a1 coordination. ~l the United l,;niud Slates. Swes. :s'akamoco pmoIlDC'l are posted posled on-site on-sitt al .. all all facilities throughout Nakamoto Group personnel SPC' CDFs., CDF5, and larger W};c:r IGSAs. IGSAs.. Smalltt Smaller IGSAs IGS.4s will ..ii, be be~.,ecd serviced on on aIl'l:l;lOrW regional basis.. ~ The 'The SPes.. contractor contRdor is also abo tum:ntl} CWTro1I~ in in the firnil linaI dC\c1opment d...... kJpmmt stage stagt ofan ofan automated au:.otnJtcd reponing fWlCtion funcuoo thai that _ill allow allo'A ORO 10 monitor momlOr the thC' mosl-current mos:I-carm1 compliance cornphmce Slatus sum of of ICE detenllon dntnnon faclhtles faollt1ts will Ourotba~. Creall\t Corrections. COl'TCCtioos.conducUaMUallnepecoOftlofaU conducts annuallnspcctlGns of all detention dctcnuon facilities r.clllt~ Our othu partner, Creative thai ~ howe ICE ICE detaiJlC'CS. d~ Eacb E.:b inspection iospectioo is conducted coOO~ by b}. a five-member Ii\ -member team learn of ofsubject-mailer aob. cet·1D&IlCT that c'{pau pabmed O\'er o\"ft"a a 1\1,0 IWO 10 U) threc-day Ibrec-da~ period pe10Cl dependmg depenc:bn. on on the me t)-PC l)'PC of offac1l1t} facility bclOg bong expen5 and IS performed ed. MoflOda). As of today, Crativc Creative Corrections ins ~aI C ~ has conducted coaductcd O\Cf O\t:r 141 facility t.ciLit~ re-rie.....s. R"\ iC'A.... ICE \l.ed:. rtqUlJU Creative Creall\-C: Corrections Correcuons to perform pcfonn eighl oghl: annuallOspcctions a:rmuat lMpcetlON per pcr-'Ytcck. reqUires AddJIJOfI.I.II~. ICE IS worlcing _-ortmg closely closcly"'-nb with major m2Joc non-governmental MI).&JYoerr.mea.tl organilatlOns orprn7.allM5 and DHS' OH5· Additionally, Office Offl« ofCi\'il ofCi\-il Rips Rights aDd and Ci\-i} Ciyil Liberties (CRCL) (CRCl) in order to 10 fe\'isc re\tK our 38 3 current a.n'fJt national natioo;a] daCflhon standards standmls and oon\cn con\crt Ihcm lhon lOla mlO 41 pafomwxe-bdcd performance-basal srandards. IUDlbnb. Arier AftC'f"'e~ \I.e consider detention hope to comments from Soo. NGOs and CRCL we COIl:Un01l1 'ole hope: 10 publish these slandnn.ls ~ b)' b~' $cpIt:mber Sqltl."mbcr- 1,2008. 1.2008. As no(ed. _"l: .....e 0pc'(1 expect tbcsc Ihese paf~ performance-based standards a facility's )'Our )"OUJ" repon n:pon com:ctly noIcd. sundMds to 10 Improve tmpfO\C' lZlhly'S adhc."fellce to specific, measurable goaIs.. goals. Abo. Also. our revised detamcc Idhcrmc1:to spcc1fic-. ~Ie OllrmlSCd dcum.." handbook Iw1dbooIl. is IS slated slaled 10 to be released in \1..y \1ay 2008. 2008 Prior Pnor to 10 diSiributmg distribUling these handbook.s, b.Jndboob. ICE ICE", will III consull consult wilh 'ol ith major nuJor 'GOs 'COs American Immignuion Lawyer's and the AmcnCOll1 lmmigmion l..a"o\ )'\."'I"·s Association for lhcir w..i r input inpul as t i \\'el1. "' ....11. This handbook.. handbook. which IS wnnen ....nttc:n in 111 EnglIsh English and Spamsh. Spatrish. v,; will ill pn:l\-'~ provide an overview O1;tf\--lC'\\ of the general ~traI rules.. at detention facilitics regulations, policies and rcgullltions. politics anJ procedures in place pl3CC III facilili as It well III II as u an overview o\c:rvi~ of the sen;ces a\'llliable available 31 at rh~ the facilitles facilities. prngram5 programs and Stn1CCS the American We your rqxm report differentiates differenliates ICE's standards \\. e also note nOle thai WI )'Our st:1OIJards from those of ofth~ Corm:lional Associalion and lhl;' the Office of Federal OelC1ltion o......enuon and aod Trustee Tru"'cc (OFOn, (OFDn, panicularly parllcularly Correctional Association when ~'Our )'Our repan report discusses OFDT's re\1CW review of the Regional RtgJon:II COrret:tionlll Corm:tional Center (RCC) (ReC) facility. facilily_ repon also highlighlthal highlight thatlhcse these differl"TIt dirr~,..."f1t standards lire are balied bust<l on Ihe thc needs of We rc-qu~'S1 request thal)our that your report exh each federul federal agency th:n that WIIS was in\·olved involved lU in developmg developing OFOT's OFDT's eurrent cum..·11\ stundards. stalldMUs To be sure. when OFDT slandards, itII \\.orkctl .... orkcd with 1II·llh ICE, ICF', the U.s. L.S OFOT ~k~elopcd dc\Clopcd its ils current eurrent pcrfonnllJlec-hllSi."\l perfonnance-based standards, MaBh31& f~erulllilencies agencies hu,e hUHl de\'elopcd de\-elopt."\I Marshals Service and the Bureau of Prisons. These three federal 5tlUltldJ'ds population lhey they serve consistent conSistent with 1'0 ith their thclr overall missions. miSSIOns. standards to meet mcet tlie thc n~'t."\Is needs of the popuhllion Marshals Service is concerned with !.he the housing and The lU,S. ,So Mllrshals l1lld transportation tn1n5ponlltion of prisoners and the Prisons is primarily thc custody and care of federal prisoners Bureau of Pnsons primurily charged with ",Hh the pn'lOneB who have been conVIcted criminal lrials. ICE. on the other hand, detains tI~"\lIins individuals convicted ofcrimes and face eriminaltrials. who arc cn~\lre their appearance appearunce in In Immigration lmmlgratll'ln are fueing facing civil removal n.moval proceedings proccedings in order orclcr 10 CTIsure coun COUrt or 10 to en~un: ensure their appearance for removal from the United Unill..d Sllites. Stliles. Our detention standards sIwlliards 1'0 ..."<: developed Wilh mind OFOT OFI>T recognized recOgnllod the varymg varylllg levels of were with the thc nccds needs oflhis agency in mind. standards siandards .... when hen dC\'~loping developing tbeir their own ley key standards tliat tllul apply llppl)' 10 to ull all fooeral fcdenll facilities. fllCililics. In so doing, OFDT agmcics; accordmgly. accordmgly, the lhe OFOT noloo noted lhat that "the ..the purpose for dCl.cnllon detenlion vanes varies across agenCIes: standards adopted adopled addressed only lhe llie mosl most basic and critical clcments to all agenCiCS. agcncies. S1nO(brds clementi common 10 The S1andards SlJpplcment rooh(:JC5, policies. procedures. procedures.. and pl'llctic~s practices lhat that were .....ere specific to standards are arc inlended intended 10 supplrnlenl tht of~ach agmcy.~ agency." A5 As such. .... \.I.e e note thaI that ourdccision ourdcc-ision to rcmO\C rttno\'.... ahens aliens from the RCC the noeds needs of~h IIIlCll bllSCd on lhe: the basic Slandnrls standards OFDT set. bUI tatMr rather upon our in-depth ID-dt'pth fC\'iew, r'C\-iev.. ..... which hich wcnt .... enl was no! not hued be)'Ooo OFOr far be~-ond OFOT'ss mirumallindings. minimal findings. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 38 Appendix B Management’s Comments to the Draft Report SUBJECT: SLlilF(T OiG OIG Dl"lI.ft Draft Report Report "ICE '-ICE Policies Polirie5 Related Relaled to to Detainee Detainee Deaths Dcalhs and and the W Oversight (heBighl of of Immignllion ImmiJp'atlOfl De1enlion Ddenuon Facililies.,·· Flctlilies.- dated Jan. Jan. 11.2008 II. 2<1Ob p~gor 3 J Page Belo.... 1k1O'l/l., please P icase find ICE'5 ICE' ~ response n;:sponse 10 to each each reoommeniliilion n:com~ your )'OW" office has bas made in in its its drnft draft repon_ rrpart I look klol forward fO/"lll-an:l 10 &0 continued continua:t col1abornhon oollabcnuon ....'Ih .,ttl)'OU and members rnembcn: of Or)'lXD' office to 10 )'ou and your office impro..e policics. 1"'JIf'O\': our our polM:1 Rf'COmmendalion Rf'(OlII-._dali•• 1: I: Work wort. witllthe .'ub the Office OfTJCC aflnspcclOf oflDspa::tot General Gc:naaI 10 to create Cfal~ a policy tIla! lb! v.ould "'GUId lead lcaJ to the lhc prompt tq)Orting rcportin!ofall of all detainee d~dcabs deaths to tile the Office Offi~ oflnspector oflnsptaorGenml General. Rcspollsc: ICE wocun; OOrJClln with .ilb the tb&:' reoommerui.atioo. reoommc:Ildatio We an: arc committed ronmtincd to prompl prompt and ICE R~pualt; accur.J.Ie .ICCVRIe reponing rcport1nllO to OiG OIG whenever ... he:ne1.-eu a deuinet: dctainet: dies dles in (lUI' 0lII" fxililies. 1'act1:IIC1., Under l'nder current currenI ICE 1Cl: polle). policy. the death dc:at!l of Oran\· any delainee: deumee in on our ourCU3lOd)' cuslody is B~ considered a significant JigniflaDl. <:'\'eJIt ne:at tIw thai must mloSt be reported to the Joint JotnIlnW;.e tntake Center CCDler (l[C). VIC). ICE must 1l4US1 ootif)' notif) the !he JIC of oflhis this event ncot within W1Uun tv. rv.o 0 hours ho..n by phone and 24-hours In YiTlbng. v.nting. Once Jle r'C'Cei\'cs a1d Within Itbm.!~ Onc:c the lIe reec:i,'cs a Significant :llNfM:Et Incident Irw:tdo.:nt Rcpon. RcporL illo\;1l It.ill prepare a RllJlld senl to Professional ResponSlblht)· (OPR) ~e ~.d Reach Report......hich Rcpon. "'ilich is sret 10 the Office Off~ of ofProicSJ,:oaaI RespooS1blhly(OPR) for any deemed appropriate. well as to an~ action aetlOfl doemed 2ppropri.a:e.. as ."dl 10 other othc:r ICE wmponcnts. oompoo:lIO\' clarify cammlOncnt 10 timely repon report all deaths rlmfy (lUI' OW' commnmcu dc:aIhs 10 OIG. the [he Director DlI'cClOf" ofOPR of OPR ISSUed IUUCd a memonmdum on memorandum 011 March \ian:b 13.2 13. 2008.• instrul:tiDJ lnslrUCting the OPR QPR OIG DIG 1n\.:stipll\1.: in..cstigati\c limon liaison at Illhc thc nc liC to IclcphorucaJ.1y nob!} D[G OIG ofany of an)' dclaiocc pro\lde an)' any rele..-anl rek\-.rn facts rlCt5 concernmg conc:mung the telephomcally notifY detaiocc death and provide dculh. Addll!OTUIlIy. the death .. ill be JqlOI1cd dail)" ICti\ily 11:11\ '1)· rrpon thai is I compiled by dealh. Additionally. ....ill reported In the daily report Ihat <Sa). OPR and trw:L5minN trunsmined to OIG QIG each business day. T(l r0 It is IS requested reque:sled that th31 this tfus recommendation recommcndalioo be collSidcml ll1ld closed. rk1JoCd Atlached. AtlolChed, please pl~ considered rcsol\.:d resoh-ed lllld find lind orR's OPR's memorandum mcmonmdllm 10 lhe the lie. J[C. N:tC'ommtnd:uion 2: "Work -Work witb of Imm1lrllion MnlC'iK the tht Cmttrs RtrOrnrnendalion with tht the Dh"isioo Di\"i.sion or Immigration IItallh Health Servicn. Centers (CDC), :and nperts. to enhance rules for DistasI' Diwan Control (COC), and other npens. tnhanct l'1islinJ: uistin~ medicliistandlirds, mcdiC'aI5Iandard~.rulQ (or ntfll~ individuals. Indh k1oaIJ. and rovenge C'O\l~ragt guidance luidanu rrhuHt to inrerlious InftC'tlouJ disuse." disu~r.~ ror SPKllll SpeciAl nuds related 10 Respanse: ICE C'oocurs concurs In in pan and diS3grees disagrecs in pan ICE Response: p:irt with \\ iUt this thiS recommendation. recommendJllon. As the !\''Comm,,-ndalion pertains to 'JDS. ICE eoncurs ith DII-IS recommendation concurs with the rccommendallon recommendation to .....ork work .... with D[HS and olher other expcns experts 10 to enhnnce enhance the detention standard for detainee access to medic:!l neec" 10 medical cart'. Cllrc. Thc TIIC :-:OS NOS is roulinely all 38 standards routinely SCnlllm7.cd ICnlllnlzcd for lor improvement. Improvement. Currently. CUlTCIllly. ICE is updating updal1ng :11138 sUtndards and convenin}!; them into 41 pcrforrmmce.based tonveninlllhclil pcrfomJancc.based slundards. lire currcruly stlUldll.rds. Thcse These drun dma standunh standllfds arc cum::ntly being rc\'I(:.....ed revIewed hy by mllJor major l\GOs NGOs and CRCL for theIr their subst:mti\'c substantive commentS comments. We expect expe<:t the revised rC'viscd Nll.tionlll September 1.2008. Nul10lJlIl Detention DI,.1~·l1tion Standards StlUltltm:ls to \0 be published publish,,-d and available by S(:ptcmbcr 1,2008. rhc current C'urrcnt medical standard. \vhlch was dcveloped dcvcloped with wnh Ihc 01 medical The standard.....hich the ,"pUllnd Input and guidancC' guidance of professionals. allows for special nM! needs indi\ individuals rccl.'i\c approprilltc Elppropriatc medical carc. In (liet, fact. professionals, itlull15 to n:cci\c mCl.!icul cure. DIHS h.is has consulted With I)IHS wllh Ihe thc Centers for Diseases I~venllon (COC) the past and Discascs Controlllnd Control and Prevention (CDC) In in Ihe has incorpGnltcd incorporuted mlln)' many of Oflhc the CDC's CDC"s guidelines inlo inta protocols (ordctcrtlng far detccting and Ireal1ng treating .llcos aliens with infecllous or communIcable .. llh ,"(<<llous communicable diseases in facililies f1lCllilles WIth with DIHS Slaffing. staffing. Also. '" in genml, gencml. lhe the standllrd requires thalaJ1 fllCilities employ. at medical mil' slall large cnou}!;h to standunl n:quires thai all far:ilitics III 118 minimum. aI medIal II"!c cnouW1tO treatments for all detaUKC5. detainees. The st3lldard standard requlrts requires the dcIentK>ll detention perform basic exams and treatmmts facility offieer.in<hlll'Kc.....ilh officer.in-chargc, with the ooopcr.l1ion coopcrution ofthc Director. 10 to negotiate (Kalil)' ofttle Clinical Dlla:lor, n~U81e and maintain amngcmall$ v. ith neMby nearby medical facilities facihliC'S or heallbcm healthcare pro\tdc:rs pro"idm 10 to pro, provide Ide CQjuired required arrangements .ith ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 39 Appendix B Management’s Comments to the Draft Report SLBJECT' DIG 010 Draft omt Repon Rcpon '"lCE ")CE Policies Pohctcs Related Rel.aled to Ia Detainee Dewnec Deaths Deaths and and the lheoYerstght of SLBJECT: Oversight of DcIcntiOft Facilities:' Facilities.- dated dated Jan. Jan. I11. 2008 Immigration Detention J. 2008 ~'C4 Page 4 bcal~ nol noIl\,ulllble Iol.ithin facihlY_ Under Undcr"lhestandvd. hc.lI~ specialist sp.."C1IJ~ shall iha11 healthcan: available .... ithin the facililY. the standard, aI hcalthcarc drtc:rmi medical rnNit"1ll tmltment In:::alment. e;ol:cepl excepC when there lhcre is disagreement lbagrecmcn1 on Oft the !he t)~ I)'PC or or extent of of determine IrCOltmC'llt that is medically tTe:IlmCOlUtS medlall~ Decessary. tleCessaJ)'. In 1lJ instances tnslancCS of ofdisagreemC'llt. dl.u~em.OlHS OllIS makes mates the !he final final delcnninallon dctcmUl1lhon in In consullation consuJtanon with lIImh the Chiefof Dud of \1edical '-fedJcal Staff ~ff and in en accordance ~e .....ith the mcJieal medical policies the I..:.S. poli;;:l of oflb: l,S. Depanment Dl:panmem ofHcalth ofHcahh and IlDd Human Humm Service's Scnl«"s Public Mite Health Hcill Service Sen'icc: (USPHS). CLSPHS). "1m As ~mcdical slandanls,~ -u the lhc recommendation I'CIOOmIDCDlbtJ spccificallypcnains spc:cific::all~ paWns 10 -medical m:nrJanb.. ~ ICE advises .d\1Jl:$ thatlhis thallha appcan what the agency can do. IIppC8n to be beyond bC'yood the Ilk scope of of1llr1ul the:sgmcyan do Xatioml -.:~ public pubhc heallh bcaJth or medical mcdlal researchers and care induStry mdUSU)' sl2ndards wndardJ are established embl!med by b} professional profcmONl medIcal mtd1callUC:al't:hcn a1 medu:al medJcaI pl"lU:titioners wilh public and medical medical CllTC pnICtll.KJDl:fS In laIldem tmdem 'Ith pubbc hca.llh bcaJth lIlJd arc gO\·o:ming ~\mzinxand n regulatory rquJllOr} bodi lKJ,Wes.,. ICE has authority to csui>lisb establish orallc:r or aller such standards. baI no inhemu 1Dbcrcn: a1tbont)SlIDlfards.. nor does docs the agency II:ftlC'} directl)' ,hreed) employ 10 pro\ ide input to do so. ICE relies the cmr'oy persons pct"IOfK qualified qll.l<tfiallD PJO'XIc Jnpu110 rd~ upon thc the profcssional$ proraiioolJs of of!he OIHS and USPHS 10 coordinate with OlHS aDd to roordinate ....ith olhcr ocba" health heah.h ocganizations. orpnintims such as IS the !be CDC. COCo in detem'llning and appl>,ng disease prevClltl(K\ dC'lC'lTnlru"l appl)"Ulg healthcare he:l:.theare and dlscue pre,;mlJOn sandards SWldards Whlle we btllC'c beliC"'e the cunml currenl detention standard is the mo:lIcal Wluk: "e ddemtoo swxbrd i5 sufficienlto SUffiCIC0110 meet meelW mechcal needs of 01 detam~ ICE COfllmuc:s continues to 10 be rommiued commilled to 10 tmpnn impro\'ing and care ICE delC1ltion dctl in~ standards JlMJdu\b.and C~ at itt aU .nICE ddmion facilities. To that believes doclon docton. and medical staff facllmts. dw end, cni. ICE bdiC'o'($ salT mu~ mu.Jl be cognizant C'optDnl ofdiseases ofdl.5CUCS unique to immigrant on is pncoca!. pmclical, so as 10 to promote ellfly urnquc Imn'llgranl populauons, populallons. as much &$ my detection dctecIlOII of diS(,"aSCS. has askoo. DrtiS training tool medical di~ Acco.-ding]y, . C«lfdmgly. ICE htiaskcd OIHS to develop &:-.clop aIlnining Iool to enhance mhance the lhemalical field's awareness and evlydetecbon early detection of diseases m ahens ficld'slwarmessand o f ~ that dw might mlgtn be bt pm'alent pr'e'-almlln allem from &om panlcular p.1l'tlcular geographic DIHS has Ilhiscd a(hiscd ICE Uw that it .ro~hic locales. OIHS II is willing ",llinK to 10 seck sec" ad\~ce ad',ce from the !he COC CIX' and other subjecl-maner subject-maller n:pms. cxpens_ lJ5 as it has done in the past, 10 tool. ICE will h3s don to develop ~clop this lraining lrainifll 1001. 111>'111 follow-up with DIHS to ensure lhis Ihis traming training is follo"~lIp Iol.lth DillS IS conducted. conducted to. that this recommendation be considered resoh·ed It is requested requCSlcd th31lhis resolved and closed. Rec:ommendation 3: ~Re' ~Re, iR ise medi"al medinl inl.ll~e intake Urffnlllg screening forms RtCommtntlllion formJ Knd lind ph)"sicltl pb)'lilul exam cum quesllonnalres 81 delelllioD dl'tenlloD fadlilie1llo facilities 10 iodude include queslioDs qU"tlODlllllrM questions regarding the Ihe detain«'s dellintt"s fami!} flmll~ h Istol')' of t)sliCt'rtO!ib. c)"SI ict'rcosis.,.. hl~lUry ~ ICE Response: ICE concurs in pari and disagrees in pari I('E p,m'l with ....'Ilh the Ihe recommendation. l'«OmmcndIlIIOn. ICE agrees re\ iew il!i its medical intake fonns forms and that DIHS ~hould should revicw lind physical exam e,~am forms ronns in fn order 10 beucr OCller certain diseases lhal that mil)' ma)" allo.... us to pro\ide provide beller medical cure to our detained Idenllfy ccnlllll l1u..d iclilelirc dcllliltcd population. popul/Ilion. DIHS' inlake health screening fonn form was developed by medical professionals DillS' profesSIOnals for the Ihe purpose of identifying Ihose those medicul medical issues thaI that pose Ihe the lV\-'lllCSI grealest risk (0 idenlifying to an un ovcrnll oVCTltIl detention dctcnllon facility fllCilily popul:uion. The h"lllih health screcmng screening 10015 tools presently prcscntly in usc portul:UlOn. use include mclude questioltnaires questionnaires concerning family health hislori~ histories and llnd there therc is mfficicni sufficient space on Ihc thc forms h~;Ilth fonns to 10 mcmorialil.c mcmoriilh/c any 1mI' information infonnalion provided so as lIS to llIcn alen medical professionals ofnny ofany possible that arc pronded possible: problems problCf1Ul1h.ll1 nrc not nOI rcadily reudil)' apparem. Oblammg Obtaining a falmly family hlSlOT)' history of Cysl1=OSIS cysticercosis is many imponant lIJIp81'011 IS one of man)' Imponanl pIeces of medical mfOmlJllon lhc currenl current intake Inllke form. That Thai fonn ronn is IS idcr may oolloct collect using the infoml:ltion .... '" hlch hieh a medical pro\ ider primanly used 10 to quickly quick.ly COUCCI collect signs or SyntplDffiS symptoms for which aDst.'fious pnmanly K'nOUlIi illness may rna)' be the Ihe cause. observed. more proba1l\'e quesnOTIs can be signs and symptoms be obser\'ed. Should these ligns pl'ObalJ'c and specific spoctfk qut:sllOns askcd to help Identify identify and poniblydiagoose possibly diagnose an illness. tiled ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 40 Appendix B Management’s Comments to the Draft Report SL1lJECT; Rebtcd to to Det3inee ~n« Deaths Deaths and and the dlc Onnighl (hersighl of of SUBJECT; QIG OIG DrufI. Draft Report Report -ICE Policies Policies Related ImmigralJoo II. 2008 2008 Immigralion Dnenoon Detention Fu:ilitlc:s' Fat::ilities.·'~ dall".d dated Ju_ Jan. II. Page PageS OuT ~:r on 00 quesllons qUCSllOM thai IIw arc arc nol not only 001) related n:bU.'d to lO family family history Iustory Our CUl'Ten1 current lnu.le mtakc ibrm fonn lS is based largely Or\-.nouJ: Je.l medical nacdK:al professionals ptOfcssioaalsto dlagnose: an an Illness. Illness. In In of \'arious ~ diseases. bul bUI !O)mplomsIbm symptoms thai mll) may lead to diagnose the \lOC nOie llOIe that thai even e'o'01lrauwn1"l1hc mother had had been been the spet:lfic specific case dcscribed described in the Iq)Of1. repon. we ifassummg the mother dQgnosed tluII the tbeDli\idaal J.nc:y. of orlh· d~i it It is is not not C'ident C'\;d!:fj how hIwo diagnosed ~llhC)~ wilh C)"Sticerw$J$ and that indh'idual ~ this diagnosis., Inch.l.m~ 10 family f.;unily btory of C)'5tiCCfC'ClSIS would ~'OUkI have bn-e including alpo."Cific a specific q",CSlIOll question aplicitly explicitly Jdakd related 10 history ofcysticercosis ~hcd contlCl.1) noIes. noIC1.Ihcre .... nothing notlurif ICE ICE c:ould could resuhed lD in adiITtnm II diffC'fC'll.t oweome. outcome, As your~ your report cOlTeCl.ly lhere was N,\C tk:a1h or of IIa person person with "lib this dlIs serious KriouJ pre-existing prc-c::I.~gmedical mcWc:al ha\c done done 10 to ~-au prevent dus this unfort:ulWe unfortunate death condition. "'.'1"..... C'0!'lIJd.."u, fiwd population pop"larioo that Uw comes into \tuo ICE ICC custody nlSIOd)' on OlD aa daily dad~ Considering. the 1afKe. large, di\I;nC.D di\enie. iIIld 'CI) \'ery fluid bHu.. gc:DC1'1I family fmuly mahcal rnecbcaJ historY h~ information. tnfomuuon. itLt isbbasis. and and !he the £act faC'! thai lhat 0lIf our currttI CUrTeIlt rorm fann sobat5 soliells general oot . of family ramil) histOry hiiUJl10 ofcysticercosis of C)SliCO'·COSU is i$ Wa.m1IIled ~Jtr...ncd on ex:! DOt d.:. cI ar .. Yo ~ hcther a ipC'Cific specific d.:;;;j~ designation or mcchc.al mW;c rorms liJrni is IS lhe the rmst appmpn.a1e manner manna' 10 lei respond respond to IG this this medicallnmke forms or that:smcndir:lg that ammding the fonn most appropriate or O(ber other dl5CaSe5 diseases that mll) may be common particular d~ disease Of" putJCulv c:ommGrI in de\c1oping dc\dop'ng countries. 0DW1Iria.. We also noIC note tNI thai your your rrlimce rchance on r..o two journals CIted cited In m the a basis Yo C alsG lbc report rqlOI1 as •• baIlS for for singling '"sling out oat rami!) KJWnal studied J1.udic:d ncurocysticcrcosis ~:stlcc:n:OIis famil)' hls1of)' history of C>"til;aW5ls cysticctWSis is mispt.:ed. misplaced. Thl: The fll'Sl. first journal ~ srx·~"C. penod. pcnod StY W John JoM M. certalll Oregon bospluU hospitals O\·CS'. over a six-year discharge mfonnanOll infonnation from ccrtam ToYoocs., in 0rrgrNr.. Oregon. 1995-1000. /995-2000, E"EJtG1'c E\lERGI'G l"ffCTTOlS To.. ncs. ,I"eurory-sticeroosis \tI<ron't1ll'l'rt'O.tU i1r l,nMlOl. 0; Dlsr DI5t' A'>E'> 4.. r~ (2004). 12(04)TheJownaJ journal I"C'\c.kd, rC\<ealed tlW!he \hilt the annual n1ll1lbo'" number of ofcases of DCWOC)'SllCO'C05l5 neucocysticercosis did The cases or did not not change during dunng the stud)' S1udy pmod, penod, dcspllC despne the Hispzuc: Hispanic popuLanon populalion mcreasing •. the lI'lCI"easmg in an Oregon Oregon by an an estimated $Imdtcd 67·/ 6~it. 11te SCXO!1d second joumaI journal DOlts notes 1Iw thai '1"11c:rc:i~s c)'Stercicosis iis IIOtlWionally not nalionally reportable, The n:p<Jrablc, few f~ local local jurisdictions JurisdJ.ctioos require reponing reporting of of it, it, and sunelilancc surveillance systems S)'Stenls ha\e have rarel)· rarely been implemented. requi~ ImplmcntC'd Sec SN Frank Frank J. J SorvIllo, ... n..c rlOI ~ Dlsr.ASES DI<;£A5r<; (2007). (2007). Sor.~llo, /JriJrJujroM Oeaths from C)"$licwcam. CySliarcosis, Lnilm United Slllll'.f, Stales. E\lrlta,,(,I E\lERQt'G l!'of! Cl10l TIlisjoumal also concluded that Ihal c}'stcn'icosis cyslcrcicosis remains nus Joumallliso n:m:llllli an unconmlon uncommon fonn f()ffil ofprtmature ofpremalurc death dc:Dth in in liS pTn"aknc::c prevalence is unknown, unknown. the United Uniled Sllltes States and and lIS the Your report report makes makes anecdot.:il anecdotal and general COOclU5iollli conclusions :abouI about the Your thc possible growth of of cysticercosis. cysti(ercosi~ uJlOn which which you rei)' rely make makc no such finding. In fact. hut hath both articles articles upon hut facl, in one anicle ankle citcd ciled within within To\\nes article, 1M the author author concludes thai that the dc!C'Clion detection ofncuroc)'Sticercosis the To\\ the nes 'If11c1c, ofl1l:uroc:)1illceroosls isIS based based pnmarily on on the the advancement advancemenl oflcchnology of technology thm thai ddcCtcd dClcctcd IhlS "nmanl)' Ih,! dlSCllSC dlJlCll!IC In 1n immigrants lmml!ll"lI.nts arriving amving in In also A.C. White, the Uniloo UnitL'd Stules Stutes in in lhc the 19705 1970s and 19805. I980s. See, ulso the While, Jr., Nellrrx")'l'lllwco~'is: NCIlf'UCpllrcrcosi$. Updwes Updu/C's 011 f:p,dl'1Il10/0g)'. J:.puJ('/IIiology, Pm!logr!ll('sis. PfiI!loge"esis, Diagaosis. Diagllosis, (I/Id and !of(l/IagcmclI!. Managemelll. 51 A'l\. 01/ A\/.... R~v. R~v_ M.u. Mi-n. 187 187 (2000) (finding (finding thlilthree thatlhrc<: developments Icc! led to the recognition ofnellro<:ysticcrcosis (2000) of nCllrocys!iccrcosis as IIg aa major mlljor of neurologic discllse: disease; I) I) dc'·c1opmcnl de\'e1opmcnt of of computerized computcrized brain Clluse ofncurologic CAuse brnill studies studies (MRh (MRIs nod und CAT CAT scans); 2) 2) IllT£c large numbers numbcn; orruml of rum I immigrants immit,'rants!Tom SClln,): from developing countries eountriM; amvmg nmvmg m m thc Unitcd Umtcd StutL'S during during the the 19705 1970s and and 19SOS; 1980s; and and 3) more IlCcurnlc DCCUntte diagnosis lind Slul(:S and ro:..'POrting n:poning in ill foreign foreign counlnes 10 10 demonstrate demonstrate prevalence 10 in L:nin Latin Amenca. America, Africa.:llld Africa. and Asia.) counlnes /\sill.) In addition. addition. ....we belie...e DIHS· DlHS CommitmC1ltto commilmentto enhance!hc enhance the medical field's awareness and In e bclie\c medical ficld'llIwat"C'ncSi and early c:lI"ly ofdlseasa diseases thai that mIght mIght be be prt\'alent pre\'alenl In m aliens aliens from panicular detecllon or dC1CCllon partIcular geographiC geographIC locales locales is is aa These medical medical professionals professionals are arc in in !hi: the best to ldl'tlUf)identify all major step stcp fol'\\lll'l!. forward. These maior ~ position pl)§Luon 10 all diseases discllSC§ that ma), may be be of ofconcern to mdi\iduals individu31s in in our our cu5!Ody. custody, and 311d those thost diseases that concern to dlSellSCS should sho~ld not not be be limited limned to to cyslicercosis only. only. This This commitment cOmmil.lllenl i! is o~lhDOd outlined In III Rcoommcndallon Recommcndation 112, abo\ c. We eysticc:n:o§ili Itl, 8OO\c. Yo Calso al§O address your tonCcmI concerns about about c)'Sticercosis beliC"e th.lu that Ihc the bcsIlIIppro3Cb best 3pproach to to address)'OlU behe\'c c)"5tiem:osU; Of or infectious infcctlous diseases dlscasc5 ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 41 Appendix B Management’s Comments to the Draft Report SUBJECT: SUBJ ECT: DIG Draft Report "ICE Policies Related tu to Dctaim:e Detainee Deaths alld and the 0\ D\'ersight ersight of Immigration Dctclllion dmed Jan. [[. Detention Facilities," dated II, 2008 Page 6 n,:evaluatc the current currcnt medical fonns in order to detennine whether request that OTHS DJHS reevaluate whcther is to rcqucstlhllt amending thcse these (omls fonns is appropriate. In this regard, regard. we hope Ihese these additional educntional educational efforts and reviews will allow ICE to providc provide the most appropriate level lcvel of medical care for individuals in our custody. At this poim in time; ho\\ever, howc\"cr. ICE cannot I;l1l1not concur with the specific recommcndation to include questions regarding a family history of cysticercosis for the recommendation thc reasons rcasons aOO\·e. noted aOO\'c. It is requested that this recommendation be conSidered considered resolved and closed. Recommendation 4: -Revise nOllfication section of ICE's ICt:·... detainee ~Revlse the Ihe notification derainee death standard 10 thai the agency Ilgenc)' and detention partners report a delainee's detaincc's death in states stales that ensure Ihal lind its ilS delenlion panners reportll require nOlificatioo In the of II deub deRlh in custody. Documentation of fhis reponing nOlil'icatlon in Ibc e\'eot e\'eDt ora ofrhis should appear in aII delainee's del:linee's rile." fi1e.~ ICE Response: ICE concurs in pan and disagrees in part pan with the thc recommendation. We Wc belicvc believe that notific<ltions notifications to state ,tate official, \"ery important, imponanL but believe that thm our currcnt CUITClll ,tandard officials are vcry standard makes this requirement clear. Upon the death de.1lh ofa detainee within an ICE facility. including IGSAs, a metlical medical examiner e.~lIminer of the local jurisdiction is summoned to pronounce pronouncc the dcath. This process notilic3tioll pursuant to OIG's constitutes notification DIG's recommendation recommend:uion since it is the responsibility of this sworn public official to make any further notifications as required by state law. Similarly, in those instances whcn a detainee dies \\hile h05pital ami and lit a hospital. it is the responsibility of the hospitnl \"'hilc at the physician who makes the dedarnILoD declaration ofdeath to make any additional notificarions notifications as required n:quired by b)' state or local law. It is imponant impoltant to note that in the elISe case referenced in the repon report -where - wherc the proper Slllte st3te officials wcre not nOl made aware of the death -a - a loclll local official was properly llotified lIotified but had fuiled failed to funher furthcr repon report the death to the state slate officials as required under New Mexico laws and regulations. We do not believc a revision 10 nOl believe to our standard could have cured this official's failure to follow the la\\ in his jurisdiction. Based upon this mfommtion. infonnation. it is requestcd requestetlthat that this recommendation be considered TCoolved resolved and closed. ulldentllnding with the Recommendation 5: "Seek to enler into a memorandum of understanding Department of Justice, Office of Federal DetenlioD Detention Trusl« Truslee thai tbat establishes a process that enllhles OFIJT and ICE 10 regularly share information resulting from faeili!")' enables OFDT fadli!)' site ,-isiu:' visits." [n fact. OFOT and has coordinated with OFDT in Ihe the pas\. past. Presently, Presentl)'. fact, ICE meets regularly with DFDT there are an:: no barriers to OFDT obtaining facility inspection rCPOMS rCJlons alld lind OFDT has ncver nevcr (x:ell been denied access to any infonnation infornlution it might lleed need for its own mission or strntegic slTategic objectives. Nc"'enheless. Nevertheless. ICE will request that OFOT rcqucstthat OFDT agree af,'Tcc 10 a Memorandum of Understanding regarding iacility site visits and ICE will facility wiU work toward aII bl:1.ter OFDT, better working relation,hip relatioll5hip with DFDT, panicularlyon timelmess of health care delivery, particularly on issues of mutual interest. interest, such as timeliness ofheahh delivery. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 42 Appendix B Management’s Comments to the Draft Report SLBJECT: SlWECT: DIG Draft Rcpon "ICE Policies Related Rel:uc:d 10 Detainee DculInc:c Deaths Dealh. and Ihe IheOverslghl Overslghl of Immigruuon Dctemion IX'lcmion Facililics.·· FlICililies,.·· daled dated Jan. Jail II. 2008 Immil!llltion Page 77 OIG n:port I'q)On eomxlly cornxtly indicatcs indicates thai that ICE ICE:md and omT OFDT hn\'e hD.\'!: difT.. diffcn.'Illlilandilrdi. -rcnt S1andardS. it seems to 10 While the DIG indicate that Wt enhanced sharing of ofinformauon infonnation "ill loI.iU primarily benefit ICE. We bchC'\e beliC'\.e we ha\e luI\e information wllh Wllh OFDT. panicularly par1ICU!arl)' aboUl aboUI the R('C RCC We also bchC'le bchC\e thai that shared valuable mfonnatlOl'J OFOT can Cllll bencfil lx:nclil greatly gn:ally from our own O\\-n le\ revie¥o's iews of ICE facilities fllCilitiCi because \loe \\e ha\'c hD.\'e such rigorous o\ersight 0\ might policies. polJcies. although this lhis was not 00{ discussed disl:ussed in the repon. These Tb~ ovmlghl OVmlghl policies tnclude mclude hlnng thlrd-pany third-part), experts bearlf1g beanng experiencc c:xpcncncc similar to thc the C:l:pcncncc c:tpcnence OFOT Of-TIT lalulrcs talU1TC5 of ilS ill> o",n o\\n hinng Qualily Quahly Assurance AMUnlrK"e Spceill.!ists. SpceialiSlS. We nou: the defim:ncics RCC were note that thaI many of ofmc deficu:ncic:s identified ldrnlified by ICE's inspocuon mspccuon ofw of the RC'C \\.m: 00{ tlC)I idenlified identified in OFOT OFDT rcpons. ~ ICE's inspection under und.., . our own o....-n rigorous riserous sllll1dan!s stunJards direclly led 10 our ourdcctsion decision 10 mt\O\'e removc all dewllCC$ d~necs fiom from RCC by August Augusa 5, S, 2007. OFOT's OFDT's1"C\ie:\loS m.iC\losofthe ofthc: RCC facilily '" \\ere ere 1101 l10I thc the impetus Impetus for forour our decision. Still. Still, we Wi: bcliC\e bcliC\c we CIUl ('UIl aIW3}S always bcndil benefit from the re\iews R'\'iews OFDT ornT CondUCIS eonduclS al at f;Kililies facililie-s housing ICE detainees <kta.inees as o\'ersi1jht o\'might ofdettnllon ofde:tnmon faciliues fxilllles is an ongoing onpllng endeavor t'fIdca\'or that reqUIres n:qUII'CS conltnual continual R'finemenl. n:finemcnl.. )'our rqx>r1 repon COrTec1ly correctly noted, OFDT omT conducted condlX':ted IWO 1.....0 1"C\,c\\.S m.1C\loS oflhe of the RCC OFOT orDT assIgned assigned the Ihe As }'Our w RCC an lUl "at ~:u. riskrisle rating in its SeplcmbcT Scplembcr 2006 moniloring rcpon. n:pon. OFOT omT eonducted. conducted. follo.....-up follo....-u" Slie visll VISII in tn February 2007, 2007. and. and determined thai RCC operations oper:1tions "ere \\ere :acceptable orOT Slle acceptable, An OFOT follow-up fol1o\\ -up revie¥o reviC\\ noted that the !.he facility had problems in discrete discrete: areas an.-u OFOT omT determined detc:rminallhlU Ihatlhesc these: areas relale 10 to minimum mimmum mluiremenlS requiremmlSlO 10 ensure Ihal Ih.al detamees detilmce5 arc are housed in a safe, secure, sc:curc, and Ilnd humane humllrll;' environment c:n... ironmcnlll5 b) OFDT's ornT'li FcdcnJl Fcekral Performance PcrfonnlllTcc as ddefined fin by 2007, U.S. District Coun Coon ChiefJudge Chie:fJudge MlIJ'1ha Martha Based Detention Standards Review Book. In June 2007. Vasquc--I VftSqu1.'7 and nnd your office rorwarrled forwarded to 10 ICE allegations alleganons concerning thc Ihe RCC !tec thaI that ",c \loe bchC\ed l:Icl1e';c:d were beyond OFOT's basic standards. Wert immediatc aclion ill in response n:sponsc to thesc these:: allcgations alkgalions of misconduct and lind serious scnous ICE took immediate slationed full-time rull-timc ORO officers IUld and supcn isors at lhe the filCility facility and mct mel daily deficiencies. ICE sllltioned wilh stafTto ensure with RC'C stafflo c:nsurc these ISSUes were resolved In Plans I'lans of ActIon. Actlon, ICE ICC conducted R'gular regular audits lIudilS orthe of the facility facilily and lIIId reponed reported all deficiencies dcficicm:il'S 10 to RCC stafTduring staffdUring mandalory mlmdatoty daily meetings. mcctings. After overseeing overseemg much ofRCC's of RCC's day-to-day daY-lo-day operatIons. operatlons, no appreciable Il.pprecHlble improvemems improvements \\ere \\.ere made that assured Il.~surcd ICE I('E thaI that its detainees remained in a safe. safe, secure, humane environment. Cll\'lronmen1. As correctly noted in 1M your rcpon. rcpDrt, all ICE detainCl::s dctainees were rcrnovcd rcmo\'oo from the RCC facility. fa~ilily. ICE has hll5 notified it docs nOI nOlified OFDT that thalli not intend intc:nd to 10 renew a conlract contrncl with \\,lh thc the: RCC until that thnt facility facihty meets meels our standurds. stllndurds, Pul simply, OFOT's basic reviews would not havc have made a difTerence dlfferctlcc in our decision 10 remove PutsimpJy, these Ihesc detainees. We do not believe your recommcndation should be primllrily primarily bascd based on lhe peculiar events c\'enls that thllt occurred at the Ihe RCC ReC by comparing companng OFDT's OFD r's review teVlew lind and ICE's ICC's oversight of the RCC. We note that dillt U.S. Man;hals' Man>hals' prisoners prisonl'r5 remain at III Ihe the RCC facility. fllCility. The faetlhal faClthltl U.S. LS. Marshals .\Ilarshals prisoners pric;oners remam at the RCC ReC and :md ICE detainees delainees have have been removed Stresses stresses that thaI differing standards difTering ~tlll1dllrds often result is different rcsulls. results. requested Ihatthis that Ihis recommendarion recommendation be considered rcsoh'ed resch'cd and open until ICE provides liS IlIt is requCSted request requcsllhal that OFOT OrOT agree 10 aII \icmorandum 'vfcmornndum of Lndcrslandmg Lndcrstandlng regarding rcganhng thc the shanng of facihly facihty slie VISIIS VISllS repons. repons Slle ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 43 Appendix B Management’s Comments to the Draft Report SUBJI--('T: Related to (0 Detainee DelalOee Deaths Dealhs and and the: lhe Ov(:rsight Oversight of of SUBJECT: DIG OIC Draft Report "ICE Policies Related Immigration Delention Facilitics," dated Jan. Jan, 11,2008 II, 2 Detention Facilities," Page Page 8 IIIt is considered resolved I't'SOI"'ed and open until until such such time time lIS as ICE ICE is reqUCSled requested thai that ihis this TttOmmcndlllion reeommCJ1dation be considered prov'idcs provides DIG OIG with the ).iOU MOU solieilll.tion. solicitation. RecommmdlliOfl ise monitoring prolocols protocols ltnd .lad medicltl medic.al detenlion detention starldard ,tandllrd 10 to Recommendltlion 6: ~Rev "Revise rrquirt" SJlmplioJ!; nod contiDuoUS oHrsigbt of tbr I..I-dl)' pb)'si~11 eum Ulnd.:ard a~rM5 require sampling and continuous oversighl the 14-dll~' physical exam standard across IC[·s r.acillti~~ ICE's detention facililles," ICE \\111 use use.a combInatIOn of ofthe the with the recommendauon. recommendation. ICE ICE will a combination ICE Response: Response: ICE concurs \\llb and emurc ensure that thatlhc l4-day examination I:~wnirnuion following to address llns this recommendation and tbe l4-day following in order order 10 standard is follo\\ followed. First, contractod contracted on-site oversight standard ed. First. O\etSlght stalTwill surr.....ill be required required to 10 conduct conduct regular regular the facilnlcs facilities they compliance with sampling and monllonng monitoring at Ihe OV"C'nCC to determine detemllne levcls IC\'els of ofcompliance with the the sampling lhey ovCJ"see "indo,"" l4-day e){aIll \\ l4-dayexam indo\\. standard. For those facilities facililies that arc arc: serviced se....,coo by by aI regional tt'gIonal COlllractor, COlllral.:tor, sampling will be conducted remotely. Seeond. sampling Second, the OPR Detention DetentIon Facility FXIIIlY Inspection InspCCllOn Group Group /OFIG) monitoring.. Finally, Fillll1l), OPR OPR will will of its compliance monitoring, (DFIG) \\;1111150 will also examine this area as pan part ofia mclude Program (SIP) (SIP) survey 5O(\C) to tlus this recommendatlon recommendation on the Self Inspection Program include a question question as 10 instrumenlS cycle, instmments pnor prior 10 to the ne.xt next DRO DRO Su> SlP rcportlng reporting cycle. is requested requested that this rccommeDdation recommendation be considered resolved IiII is n::solved and open open until until such such time lime as as ICE ICE can dcmonstnlle demonstrate thatlhe that the required sampling and monitoring arc are taking laking place. place, can Recommend:uion 7: -Rev "Revise monitoring polities policies and other Recommendation ise mODiloring orher guidance guidanC'e given gr.'tn 10 to reviewers rtv'lewers regarding Ihe the materilility materiality of site visit nport reporl findings to ensu re that re~arding ill' visir tnSUrt tbal standards, stand.ards. such such as as scr«ning and olbers others ",Iated relaled to access tuberculosis scrtt'oing tuberculosis leem to medical care, weigh ""ei~b more hell\'i!)' huv'il}' on on facilitJ's 'itatus." 'I compliance starus.·· aa facillt) ICE Response: Response: ICE ICE concurs concurs wiih with the recommendation, recommendation. Loder Under the ICf lhe current current annual annual review review process, llI't:a5 areas thaI that ha"'e have significant life-safety eonS~'quenccs consequences are arc weighed \\"eiWicd more more heavily than than olher other process, items when when asSIgning assigning final final ratings or detennining overall compliance level. le\el, In this lhis way, way, itil is is Items faciHlY to to rccche rccei..e an overall acceptable rating nIting despitc possible for for aa facility despite deficiencies in tn a8 narrow nalTOw possible new performallce-based perfom13nce-based delention programmatic area. area. As As pan part of ICE's IIC\\ programmatic detention standards, s\aI1dnrds, meaningful meaningful assigned to each standard so as to performancc indicalOrs indicators will be asSIgned 10 generate aa final final score or or rating ral1ng pcrfonnance ofa facility's overall overall pcrfonnancc performance that is bolh both llCCUrllle accurate lind and credible, of a facility's cl'Cdible, Lastly, Laslly, we also also note nOlI' that Utal any life life and and safety safety deficiencies deficiencies found during an inspection must be corrected belore any before the inspection team leaves leaves the the facility, facility. inSpl.'Cliulllcum requested that that this this recommendation be be considered rcsol\ed resolved and open pending IIIt isis requested pendmg the the agencyagenc)"of the new pcrfonnance-based performance-based delention detention standards. wide implcmCntlUion implementation oftltt: wide stlindards, ICE ICE will provide aa ofIllest these new new standards standards to to OIG OlG to to fully fully close close the the recommendation, recommendation, copy of copy "Require reviewers reviewers IlrC'parlng preparing monitoring monitoring rqlOrls Recommendation 8: 8: -Require reports 10 to use use narrlltives narratives 10 10 Rl'eOlllml'ndltion illuminate speci:alare:as special areas of of (ODeern concern aDd and prO\ pro\'ide additional details aboul issues illuminate idl' IddltioDlil detlils about is~uCli relc\'ant rel(\'lInl to 10 aa facililY's compliance stltUS. status." fllcilil) 's C'Ompliance ~ ICE concurs concurs WIth with thIS thi5 recommendation recommendation. We We began use these these narrath'es ICE Response: Response: ICE ICF began to to use namuvcs to to provide lhe the reader reader with with Unportanl, important, rdevanl relevant infonnation information coIICl'11ling concerning facility reviews late provide facililY rcviC\\s laiC last last year. ycar. As ran part of of ICE's ICE's Improved improved management management and and o'<ef!lIght oversight ofdetentIon of detention facilities, f3Cilities. ICE ICE implemented implemellled aOJ. As ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 44 Appendix B Management’s Comments to the Draft Report SUBJECT; SUBJECT: OIG Draft Repon "ICE Policies Relaled Related 10 to Detainee Oe3ths Dc:alhs and the (hmight (h.might of ImmlgT3uon Detention DC'tentloll FacilitJes:' Jan. II. I J. 2008 ImmigTauon FadlilIes:' dated Ian. I'age Page 9 robust detention dctennon complianu October 2007, 2007. under lhe the immediate O\tnlght ofthc compliantt program in (ktober o~ersight of the ORO Detention Dctemion Standards Complil1l1Cc J.:nit L"niIIUSClJ). un annual wmual external Staodanls Compliance (DSClJ). The program includes an inspection program to be performed by contracted inspccton. inspectors ofCre:tlllle ofCrealive Corrections, Inc. This eontr3Cted contr.iCtN inspectional inspec:tional force is comprised of offonner correctlonaJ facility factlity forme!' wardens. wardens, nurses. nurses, correctIonal personnel. and olhi:r other subject-matter subject-maIler expertS. t.'<petlS. This program has Iw eliminated climil\llled the need nCl.'d to assign personnel, collateral inspection compliam;e colhucnd complillrlCc duties to more th:uI th:a.n 400 ORO officm offiem Each inspection mspeclion repon already that are extcnsi"e gl~y contaInS conlalllS narra!l\'CS rIlllTa1l\'CS tlult L"Xlc:nsi~e and spexify: specify; I) I):my stMdanI not bt.-ing any standanl being flli:t; met; 2) those areas ofdelio:icncy me Cl1U51: orthe J) !he cOl'RCli\e ofdeficiency mon that ... en: en;: the CllllSC of the facilit)'s facility's non-eompli=; non-eompliance; lU1d and 3) the correcli"e :actions would have to be completed 10 return lhe :tCtIOns that th:tt .... ould halle the fucihl)' comphanc.e. OSCL DSCl,; staffofficers suffofficers facility 10 to complianu. also distill the salient POints points of oflhe appropriatc personnel the repons and task wk the appropriate pnsooncl ....ith ~ith initialing initillling cotTeCth'e action COIR'Cti\'c action. It is reqUc:5too considered resolved n:soh'ed and ciosal. WI requested th2t that this n;wmmcnda1ion recommendation be OOIlsidered closed. A copy of an inspecllon inspecuon by Cre3IIve Creative Corrections.. Correaions. Inc undC1" separate ~te lettcrbead dcmonstr:tte the Inc. will be sent wxIer letterhead to demonstrate ICE's actions in this area. ICE'slICtions Rtrommtndllllion 9: WDevtlop RtrommrndalioQ -~'rlop a stlDdard tbll rrqulrt'S faeiJilits facUllies housing bousing ICE dftalnrn III standard thai rtquirH delaion'S 10 imple.menlln revie~ function.implemenl an inlfmll inltmal revie¥o funetion.~ ICE Response: ICE concurs in pan and disagrees in m pan .... lth thiS recommendation. We have havc with implemented aII procedure to pro"ide proccthm: that tlw.t requires a facility 10 pro...ido:- a detailed d..1ailcd plan Ilflcr phll1 ofaction of action after recei...mg n:eei"ing an annual revie>\. reviev. in order onic:r 10 to addres.s add~ arty defiCICDCICS, We disagree 10 tlte any and all noted defiCiencies. to lhe extent flJCility can indcpcodentl} lake take such ¥o ithout the input and extL'flt that thlll a local facilit) CUll independentl) Iiuch remedial action \\ithoutthe assisl:lI1ce of subject-matter assistance SUbJCCI-ffiJUCT expertS stand3rds Md experts trained in our detention standards and policies. We note that our oW" standards sUlCldards are lite nOliQITul national standards. Accordingly. Accordingly, ICE sm....cs strives to pro.... provide ide con...isll:IlI, umfonn conditions consistent, condltJons ofconfinenlent exc~ those standards 11\ ofconfinement that meet or exceed at e\ery every ICE detainees. c!l;:1ainccs. To meet mcelthis this goal, we have Quality Assurancc AssurJIlCC specialists from facility housing TCE the Nllkarnoto at 31 ) I large Nakamoto Group on-site :tl l:trge IGSAs and Mel expect <::\pect these speciali5ts specialists to be lit III all III! of our major !GSAs IGSAs by the end of the year. ycar. These Quality Qualit)' Assurance professionals:lre profession:lls:lre responsible for revicwing reviewing ua facility's perfommItce. pcrfomJancc. ICE has also contracled contracted with Creative Creati....c Corponltions Corporations to re..icws ofour facilities. These conduct annual reviews TIlese thinl-pllny third-pany re\ iewcrs icwen; allow ICE to obtain 1Illtrue true amlllccuratc und uecuratc picture picturc of ofthc the pcrfonnllJlcc pcrfonnance of our facilities. facilities, while althe at the same lime tIme malDtaining mamtainmg a consistent level of consistclltlevel ofc:tre pursUllJltto sturldarili. Wc We do 11m care pursuant to our standards. not believe believc II loelil local facility can ClIO sdfsclfmonLlor its Its J'lerfonnance perfonnance against againST our n:trion:tl pany experts. monitor national standards withoUlthe wilhoUlihe input of third party expens. a hcad4Uut1crs component. componcnt. and the added level Icvel of ovcrsight 11l:adqullrters ovcrsiyht the Detention DetcnTion facilities Facilities Inspection ln~pection Group and your office may provide. We believe these thesc independent independcllt reviewers will produce more candid. reliable reportS rt.'pons Ihan than would /Ia process conducted by a facility's candid, consiSlent. consistent, and lind reliablc faclhly's own pt'rsonnel. personnel. Our current CUlTCnt pf/lClicc pfllclicc lKldn.--sscs Ilddresscs the concern you l1Iised raised in your recommendation. When deficiencies are identified during annu:al annual reviews. facilities deticiencies facilitit>S arc urc required rcquirctllo to submit subntit II Plan PllUl of Aetion (POA) thai that idcntifies id;:ntilics the correcti\ coTTCCti\ e action to be taken 10 Action to remedy all areas ofconcern. at the HQ leveL Once the POA is approved appro\'ed allhe level, the thJ:' field office offiee is required to \0 ,:nsure allooted ensure that mal all noled deficiencies have been corrected within \\ithin 90 day!; days ofnotification ofnolification lhat that the POA is appro\·ed. approved. Additionally.... Additionally..... hen the noted notoo deficiencies arc are 5e\CTC se~ere enough to result in an on:rall overall faung rating of ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 45 Appendix B Management’s Comments to the Draft Report SUI3JI'C-'T· QIG Draft Report Rcpon "ICE Polici~ Policies: Relatalto Rclatalto Detainee Detainee: Deaths and the Oversight OversIght or SUBJECT' 01G Drafl of Immigration Detention Facilities..Facilities. ~ dated Jan. 11.2008 I I. 2008 Pagc 10 Page \0 "deficient"' up inspection of the facility fadlit)' .... ill be required n'quired "deficient~ or ":11 "at risk" being assigned. a full follo..... fono.....up oflhc will orIast annual rc\"il.'\\. rc·dC\\. ",ithin .... i1hin six·months from the mi: date dale oflait alxnc. ICE has already de\Clopcd de...clopcd aII polK)' ....ill As slated staled abo\"c. polky thaI that .... iIl place Quality .'\ssur.:mce •.o\ssurance professionals in large !large IGSAs. IGS..o\s. These Quality Assurance Assur.:mce professionals are uc: responsible for reYlev.mg perfonnanu. IrE specialistS on-site revi~mg a faGllity's faeility's perfonnanc~. ICE CtII'TaIlly currently has these Quailty Quality Assurance spc:cialists In JI large facilities facililies and expects all IlIIJ;c IGSAs to be SIa(fed \\ ilh theso;: these professionals profe»iona15 b)< by ail :10 40 large slafTed with in 31iarge th= indcpeooetlt ind~CfIt n:\ i~c:o .... .... i11 prod~ produe>: mot"t consistc:nl.. and July 2008. We bc-liC"·{" belie\e lheso: l"e\iC\\.er5 more candid, conSIstent. rc:l11lble reports thnn \\oold a process conduclCd facil1ty's own rellable than would conducted by aII facillly' 0'*11 personnel personnel. We concur that there there: needs oeeds 10 bullloe disagnoc 10 to be a sound internal R:\oiC\\ reviC"\lo mechamsm. but ....e disagree to the reviev. procCSll process should be conducted by facility penQlVlCI. personnel. Put simply, .... oot extent that the n:viC\\ extcnlthal conductoo b)' Pul simply. v.ee do 001 process by a facility .... ill c:nsUll: ens~ that ICE maintains 53fe and humane heliC\c bi:li\.""c an int<:maI1"e\1C\\ intcmal R'il:¥> pnK"CSS v.ill mainlluns safe conditIOns ofconfinonc:nl consistCllI With ual1OTll.1 detcfl1lon dcu:nllon Slandanls. standards.. ofconfinement consistent with our OUT national condlUOns mfonnation. it wques>ed Based upon this mfonn.nion. requested ttw th.:lt Ibis this recommendallon recommendation be be' considered resolw:d resoh'ed and clori d""""El"pedil~ all Decl'$sa~' n~a~ dbcussion diJIruulon and rewurttS rt~OUrce!110 ~"Slem Recommendation 10: ~.:):pl:'ditf to dl"elop de\elop aI s)stem of ekdronic electronic heallh health rrcord rec:ord for ICE ICE: detainees. detain~es." ~ I('E ICE Response: ICE concurs ....-ith with the thc recommendation. recommendalion, Currently. ICE is "'orking \\oorkmg .... With ith DIHS infonnlltlon technology tcdwology expcns 10 w facilitate the dcploytllt'l1t deploymCl1t ofc1cclroltic h....lth fI..'tords and information ofelectronic health records for Implement such as system muSt musl first firsl ICE delainees. detainers. This process of obtaining the technology to Implemoll he Ilppro.....\1 by DHS' In\<cstment In...cstmCl11 Rc... icv.' Board. ICE will \\0 ill ",on.. \\oor!.. diligenlly diligently .... ith other otlter DHS be approved Re...iew '" ilh deplo)"TIlent ofelectronic health records as soon as possible. components to ensure ens~ deplo}ment II is rcqucstt'llthal requested Ihal this fC(;ommendation rcsolH'd and und closed. It n:commendation be considered rcsohcd Kecummi:ntl:lIlon 11: II: "Work Dh'islon of IImmleratlon Unllh Sen'ices Ser.-Jc~~ 10 ItlenUfy Recommendation ···Work wllh with the I)i\'ision mml~ration lleallh to identify dinkalstllrrshorlllj,lcs. lind stafhhortages, and then "'ork work "'ith ",ilh ICE's clinkal clinical partncrs partncn 10 develop and all clinical Implement a slrategy slrat~gy 10 to till 011 clinical starr allmmi~r:uion facilities. lmplemfnt staff shortagH shortages at immigralion dtll'nlion detenlion facilitlfS. ICE ICI.:. Response: ICE concurs with the recommendation. ICE's hellhhcllre heahhcllre service providers are to lhc the effecls effeels of the nalional national shortage qllalilied heallhCll.rc professionals. ICE shor1agl' of quali lied heallhcare rCE is not immune lo complele a strategic slIlltegic plan IhlltwjJJ met-tlhe presently working with DIHS 10 to complete thaI will meet the intelll of the rceommcndsllon. The issues currently hemg recommcndal1on. being explored by the stratewc stnllewc plan includes: • • • • • Hiring officer of the USPHS: oflhe Hirinl! addilional hcalthcare recruiters. rel.TUitcrs. including aII commissioned officcr Rc\ icwing current medical staffing profiles to detennine detenntne how closely staff slafr qualifications qualific:llions Reviewing ww industry standards; the areas ofaccrcdiU1tion. of accreditation. l'ms. NDS, and align in the: in...estigations; Improving communication and prQl;eS5ing prQ(:tSliing of background in\<cstigations: Pro... iding hClllthean.: incclllhcs such as signing Pro\<iding hcalthcare professional recruilment recruitmenl and retention inccTllin:s bonustS and SludOllloan repa)ment. and bonuses student loan repa)ment; Collaborating with hirin.l1, and und plllCI."IIH."Ill plllCCRlcnt of flK.'dical medical professionals to wilh the USPHS for the hiring suppon ICE's detained dctamed populations. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 46 Appendix B Management’s Comments to the Draft Report SUBJECT: Detamee Deaths and the Overnight Oversight of of SUBJECT: QIG DIG Drafl Draft Repon Report "ICE ""ICE Policies Related to Detainee Immigration II, 2008 2008 Immigration Detention Detention Facilities:' Facilities,'" datcd Jan. 11, Page Page II II panners ha\'c h:wc already implemented implemented an an ConSistcnl Consistent with with this strategic plan. ICE and its climcal clinical partners quickly as as possible. possible. aggressive aggressive hiring hiring plan to to ensure thatthesc that these imponant positions are filled as quickly ICE unlil a formal formal plan plan to to ICE requests requests that that this recommendation be considered resolved and open until addn.'Ss address clinical clinical staffing shortages is submiucd submilled to DIG. rnised in yourrcport your rcpor1 for for not not ICE ICE would would 1Iiso also like to to take lake this opportunity to ;tddrcss address the questions raised de\"eloptng by the the ABA. ABA. de\'eloping aa regulatory regulatory scheme for the national detention standards as requested by As rcqul'SL ICE ICE simply simply As you you corrcctly corrcctly noted in your fl-port, report, ICE continues to look into ABA's request. emphasizes detention facilities. facilities. emphasizes that that there has has been Significant significant progress in ICE's oversight of its detention facililY oversight oversight has has whieh which O[G DIG merely merely ml'Tltioned mentioned briefly, briefly. ICE believes that our multi-layered facility greatly converting our our greatly Improved improved the conditIons conditions of confinement. ICE also notes that simply convening standards impmvemcllt. Finally, Finally, we we standards into into regulations regulutions docs does nol not m:cessarily necessarily result ill action or improvement. disagree IGSA comractuallangoage contrnctuallanguage to to adhere adhere to to disagree with with the the ABA's ABA's contention that our oor current currentlGSA detention contrJctual language providcs provides tcrmillation temlillation Correllt [GSA IGSA c011lraclUallanguagc detention standards standards in merely advisory. CUfTCnt upon upon wrillen wrinen nolice, notice. 11,is This language states the following: This the date of final signature by the the ICE ICE This Agreement Agreement shall become effcctivc effcctive ulKln opon thc Contracting oflhe Service Provider and will will remain remain in in Contracting Officer Offiecr and and the all1horizcd authorized signatory of the SeIVice effectJor llitless termmated lermWllled 11/ 1/1 writmg, writtng. by hyeither period nO/to not 10 e.>;ceed e.>:ceed .~ixty suty (60) months, IIltless either effectJor 1I1I period nmSI provide wriuC'I' ....rillf.'/II1Olice party. Either Either parry party //IllS/ parry. I/O/ice ojits aJits illlellliolt intemiolt to 10 lerminate rermil/uft' Ihe the agreemelll. agreement, SLtly (60) (60) days in adm/Ice aJl'QllCe oj ojthe efJectil'e date oJJormal .1m\' the e./fectil'e o/Jormal termi/wtion, ;ermiltation, or tile lite Panie!1 Parries may mal' agree 10 10 aa shorter shorter perIOd period IIl/der under t}le procedures presCribed 11/ agn'e /)u: pnx'{'(!ures l1/ Amell.' ArtIcle X. X. (emphasis added). added). (emphasis ICE isis gr:l1crul grateful for the overview ovelView and insight insighl DIG GIG has provided in its draft repon ICE cepon and and we we will \\i1l to ensure ensure our facihties facilities provide adequate adequatc conditions ofconfinement. continue to continue orconfinement. Within Within 90 90 days days of of the issuancc issuance of ofthe DIG's final rcpon repaM on this audit. ICE will gencrate thc the OlG's gencratc and submit to to GIG orG aa Mission Action Action Plan that spcci lies fies the issues Mission issucs to be rc£olvcd, resolvcd. the corrective correctivc action actIon to to be be taken, taken, and and thc associated associated deadlines for completion. complelion. thc ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 47 Appendix B Management’s Comments to the Draft Report ,. ll<... Uqoo.o-., of 1I_,loa,1 11 II _,. 'la,..., af ' ....."" r".. • 1." I "',m.,\I II ,I" Il( .. ,,\~ u.s. Immigration ImmigTillion and md Customs Customs Enforcement I·(I! l' 1 1DII8 1011II I·UR \11 ~11'MORANDUM \1()R·"m \1 FOR: FOR. J:m Borris B..,rri~ Jan Se~(ion "e..-UI>rl Chief·OIG ChI.:fOIG Liaison l..lai.....n .. RO\I fRO:"l Reid t;;1j ~r William Willioun r R,"1J Acling 'Clnr ~-1 <\~;In~ I)lr.. Om:'Ch". Sl S~BJECT: BJFCT Timdy ln~pcLtor (jeneral Timd~ ~oliJicUlion '<>IJli"a1i"l:I (0 W DHS DH~ Office Olli,,, uf ullrnp.:,lvr l",_"r.>l R~nJHl;! In1),'t31n,,'e Deaths 1k.:111l Regarding lei llelainee (111 ~rI- A~ plc",>e e•.mlinue 10 en,urc Ihal all nutilications rL....el\e<! Imake ."" <IJ. n;min<Jcr. n.·fTllr".k:r. pl<."oL-o.: <."unhm,,, II' <."lbUf\." tlul ;d1""uli"<lI-II'O:> n.'':I,,,J allhe <II U,,, Joint JI'lI1llntol1..: Cemer regarding mt<>multM infonmtion rebted dealh flf of aa detainee hi Ie in tenter regm:hng rel3ted to the Iftc de.ath detail\« II "hilt In 1("1II I cu,"ody ,UstOO' is i~ accurately communicalcd J(l 10 the OBS omcc Inspector Gen.'rol (DIG)I lekphollkally lk:"UfUld~ "onunw,i".ucd tho: DHS om~ of Insp.."l:lor (;,,-llcrall()[G h:lc:phi.Jru".1I1> (lIthe at Ih\.· lirsl a\ailablc opponunit\ rclc\'am inlormalion lil"lln-a,ldblc 0l'por1unll' In addihon. aJdlliOn. all relc,an' ml.>rmal"In concerning '"''''...·nlln''' such 'u.:h deaths d"ilth, ",ill ~11I be tronsmiued un th~ 1\<:'(1 bu,ine;,s u.a> day as part lr.ut'.rnm,od ~ln the nc'«l Iuoine"" p;u1 orthe ullhc daily Jail) DIG OIG aocli\ .Jo..1i, il~ nOliJicmion l)o.lIll'i1;uli,>n Please Plea..... en,un:: cn~urc Ihal ,nat ,hi) this irnpllnllflt important pnx:... pr{lCC" ~ ,) is aJhcn.:J adhcr... d In I" ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 48 Appendix C Recommendations Recommendation #1: Work with the Office of Inspector General to create a policy that would lead to the prompt reporting of all detainee deaths to the Office of Inspector General. Recommendation #2: Work with the Division of Immigration Health Services, the Centers for Disease Control, and other experts, to enhance existing medical standards, rules for special needs individuals, and coverage guidance related to infectious disease. Recommendation #3: Revise medical intake screening forms and physical exam questionnaires at detention facilities to include questions regarding the detainee’s family history of cysticercosis. Recommendation #4: Revise the notification section of ICE’s detainee death standard to ensure that the agency and its detention partners report a detainee’s death in states that require notification in the event of a death in custody. Documentation of this reporting should appear in a detainee’s file. Recommendation #5: Seek to enter into a memorandum of understanding with the Department of Justice, Office of Federal Detention Trustee that establishes a process that enables OFDT and ICE to regularly share information resulting from facility site visits. Recommendation #6: Revise monitoring protocols and the medical detention standard to require sampling and continuous oversight of the 14-day physical exam standard across ICE’s detention facilities. Recommendation #7: Revise monitoring policies and other guidance given to reviewers regarding the materiality of site visit report findings to ensure that standards, such as tuberculosis screening and others related to access to medical care, weigh more heavily on a facility’s compliance level. Recommendation #8: Require reviewers preparing monitoring reports to use narratives to illuminate special areas of concern and provide additional details about issues relevant to a facility’s compliance status. Recommendation #9: Develop a standard that requires facilities housing ICE detainees to implement an internal review function. Recommendation #10: Expedite all necessary discussions and resources to develop a system of electronic health records for ICE detainees. Recommendation #11: Work with the Division of Immigration Health Services to identify all clinical staff shortages, then work with ICE’s clinical ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 49 Appendix C Recommendations partners to develop and implement a strategy to fill clinical staff shortages at immigration detention facilities. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 50 Appendix D Comparison of Various Detention Standards We compared various standards from ICE’s Detention Operations Manual, ACA’s PerformanceBased Standards for Adult Local Detention Facilities, Fourth Edition, and OFDT’s Federal Performance-Based Detention Standards Review Book. This analysis focused on standards of particular interest to this review. The following table outlines and compares standards across the three organizations. The table is divided into three primary areas: standards related to physical exams and access to care, standards related to detainee mortality, and certain standards related to medical issues and grievances. Standards Related to Physical Exams and Access to Care Standard Element Health Appraisals In addition to general requirements regarding intake screening when the detainee is admitted to a facility, requirements include a more detailed medical exam of the detainee within 14 days. Emergency Services ICE A health care provider will conduct a health appraisal and physical examination on each detainee within 14 days of arrival at facility. All appraisals will be performed according to National Commission on Correctional Health Care and the Joint Commission on the Accreditation of Health Organization standards. Standards for these exams are not detailed. In Service Processing Centers and Contract Detention Facilities, the InProcessing Health Screening Form (I-794) is followed up and the health care provider will provide treatment accordingly. In local jails, a written plan for the delivery of 24-hour emergency health care is required. No standards are specified. Service Processing Centers and Contract Detention Facilities will prepare plan in consultation with the facility’s routine medical provider. The plan will include an on-call provider, contact information for local ambulances and hospitals; and procedures for ACA A health care provider will conduct a health appraisal on each detainee within 14 days of arrival at facility. In addition to following up on the intake screening, criteria regarding the appraisal are discussed. OFDT The facility director ensures that medical, dental, and licensed health care professionals complete mental health assessments within 14 days of arrival. Criteria are outlined by each assessment for the appraisals to be conducted. A plan to provide 24-hour emergency medical, dental, and mental health services is required. Emergency evacuation procedure is also required. Criteria are identified that includes use of an emergency medical vehicle, hospitals, on-call physicians, dentists, and mental health professionals. Ensures that written policies and procedures exist for emergency health care, including emergency evacuation and transportation. A plan to provide 24-hour emergency response is not identified. Criteria are not identified for written policies and procedures that are to be in place. However, staff will practice medical ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 51 Appendix D Comparison of Various Detention Standards Requests for Medical Care facility staff to use providers consistent with security and safety. Additionally, first aid and medical emergency standards and criteria are identified. Request slips will allow detainees to request health care services. Slips must be received by medical facility in a timely manner. If necessary, detainees will be provided with assistance in filling out the request slip. Clinical staff is to be available on scheduled basis to respond to requests. In Service Processing Centers and Contract Detention Facilities, request slips will be made freely available for detainees to request health care services on a daily basis. Request slips will be made available in English, and the foreign languages most widely spoken among detainees. If necessary, detainees will be provided assistance in filling out the request slip. Additionally, back-up facilities and providers should be predetermined. emergency plans; biannual trial runs are documented. All detainees are informed about how to access health care services during the admission/intake process. This is communicated orally and in writing. Information is translated into those languages spoken by significant numbers of inmates. No member of the correctional staff should approve or disapprove inmate requests for health care services. Detainees have daily opportunities to request health care services. Detainee requests are documented and are triaged by a healthcare professional within 24 hours on weekdays. Appropriate health care professionals triage requests in a timely manner. Standards Related to Detainee Mortality Standard Element Detainee Deaths ICE ICE’s detainee death standards articulate a variety of notification requirements for the facility and ICE staff. Although mortality reviews by the facility are not specifically required, the overall policy includes commendable levels of detail about how the facility and ICE are to address detainee death cases. ACA ACA’s policy focuses on notification of proper authorities. Also, the mandatory internal review policy requires that all deaths in custody are to be examined by the facility. Suicide Prevention All three entities recognize the Staff training requirements are similar to ACA and OFDT. Staff is required to observe Staff is required to be trained on suicide risk and intervention. Mental OFDT Like ICE and ACA, OFDT stresses the importance of notifying proper authorities. Staff is to be trained to respond to serious illness or detainee death. Examination of required mortality reviews are part of site visit team’s assessment of facility’s compliance. Results of mortality review are acted on immediately. Policy specifically requires that the facility is to have a sufficient ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 52 Appendix D Comparison of Various Detention Standards importance of training, observation, and notification of authorities. “imminently suicidal” detainees no less than every 15 minutes. health appraisals are to include assessment of suicide risk. Continuous observation required for suicidal inmates until intervention by clinicians. number of clinicians to deal with suicidal cases. Family members are to be notified of an attempted suicide. Certain Standards Related to Medical Issues and Grievances Standard Element Dental Care, Assessments ICE Initial dental screening due within 14 days. If dentist not available, a physician, physician’s assistant, or nurse practitioner can perform the assessment. Dental Care, Routine Routine care may be provided for individuals detained for more than 6 months Kits are to be placed according to ACA policy. First Aid Kits Grievances ICE’s process is outlined in more detail than ACA and OFDT standards. Facilities are to use an informal grievance process in an attempt to resolve concerns quickly, but detainees have a right to file a formal written grievance. Also, requirements at Contract Detention Facilities and Service Processing Centers are more detailed than for county detention facilities. One specific difference for contract detention facilities and service processing centers is that only detainees can file a grievance. ACA Initial dental screening due within 14 days. A dentist or trained personnel under the supervision of a dentist should perform the screening. Requires “defined scope of services” for detainees without reference to length of stay. Designated health authority and facility administrator collaborate to determine locations for kits. Health staff determines contents of kits. Defibrillator must be available to facility staff. ACA’s grievance standard does not have specificity. Facilities are required to have grievance procedures that include one level of appeal, but specific requirements are not outlined. OFDT Like ICE’s policy, OFDT standard does not require that a dentist perform the assessment. Routine care is to be provided if the individual is detained greater than one year. Not as specific as ACA. Standard requires that supplies for medical emergencies are to be readily available. Grievance standard includes many of the elements found in ICE’s standard, although an informal process is not specified. Standards in other areas, such as discrimination prevention, require review of all grievances alleging discrimination based on race, gender, religion, and national origin. ICE’s policy on staff-detainee communication permits detainees to make informal ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 53 Appendix D Comparison of Various Detention Standards HIV/AIDS Mental Health In September 2006, the Bureau of Justice Statistics reported that half of jail and prison inmates have mental health needs. Special Needs Individuals Detainees who have certain specific medical issues are considered to have “special needs.” The concept is mentioned by all three entities, but defined differently by each. grievances to ICE. Formal grievances are to be resolved by the facility. A detailed standard for “the accurate diagnosis and medical management” of HIV/AIDS. The standard requires that detainees with active tuberculosis should be evaluated for HIV infection. Facilities are also directed to report cases per state and federal rules. According to DIHS coverage policy, follow-up care is covered. HIV testing is covered if a clinician documents the need. Initial health screening is to include mental health assessment. Facility staff is to be trained to recognize the signs and symptoms of mental illness as a means to decrease suicide risk. The standard establishes that mental health care will generally be provided in a hospital or community setting, rather than the detention facility. The Officer in Charge is to be notified when individuals are diagnosed with special needs. Examples of conditions requiring “special attention” are pregnancy, special diets, medical isolation, and AIDS. A mandatory standard that is not as specific as ICE’s HIV policy. The written plan required under the standard must include procedures for identification, surveillance, treatment, and other areas. Policy on chronic conditions requires that individuals with AIDS are to receive regular care by physicians who provide for individual treatment plans. Establishes that an “appropriate mental health authority” approves mental health services. Standards are to ensure that facility staff can identify mental health needs, proper care is provided (generally through referrals for outside care). OFDT standards include additional details on specific mental health policies. For example, OFDT provides details on the contents of mental health appraisals and the need to provide needed medications for routine and emergency situations. Clinical and facility personnel are to ensure “maximum cooperation” on individuals who are chronically ill, disabled, geriatric, or seriously mentally ill. Special needs individuals are granted a hearing and additional due process steps before transfer to another facility. OFDT has the most specific policy in this area, including steps to providing health care for the special needs population. These include targeted physical exams, use of chronic care clinics, necessary subspecialty visits, and preventive care. ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 54 Appendix E Major Contributors to this Report William McCarron, Chief Inspector, Department of Homeland Security, Office of Inspections Darin Wipperman, Senior Inspector, Department of Homeland Security, Office of Inspections Jacob Farias, Inspector, Department of Homeland Security, Office of Inspections ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 55 Appendix F Report Distribution Department of Homeland Security Secretary Deputy Secretary Chief of Staff Deputy Chief of Staff General Counsel Executive Secretary Director, GAO/OIG Liaison Office Chief Security Officer Assistant Secretary, U.S. Immigration and Customs Enforcement U.S. Immigration and Customs Enforcement Audit Liaison Assistant Secretary for Public Affairs Assistant Secretary for Policy Assistant Secretary for Legislative Affairs Office of Management and Budget Chief, Homeland Security Branch DHS OIG Budget Examiner Congress Congressional Oversight and Appropriations Committees, as appropriate ICE Policies Related To Detainee Deaths and the Oversight of Immigration Detention Facilities Page 56 Additional Information and Copies To obtain additional copies of this report, call the Office of Inspector General (OIG) at (202) 254-4199, fax your request to (202) 254-4305, or visit the OIG web site at www.dhs.gov/oig. OIG Hotline To report alleged fraud, waste, abuse or mismanagement, or any other kind of criminal or noncriminal misconduct relative to department programs or operations: • • • • Call our Hotline at 1-800-323-8603; Fax the complaint directly to us at (202) 254-4292; Email us at DHSOIGHOTLINE@dhs.gov; or Write to us at: DHS Office of Inspector General/MAIL STOP 2600, Attention: Office of Investigations - Hotline, 245 Murray Drive, SW, Building 410, Washington, DC 20528. The OIG seeks to protect the identity of each writer and caller.